Purchases and Sales Made in Q4 2023 in Western Asset High Income Opportunity Fund Inc. (HIO)
This table provides information about the institutional ownership of Western Asset High Income Opportunity Fund Inc. (HIO) during Q4 2023. The information is specifically focused on institutions that hold shares of WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Jan 18, 2024
Q4 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
98+ 2.83% |
$347 - $381
|
3.56K
$14.2K
|
|
Apr 08, 2024
Q4 2023
|
Reuter James Wealth Management, LLC
Oklahoma City, OK |
SELL
|
- |
-1- 0.01% |
$3.54 - $3.89
|
15.5K
$61.6K
|
|
Jan 11, 2024
Q4 2023
|
Chapin Davis, Inc.
Baltimore, MD |
SELL
|
- |
-127- 0.33% |
$450 - $494
|
38K
$151K
|
|
Feb 13, 2024
Q4 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-749- 4.25% |
$2.65K - $2.91K
|
16.9K
$67.1K
|
|
Feb 13, 2024
Q4 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-1.08K- 68.56% |
$3.81K - $4.19K
|
494
$1.97K
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-1.86K- 2.37% |
$6.57K - $7.22K
|
76.4K
$304K
|
|
Feb 12, 2024
Q4 2023
|
Dudley Capital Management, LLC
Middleburg, VA |
SELL
|
- |
-2K- 6.04% |
$7.08K - $7.78K
|
31.1K
$124K
|
|
Jan 18, 2024
Q4 2023
|
Procyon Advisors, LLC
|
SELL
|
- |
-2.49K- 13.77% |
$8.8K - $9.67K
|
15.6K
$61.9K
|
|
Feb 05, 2024
Q4 2023
|
Pekin Hardy Strauss, Inc.
|
SELL
|
- |
-3K- 8.8% |
$10.6K - $11.7K
|
31.1K
$124K
|
|
Feb 13, 2024
Q4 2023
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-3.18K- 1.49% |
$11.3K - $12.4K
|
210K
$836K
|
|
Feb 09, 2024
Q4 2023
|
Us Bancorp \De\
|
SELL
|
- |
-4K- 28.17% |
$14.2K - $15.6K
|
10.2K
$40.6K
|
|
Jan 10, 2024
Q4 2023
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-6.08K- 2.66% |
$21.5K - $23.7K
|
222K
$885K
|
|
Jan 22, 2024
Q4 2023
|
Melfa Wealth Management, LLC
Westborough, MA |
SELL
|
- |
-8.64K- 31.32% |
$30.6K - $33.6K
|
19K
$75.4K
|
|
Feb 13, 2024
Q4 2023
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-10.1K- 0.74% |
$35.8K - $39.3K
|
1.36M
$5.42M
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-11.6K- 3.25% |
$41.1K - $45.1K
|
346K
$1.38M
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-22.8K- 52.96% |
$80.6K - $88.5K
|
20.2K
$80.4K
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-29.5K- 11.72% |
$104K - $115K
|
222K
$883K
|
|
Feb 01, 2024
Q4 2023
|
Wolverine Asset Management LLC
|
SELL
|
- |
-36.3K- 82.87% |
$129K - $141K
|
7.51K
$29.9K
|
|
Feb 08, 2024
Q4 2023
|
Fca Corp
Houston, TX |
SELL
|
- |
-40.3K- 4.09% |
$143K - $157K
|
945K
$3.76M
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-49.5K- 32.0% |
$175K - $192K
|
105K
$418K
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-62.9K- 9.95% |
$223K - $245K
|
569K
$2.27M
|
|
Feb 14, 2024
Q4 2023
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-63.7K- 6.43% |
$226K - $248K
|
927K
$3.69M
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-72.4K- 9.86% |
$256K - $282K
|
662K
$2.63M
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
SELL
|
- |
-82.9K- 13.07% |
$294K - $323K
|
551K
$2.19M
|
|
Feb 08, 2024
Q4 2023
|
Tortoise Investment Management, LLC
|
SELL
|
- |
-121K- 72.57% |
$428K - $470K
|
45.7K
$182K
|
|
Jan 25, 2024
Q4 2023
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-194K- 39.39% |
$688K - $756K
|
299K
$1.19M
|
|
Feb 14, 2024
Q4 2023
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-457K- 8.38% |
$1.62M - $1.78M
|
4.99M
$19.9M
|
|
Feb 14, 2024
Q4 2023
|
Evergreen Capital Management LLC
Bellevue, WA |
SELL
|
- |
-537K- 52.33% |
$1.9M - $2.09M
|
489K
$1.95M
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-966K- 18.94% |
$3.42M - $3.76M
|
4.13M
$16.4M
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-1.02M- 19.76% |
$3.6M - $3.96M
|
4.13M
$16.4M
|
|
Feb 14, 2024
Q4 2023
|
Bramshill Investments, LLC
Naples, FL |
SELL
|
- |
-1.22M- 20.14% |
$4.32M - $4.74M
|
4.83M
$19.2M
|