Latest Institutional Transactions on Horizon Technology Finance Corp (HRZN)
This table provides information on the latest institutional transactions involving Horizon Technology Finance Corp (HRZN) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 19, 2025
Q3 2025
|
Caitong International Asset Management Co., LTD
Hong Kong, K3 |
SELL
|
- |
-660- 43.14% |
$3.97K - $5.56K
|
870
$5.73K
|
|
|
Nov 17, 2025
Q3 2025
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
10.2K+ 23.49% |
$61.1K - $85.6K
|
53.4K
$352K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-3.45K- 7.59% |
$20.7K - $29K
|
42K
$277K
|
|
|
Nov 14, 2025
Q3 2025
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
19.5KNew |
$117K - $164K
|
19.5K
$128K
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
23.1K+ 45.98% |
$139K - $194K
|
73.2K
$483K
|
|
|
Nov 14, 2025
Q3 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
PUT |
900+ 7.63% |
$5.41K - $7.58K
|
12.7K
$83.7K
|
|
|
Nov 14, 2025
Q3 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-1.75K- 9.24% |
$10.5K - $14.7K
|
17.2K
$113K
|
|
|
Nov 14, 2025
Q3 2025
|
Wolverine Trading, LLC
Chicago, IL |
BUY
|
PUT |
10.2KNew |
$61.3K - $85.9K
|
10.2K
$67.2K
|
|
|
Nov 14, 2025
Q3 2025
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-39.9K- 56.75% |
$240K - $336K
|
30.4K
$200K
|
|
|
Nov 14, 2025
Q3 2025
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-2.1K- 25.32% |
$12.6K - $17.7K
|
6.2K
$40.9K
|
|
|
Nov 14, 2025
Q3 2025
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
6.03K+ 43.85% |
$36.2K - $50.8K
|
19.8K
$130K
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
4.49K+ 6.98% |
$27K - $37.8K
|
68.8K
$454K
|
|
|
Nov 14, 2025
Q3 2025
|
Aquatic Capital Management LLC
Chicago, IL |
BUY
|
- |
64.8KNew |
$390K - $546K
|
64.8K
$427K
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-476- 28.8% |
$2.86K - $4.01K
|
1.18K
$7.76K
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-342- 2.48% |
$2.06K - $2.88K
|
13.5K
$88.6K
|
|
|
Nov 14, 2025
Q3 2025
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
180KNew |
$1.08M - $1.52M
|
180K
$1.19M
|
|
|
Nov 14, 2025
Q3 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
PUT |
-14.6K- 38.83% |
$87.7K - $123K
|
23K
$152K
|
|
|
Nov 14, 2025
Q3 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
16.8KNew |
$101K - $142K
|
16.8K
$111K
|
|
|
Nov 14, 2025
Q3 2025
|
Brevan Howard Capital Management LP
St. Helier, Y9 |
BUY
|
- |
40.2KNew |
$242K - $338K
|
40.2K
$265K
|
|
|
Nov 14, 2025
Q3 2025
|
Aqr Capital Management LLC
Greenwich, CT |
SELL
|
- |
-746- 2.09% |
$4.48K - $6.28K
|
34.9K
$230K
|
|
|
Nov 13, 2025
Q3 2025
|
Connecticut Wealth Management, LLC
|
BUY
|
- |
673+ 0.32% |
$4.04K - $5.67K
|
212K
$1.4M
|
|
|
Nov 13, 2025
Q3 2025
|
Pathstone Holdings, LLC
Englewood, NJ |
SELL
|
- |
-405- 1.72% |
$2.43K - $3.41K
|
23.1K
$152K
|
|
|
Nov 13, 2025
Q3 2025
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-19.5K- 7.3% |
$117K - $164K
|
248K
$1.63M
|
|
|
Nov 13, 2025
Q3 2025
|
Magnetar Financial LLC
Evanston, IL |
BUY
|
- |
71.2KNew |
$428K - $600K
|
71.2K
$469K
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-6.55K- 16.66% |
$39.4K - $55.2K
|
32.8K
$216K
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
BUY
|
- |
30.7K+ 40.28% |
$185K - $259K
|
107K
$705K
|
|
|
Nov 13, 2025
Q3 2025
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
333K+ 2334.93% |
$2M - $2.81M
|
348K
$2.29M
|
|
|
Nov 13, 2025
Q3 2025
|
Comerica Bank
|
BUY
|
- |
107+ 11.04% |
$643 - $901
|
1.08K
$7.09K
|
|
|
Nov 13, 2025
Q3 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
CALL |
5.8K+ 49.57% |
$34.9K - $48.8K
|
17.5K
$115K
|
|
|
Nov 13, 2025
Q3 2025
|
Virtus Investment Advisers, Inc.
Hartford, CT |
BUY
|
- |
33.5K+ 18.85% |
$201K - $282K
|
211K
$1.39M
|
|
|
Nov 12, 2025
Q3 2025
|
Simplex Trading, LLC
|
SELL
|
- |
-870- 22.04% |
$5.23K - $7.33K
|
3.08K
$20.3K
|
|
|
Nov 12, 2025
Q3 2025
|
Quantbot Technologies LP
New York, NY |
SELL
|
- |
-7.29K- 42.08% |
$43.8K - $61.4K
|
10K
$66.2K
|
|
|
Nov 12, 2025
Q3 2025
|
Group One Trading, L.P.
Chicago, IL |
BUY
|
- |
2.08K+ 14.81% |
$12.5K - $17.5K
|
16.1K
$106K
|
|
|
Nov 12, 2025
Q3 2025
|
Creekmur Asset Management LLC
Morton, IL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-18.8K- 22.36% |
$113K - $159K
|
65.4K
$431K
|
|
|
Nov 12, 2025
Q3 2025
|
ETF Store, Inc.
|
BUY
|
- |
1.74K+ 3.1% |
$10.5K - $14.7K
|
57.8K
$381K
|
|
|
Nov 10, 2025
Q3 2025
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
282+ 42.66% |
$1.69K - $2.37K
|
943
$6.21K
|
|
|
Nov 10, 2025
Q3 2025
|
Mai Capital Management
|
BUY
|
- |
401+ 364.55% |
$2.41K - $3.38K
|
511
$3.37K
|
|
|
Nov 06, 2025
Q3 2025
|
Aspect Partners, LLC
Fairfax, VA |
BUY
|
- |
150New |
$902 - $1.26K
|
150
$989
|
|
|
Nov 05, 2025
Q3 2025
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
SELL
|
- |
-3.59K- 22.73% |
$21.5K - $30.2K
|
12.2K
$80.3K
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
SELL
|
- |
-3.64K- 17.41% |
$21.9K - $30.7K
|
17.3K
$114K
|
|
|
Nov 04, 2025
Q3 2025
|
Jones Financial Companies Lllp
|
BUY
|
- |
227New |
$1.36K - $1.91K
|
227
$1.5K
|
|
|
Oct 31, 2025
Q3 2025
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
2K+ 3.5% |
$12K - $16.8K
|
59.1K
$390K
|
|
|
Oct 30, 2025
Q3 2025
|
Flagship Wealth Advisors, LLC
Wakefield, MA |
BUY
|
- |
102New |
$613 - $859
|
102
$672
|
|
|
Oct 29, 2025
Q3 2025
|
Jackson Thornton Asset Management, LLC
|
SELL
|
- |
-1.07K- 3.0% |
$6.42K - $8.99K
|
34.6K
$228K
|
|
|
Oct 27, 2025
Q3 2025
|
N.E.W. Advisory Services LLC
|
SELL
|
- |
-1.8K- 47.37% |
$10.8K - $15.2K
|
2K
$13.2K
|
|
|
Oct 16, 2025
Q3 2025
|
Ronald Blue Trust, Inc.
Brentwood, TN |
BUY
|
- |
80New |
$481 - $674
|
80
$527
|
|
|
Oct 14, 2025
Q3 2025
|
Green Alpha Advisors, LLC
|
BUY
|
- |
112K+ 28.96% |
$675K - $946K
|
500K
$3.3M
|
|
| Q2 2025 | |||||||
|
Dec 18, 2025
Q2 2025
|
Danske Bank A/S
Copenhagen K, G7 |
SELL
|
- |
-1Closed |
$7.14 - $9.47
|
0
$0
|
|
|
Nov 21, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
45.1K+ 233.54% |
$322K - $427K
|
64.4K
$425K
|
|