Latest Institutional Transactions on Horizon Technology Finance Corp (HRZN)
This table provides information on the latest institutional transactions involving Horizon Technology Finance Corp (HRZN) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 07, 2024
Q1 2024
|
Us Bancorp \De\
|
SELL
|
- |
-225- 50.0% |
$2.51K - $3.07K
|
225
$1.88K
|
|
|
May 01, 2024
Q1 2024
|
Creative Financial Designs Inc
|
SELL
|
- |
-12.8K- 65.95% |
$143K - $174K
|
6.6K
$55K
|
|
|
May 01, 2024
Q1 2024
|
Connecticut Wealth Management, LLC
|
BUY
|
- |
210KNew |
$2.35M - $2.87M
|
210K
$1.75M
|
|
|
May 01, 2024
Q1 2024
|
Capstone Investment Advisors, LLC
New York, NY |
BUY
|
- |
900+ 9.0% |
$10.1K - $12.3K
|
10.9K
$90.9K
|
|
|
Apr 24, 2024
Q1 2024
|
Spire Wealth Management
|
BUY
|
- |
50+ 100.0% |
$559 - $682
|
100
$834
|
|
|
Apr 12, 2024
Q1 2024
|
Global Assets Advisory, LLC
Orlando, FL |
BUY
|
- |
17.7KNew |
$197K - $241K
|
17.7K
$147K
|
|
| Q4 2023 | |||||||
|
Mar 01, 2024
Q4 2023
|
Pineridge Advisors LLC
St. Charles, MO |
BUY
|
- |
79New |
$858 - $1.06K
|
79
$659
|
|
|
Feb 14, 2024
Q4 2023
|
Verition Fund Management LLC
Greenwich, CT |
BUY
|
- |
11.7KNew |
$127K - $157K
|
11.7K
$97.6K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
9New |
$97.7 - $121
|
9
$75.1
|
|
|
Feb 09, 2024
Q4 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-5.23K- 8.23% |
$56.8K - $70.3K
|
58.3K
$486K
|
|
|
Feb 08, 2024
Q4 2023
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
10.2KNew |
$111K - $137K
|
10.2K
$85.1K
|
|
|
Jan 30, 2024
Q4 2023
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
587+ 83.86% |
$6.37K - $7.89K
|
1.29K
$10.7K
|
|
|
Jan 18, 2024
Q4 2023
|
Parisi Gray Wealth Management
|
SELL
|
- |
-12K- 54.55% |
$130K - $161K
|
10K
$83.4K
|
|
|
Jan 10, 2024
Q4 2023
|
Sound Income Strategies, LLC
|
SELL
|
- |
-10- 16.67% |
$109 - $134
|
50
$417
|
|
| Q3 2023 | |||||||
|
Oct 21, 2024
Q3 2023
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
14.7KNew |
$167K - $195K
|
14.7K
$123K
|
|
|
Aug 06, 2024
Q3 2023
|
Hantz Financial Services, Inc.
|
BUY
|
- |
1+ 100.0% |
$11.4 - $13.3
|
2
$16.7
|
|
|
Nov 14, 2023
Q3 2023
|
Caption Management, LLC
Oklahoma City, OK |
BUY
|
PUT |
21.5KNew |
$245K - $285K
|
21.5K
$179K
|
|
|
Nov 14, 2023
Q3 2023
|
Quadrature Capital LTD
London, X0 |
BUY
|
- |
43.5KNew |
$495K - $578K
|
43.5K
$363K
|
|
|
Nov 14, 2023
Q3 2023
|
Caption Management, LLC
Oklahoma City, OK |
BUY
|
- |
2.4KNew |
$27.3K - $31.9K
|
2.4K
$20K
|
|
|
Oct 25, 2023
Q3 2023
|
Godsey & Gibb Associates
|
BUY
|
- |
508New |
$5.78K - $6.74K
|
508
$4.24K
|
|
| Q2 2023 | |||||||
|
Jan 12, 2024
Q2 2023
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-540- 1.64% |
$5.93K - $7.17K
|
32.5K
$271K
|
|
|
Aug 21, 2023
Q2 2023
|
Vital Stone Financial, LLC
Shavano Park, TX |
BUY
|
- |
2New |
$22 - $26.5
|
2
$16.7
|
|
|
Aug 14, 2023
Q2 2023
|
Robotti Robert
New York, NY |
BUY
|
- |
32.5KNew |
$357K - $431K
|
32.5K
$271K
|
|
|
Aug 14, 2023
Q2 2023
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
PUT |
38.4KNew |
$422K - $510K
|
38.4K
$320K
|
|
|
Aug 11, 2023
Q2 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-16.2K- 53.8% |
$178K - $215K
|
13.9K
$116K
|
|
|
Aug 11, 2023
Q2 2023
|
Terrapin Asset Management, LLC
Miami, FL |
BUY
|
- |
10KNew |
$110K - $133K
|
10K
$83.4K
|
|
|
Aug 11, 2023
Q2 2023
|
Bsw Wealth Partners
Boulder, CO |
SELL
|
- |
-26- 0.22% |
$286 - $345
|
11.9K
$99.3K
|
|
|
Aug 03, 2023
Q2 2023
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-13.2K- 22.2% |
$145K - $175K
|
46.3K
$386K
|
|
| Q1 2023 | |||||||
|
May 17, 2023
Q1 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-1.01K- 6.2% |
$10.9K - $13.1K
|
15.4K
$128K
|
|
|
May 15, 2023
Q1 2023
|
Fortis Capital Advisors, LLC
Reno, NV |
SELL
|
- |
-6- 0.05% |
$64.4 - $77.3
|
12K
$100K
|
|
|
May 15, 2023
Q1 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-234- 2.11% |
$2.51K - $3.01K
|
10.8K
$90.4K
|
|
|
May 15, 2023
Q1 2023
|
Belpointe Asset Management LLC
|
BUY
|
- |
560+ 4.66% |
$6.01K - $7.21K
|
12.6K
$105K
|
|
|
May 12, 2023
Q1 2023
|
Axs Investments LLC
Port Chester, NY |
BUY
|
- |
5.25KNew |
$56.3K - $67.6K
|
5.25K
$43.7K
|
|
|
May 11, 2023
Q1 2023
|
Natixis Advisors, L.P.
Boston, MA |
SELL
|
- |
-36.7K- 65.83% |
$395K - $473K
|
19.1K
$159K
|
|
|
May 09, 2023
Q1 2023
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-2.39K- 30.29% |
$25.7K - $30.8K
|
5.5K
$45.9K
|
|
|
May 01, 2023
Q1 2023
|
Arete Wealth Advisors, LLC
Chicago, IL |
SELL
|
- |
-383- 3.57% |
$4.11K - $4.93K
|
10.3K
$86.3K
|
|
|
Apr 12, 2023
Q1 2023
|
Fny Investment Advisers, LLC
|
BUY
|
- |
2KNew |
$21.5K - $25.8K
|
2K
$16.7K
|
|
| Q4 2022 | |||||||
|
Mar 06, 2023
Q4 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-321- 67.86% |
$3.21K - $4.3K
|
152
$1.27K
|
|
|
Feb 15, 2023
Q4 2022
|
Retirement Group, LLC
|
BUY
|
- |
131New |
$1.31K - $1.75K
|
131
$1.09K
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
2.8KNew |
$28K - $37.5K
|
2.8K
$23.3K
|
|
|
Feb 13, 2023
Q4 2022
|
Gitterman Wealth Management, LLC
|
BUY
|
- |
494+ 1.27% |
$4.94K - $6.61K
|
39.5K
$329K
|
|
|
Feb 13, 2023
Q4 2022
|
Brown Advisory Inc
|
BUY
|
- |
12.9KNew |
$129K - $172K
|
12.9K
$107K
|
|
|
Feb 13, 2023
Q4 2022
|
Shelton Capital Management
Denver, CO |
SELL
|
- |
-27.3K- 7.01% |
$273K - $366K
|
362K
$3.02M
|
|
|
Feb 13, 2023
Q4 2022
|
Dark Forest Capital Management LP
Weston, CT |
BUY
|
- |
1.68KNew |
$16.8K - $22.4K
|
1.68K
$14K
|
|
|
Feb 10, 2023
Q4 2022
|
Peak6 Investments LLC
Chicago, IL |
SELL
|
PUT |
-1K- 4.1% |
$10K - $13.4K
|
23.4K
$195K
|
|
|
Feb 10, 2023
Q4 2022
|
Peak6 Investments LLC
Chicago, IL |
SELL
|
- |
-13.3K- 55.14% |
$133K - $178K
|
10.8K
$90K
|
|
|
Feb 10, 2023
Q4 2022
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
190New |
$1.9K - $2.54K
|
190
$1.58K
|
|
|
Feb 09, 2023
Q4 2022
|
Achmea Investment Management B.V.
|
BUY
|
- |
25New |
$250 - $335
|
25
$209
|
|
|
Feb 08, 2023
Q4 2022
|
Alpha Star Capital Management, LLC
|
BUY
|
- |
12+ 0.12% |
$120 - $161
|
10.1K
$84.6K
|
|
|
Jan 18, 2023
Q4 2022
|
Mckinley Capital Management LLC
|
BUY
|
- |
75.1KNew |
$751K - $1M
|
75.1K
$626K
|
|