Latest Institutional Sells of Horizon Technology Finance Corp (HRZN)
This list provides information on the latest institutional transactions involving Horizon Technology Finance Corp (HRZN) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 11, 2023
Q1 2023
|
Natixis Advisors, L.P.
Boston, MA |
SELL
|
- |
-36.7K- 65.83% |
$395K - $473K
|
19.1K
$126K
|
|
|
May 09, 2023
Q1 2023
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-2.39K- 30.29% |
$25.7K - $30.8K
|
5.5K
$36.2K
|
|
|
May 17, 2023
Q1 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-1.01K- 6.2% |
$10.9K - $13.1K
|
15.4K
$101K
|
|
|
May 01, 2023
Q1 2023
|
Arete Wealth Advisors, LLC
Chicago, IL |
SELL
|
- |
-383- 3.57% |
$4.11K - $4.93K
|
10.3K
$68.2K
|
|
|
May 15, 2023
Q1 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-234- 2.11% |
$2.51K - $3.01K
|
10.8K
$71.4K
|
|
|
May 15, 2023
Q1 2023
|
Fortis Capital Advisors, LLC
Reno, NV |
SELL
|
- |
-6- 0.05% |
$64.4 - $77.3
|
12K
$79.1K
|
|
| Q4 2022 | |||||||
|
Feb 13, 2023
Q4 2022
|
Shelton Capital Management
Denver, CO |
SELL
|
- |
-27.3K- 7.01% |
$273K - $366K
|
362K
$2.39M
|
|
|
Feb 10, 2023
Q4 2022
|
Peak6 Investments LLC
Chicago, IL |
SELL
|
- |
-13.3K- 55.14% |
$133K - $178K
|
10.8K
$71.1K
|
|
|
Feb 10, 2023
Q4 2022
|
Peak6 Investments LLC
Chicago, IL |
SELL
|
PUT |
-1K- 4.1% |
$10K - $13.4K
|
23.4K
$154K
|
|
|
Mar 06, 2023
Q4 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-321- 67.86% |
$3.21K - $4.3K
|
152
$1K
|
|
| Q3 2022 | |||||||
|
Nov 14, 2022
Q3 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-1.46K- 96.56% |
$14.4K - $37.2K
|
52
$343
|
|
|
Nov 02, 2022
Q3 2022
|
Hudock, Inc.
|
SELL
|
- |
-351- 49.51% |
$3.46K - $8.93K
|
358
$2.36K
|
|
| Q2 2022 | |||||||
|
Aug 15, 2022
Q2 2022
|
Paul Tudor Jones
Tudor Investment Corp Et Al | Stamford, Ct
|
SELL
|
- |
-28K- 43.9% |
$300K - $400K
|
35.8K
$236K
|
|
|
Aug 15, 2022
Q2 2022
|
Cubist Systematic Strategies, LLC
Stamford, CT |
SELL
|
- |
-16.6KClosed |
$178K - $237K
|
0
$0
|
|
|
Jul 19, 2022
Q2 2022
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-12.7KClosed |
$136K - $182K
|
0
$0
|
|
|
Aug 08, 2022
Q2 2022
|
Prospera Financial Services Inc
|
SELL
|
- |
-1.38KClosed |
$14.8K - $19.8K
|
0
$0
|
|
|
Jul 18, 2022
Q2 2022
|
Money Concepts Capital Corp
|
SELL
|
- |
-1KClosed |
$10.7K - $14.3K
|
0
$0
|
|
|
Aug 12, 2022
Q2 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-159- 1.16% |
$1.71K - $2.27K
|
13.6K
$89.4K
|
|
|
Jul 22, 2022
Q2 2022
|
Gemmer Asset Management LLC
|
SELL
|
- |
-10Closed |
$107 - $143
|
0
$0
|
|
| Q1 2022 | |||||||
|
May 13, 2022
Q1 2022
|
Signet Financial Management, LLC
Parsippany, NJ |
SELL
|
- |
-2.21KClosed |
$29.4K - $36.2K
|
0
$0
|
|
|
May 09, 2022
Q1 2022
|
Brown Advisory Securities, LLC
|
SELL
|
- |
-1.4K- 8.94% |
$18.6K - $23K
|
14.3K
$94K
|
|
|
Apr 14, 2022
Q1 2022
|
Cutler Group LP
|
SELL
|
PUT |
-300Closed |
$4K - $4.92K
|
0
$0
|
|
| Q4 2021 | |||||||
|
Jan 28, 2022
Q4 2021
|
Lsv Asset Management
Chicago, IL |
SELL
|
- |
-55.9KClosed |
$865K - $1.03M
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Tredje Ap Fonden
|
SELL
|
- |
-20K- 33.33% |
$310K - $370K
|
40K
$264K
|
|
|
Feb 14, 2022
Q4 2021
|
Axa S.A.
Paris, I0 |
SELL
|
- |
-12.6KClosed |
$195K - $233K
|
0
$0
|
|
|
Sep 21, 2023
Q4 2021
|
Jefferies Group LLC
New York, NY |
SELL
|
CALL |
-9.3K- 15.68% |
$144K - $172K
|
50K
$330K
|
|
|
Feb 08, 2022
Q4 2021
|
Central Trust CO
Jefferson City, MO |
SELL
|
- |
-369Closed |
$5.71K - $6.83K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 10, 2021
Q3 2021
|
Verity Asset Management, Inc.
Durham, NC |
SELL
|
- |
-12.6KClosed |
$204K - $225K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
SELL
|
- |
-2.34KClosed |
$37.8K - $41.8K
|
0
$0
|
|
|
Oct 27, 2021
Q3 2021
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-1.2KClosed |
$19.4K - $21.4K
|
0
$0
|
|
|
Oct 26, 2021
Q3 2021
|
Cutler Group LP
|
SELL
|
- |
-1K- 68.82% |
$16.2K - $17.9K
|
453
$2.99K
|
|
|
Nov 15, 2021
Q3 2021
|
Credit Agricole S A
|
SELL
|
- |
-600Closed |
$9.71K - $10.7K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 13, 2021
Q2 2021
|
California Public Employees Retirement System
Sacramento, CA |
SELL
|
- |
-34.8KClosed |
$507K - $620K
|
0
$0
|
|
|
Aug 10, 2021
Q2 2021
|
Avantax Planning Partners, Inc.
|
SELL
|
- |
-10.1KClosed |
$147K - $180K
|
0
$0
|
|
|
Aug 05, 2021
Q2 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-7.13KClosed |
$104K - $127K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Eudaimonia Partners, LLC
Winchester, TN |
SELL
|
- |
-1.38KClosed |
$20.1K - $24.6K
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 07, 2021
Q1 2021
|
Eagle Global Advisors LLC
Houston, TX |
SELL
|
- |
-11KClosed |
$139K - $165K
|
0
$0
|
|
|
Apr 16, 2021
Q1 2021
|
Country Trust Bank
|
SELL
|
- |
-1.28KClosed |
$16.2K - $19.3K
|
0
$0
|
|
|
May 10, 2021
Q1 2021
|
Certified Advisory Corp
Altamonte Springs, FL |
SELL
|
- |
-1KClosed |
$12.6K - $15K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 16, 2021
Q4 2020
|
Bridgeway Capital Management, LLC
Houston, TX |
SELL
|
- |
-24.9KClosed |
$281K - $332K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 16, 2020
Q3 2020
|
Exodus Point Capital Management, LP
New York, NY |
SELL
|
- |
-15.5KClosed |
$169K - $194K
|
0
$0
|
|
|
Oct 20, 2020
Q3 2020
|
Joseph P. Lucia & Associates, LLC
|
SELL
|
- |
-315Closed |
$3.42K - $3.93K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Fsa Wealth Management LLC
Needham, MA |
SELL
|
- |
-300Closed |
$3.26K - $3.74K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-300Closed |
$3.26K - $3.74K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-170Closed |
$1.85K - $2.12K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Atom Investors LP
Austin, TX |
SELL
|
PUT |
-100Closed |
$1.09K - $1.25K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 07, 2020
Q2 2020
|
Victory Capital Management Inc
|
SELL
|
- |
-2.89KClosed |
$20.5K - $34.6K
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Vectors Research Management, LLC
New York, NY |
SELL
|
- |
-900Closed |
$6.38K - $10.8K
|
0
$0
|
|
|
Aug 11, 2020
Q2 2020
|
Meeder Asset Management Inc
|
SELL
|
- |
-250Closed |
$1.77K - $2.99K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 14, 2020
Q1 2020
|
Geode Capital Management, LLC
Boston, MA |
SELL
|
- |
-12.2KClosed |
$63.9K - $167K
|
0
$0
|
|