Latest Institutional Sells of Horizon Technology Finance Corp (HRZN)
This list provides information on the latest institutional transactions involving Horizon Technology Finance Corp (HRZN) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2025
Q3 2025
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-39.9K- 56.75% |
$240K - $336K
|
30.4K
$200K
|
|
|
Nov 13, 2025
Q3 2025
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-19.5K- 7.3% |
$117K - $164K
|
248K
$1.63M
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-18.8K- 22.36% |
$113K - $159K
|
65.4K
$431K
|
|
|
Nov 14, 2025
Q3 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
PUT |
-14.6K- 38.83% |
$87.7K - $123K
|
23K
$152K
|
|
|
Nov 12, 2025
Q3 2025
|
Quantbot Technologies LP
New York, NY |
SELL
|
- |
-7.29K- 42.08% |
$43.8K - $61.4K
|
10K
$66.2K
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-6.55K- 16.66% |
$39.4K - $55.2K
|
32.8K
$216K
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
SELL
|
- |
-3.64K- 17.41% |
$21.9K - $30.7K
|
17.3K
$114K
|
|
|
Nov 05, 2025
Q3 2025
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
SELL
|
- |
-3.59K- 22.73% |
$21.5K - $30.2K
|
12.2K
$80.3K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-3.45K- 7.59% |
$20.7K - $29K
|
42K
$277K
|
|
|
Nov 14, 2025
Q3 2025
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-2.1K- 25.32% |
$12.6K - $17.7K
|
6.2K
$40.9K
|
|
|
Oct 27, 2025
Q3 2025
|
N.E.W. Advisory Services LLC
|
SELL
|
- |
-1.8K- 47.37% |
$10.8K - $15.2K
|
2K
$13.2K
|
|
|
Nov 14, 2025
Q3 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-1.75K- 9.24% |
$10.5K - $14.7K
|
17.2K
$113K
|
|
|
Oct 29, 2025
Q3 2025
|
Jackson Thornton Asset Management, LLC
|
SELL
|
- |
-1.07K- 3.0% |
$6.42K - $8.99K
|
34.6K
$228K
|
|
|
Nov 12, 2025
Q3 2025
|
Simplex Trading, LLC
|
SELL
|
- |
-870- 22.04% |
$5.23K - $7.33K
|
3.08K
$20.3K
|
|
|
Nov 14, 2025
Q3 2025
|
Aqr Capital Management LLC
Greenwich, CT |
SELL
|
- |
-746- 2.09% |
$4.48K - $6.28K
|
34.9K
$230K
|
|
|
Nov 19, 2025
Q3 2025
|
Caitong International Asset Management Co., LTD
Hong Kong, K3 |
SELL
|
- |
-660- 43.14% |
$3.97K - $5.56K
|
870
$5.73K
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-476- 28.8% |
$2.86K - $4.01K
|
1.18K
$7.76K
|
|
|
Nov 13, 2025
Q3 2025
|
Pathstone Holdings, LLC
Englewood, NJ |
SELL
|
- |
-405- 1.72% |
$2.43K - $3.41K
|
23.1K
$152K
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-342- 2.48% |
$2.06K - $2.88K
|
13.5K
$88.6K
|
|
| Q2 2025 | |||||||
|
Aug 14, 2025
Q2 2025
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-176K- 66.43% |
$1.25M - $1.66M
|
88.8K
$585K
|
|
|
Jul 30, 2025
Q2 2025
|
Eqis Capital Management, Inc.
San Rafael, CA |
SELL
|
- |
-3.77K- 3.41% |
$26.9K - $35.7K
|
107K
$704K
|
|
|
Aug 11, 2025
Q2 2025
|
Citigroup Inc
|
SELL
|
- |
-2.34K- 96.29% |
$16.7K - $22.2K
|
90
$593
|
|
|
Jul 31, 2025
Q2 2025
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-640- 4.35% |
$4.57K - $6.06K
|
14.1K
$92.8K
|
|
|
Dec 18, 2025
Q2 2025
|
Danske Bank A/S
Copenhagen K, G7 |
SELL
|
- |
-1Closed |
$7.14 - $9.47
|
0
$0
|
|
| Q1 2025 | |||||||
|
Apr 28, 2025
Q1 2025
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-1.47K- 12.72% |
$12.7K - $14.5K
|
10.1K
$66.3K
|
|
|
May 14, 2025
Q1 2025
|
Trexquant Investment LP
Stamford, CT |
SELL
|
- |
-912- 0.46% |
$7.89K - $8.99K
|
198K
$1.3M
|
|
|
Apr 29, 2025
Q1 2025
|
Crew Capital Management, Ltd.
|
SELL
|
- |
-386- 3.49% |
$3.34K - $3.81K
|
10.7K
$70.3K
|
|
| Q4 2024 | |||||||
|
Feb 14, 2025
Q4 2024
|
Schonfeld Strategic Advisors LLC
New York, NY |
SELL
|
- |
-44.3K- 70.99% |
$380K - $473K
|
18.1K
$119K
|
|
|
Feb 12, 2025
Q4 2024
|
Sage Capital Management, LLC
Stockton, NJ |
SELL
|
- |
-11.5K- 46.0% |
$98.6K - $123K
|
13.5K
$89K
|
|
|
Feb 14, 2025
Q4 2024
|
Nia Impact Advisors, LLC
|
SELL
|
- |
-1.44K- 11.17% |
$12.3K - $15.4K
|
11.5K
$75.5K
|
|
|
Feb 04, 2025
Q4 2024
|
Kovack Advisors, Inc.
|
SELL
|
- |
-378- 3.13% |
$3.24K - $4.04K
|
11.7K
$77.1K
|
|
| Q3 2024 | |||||||
|
Nov 08, 2024
Q3 2024
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-6.69K- 8.8% |
$70.8K - $84K
|
69.3K
$457K
|
|
|
Oct 15, 2024
Q3 2024
|
Astoria Portfolio Advisors Llc.
|
SELL
|
- |
-2.66K- 20.11% |
$28.1K - $33.4K
|
10.6K
$69.6K
|
|
|
Nov 13, 2024
Q3 2024
|
Pin Oak Investment Advisors Inc
Houston, TX |
SELL
|
- |
-1.1K- 57.96% |
$11.7K - $13.9K
|
800
$5.27K
|
|
| Q2 2024 | |||||||
|
Aug 13, 2024
Q2 2024
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-1.03K- 0.79% |
$11.5K - $12.5K
|
130K
$855K
|
|
|
Jul 19, 2024
Q2 2024
|
Cpr Investments Inc.
Rochester, MI |
SELL
|
- |
-873- 7.64% |
$9.78K - $10.6K
|
10.6K
$69.6K
|
|
|
Jul 31, 2024
Q2 2024
|
Principal Securities, Inc.
Des Moines, IA |
SELL
|
- |
-19- 18.63% |
$213 - $231
|
83
$547
|
|
| Q1 2024 | |||||||
|
May 13, 2024
Q1 2024
|
Jefferies Financial Group Inc.
New York, NY |
SELL
|
CALL |
-64.7K- 39.89% |
$723K - $882K
|
97.5K
$643K
|
|
|
May 01, 2024
Q1 2024
|
Creative Financial Designs Inc
|
SELL
|
- |
-12.8K- 65.95% |
$143K - $174K
|
6.6K
$43.5K
|
|
|
Jun 21, 2024
Q1 2024
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
SELL
|
- |
-4.01K- 93.67% |
$44.8K - $54.6K
|
271
$1.79K
|
|
|
May 13, 2024
Q1 2024
|
Financial Gravity Asset Management, Inc.
|
SELL
|
- |
-2.96K- 97.79% |
$33.1K - $40.4K
|
67
$442
|
|
|
May 07, 2024
Q1 2024
|
Us Bancorp \De\
|
SELL
|
- |
-225- 50.0% |
$2.51K - $3.07K
|
225
$1.48K
|
|
|
May 14, 2024
Q1 2024
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-100- 76.34% |
$1.12K - $1.36K
|
31
$204
|
|
| Q4 2023 | |||||||
|
Jan 18, 2024
Q4 2023
|
Parisi Gray Wealth Management
|
SELL
|
- |
-12K- 54.55% |
$130K - $161K
|
10K
$65.9K
|
|
|
Feb 09, 2024
Q4 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-5.23K- 8.23% |
$56.8K - $70.3K
|
58.3K
$384K
|
|
|
Jan 10, 2024
Q4 2023
|
Sound Income Strategies, LLC
|
SELL
|
- |
-10- 16.67% |
$109 - $134
|
50
$330
|
|
| Q2 2023 | |||||||
|
Aug 11, 2023
Q2 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-16.2K- 53.8% |
$178K - $215K
|
13.9K
$91.6K
|
|
|
Aug 03, 2023
Q2 2023
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-13.2K- 22.2% |
$145K - $175K
|
46.3K
$305K
|
|
|
Jan 12, 2024
Q2 2023
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-540- 1.64% |
$5.93K - $7.17K
|
32.5K
$214K
|
|
|
Aug 11, 2023
Q2 2023
|
Bsw Wealth Partners
Boulder, CO |
SELL
|
- |
-26- 0.22% |
$286 - $345
|
11.9K
$78.4K
|
|