Latest Institutional Transactions on Hercules Capital, Inc. (HTGC)
This table provides information on the latest institutional transactions involving Hercules Capital, Inc. (HTGC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Dec 08, 2025
Q3 2025
|
Painted Porch Advisors LLC
Santa Barbara, CA |
BUY
|
- |
3+ 0.19% |
$55 - $58.6
|
1.54K
$27.1K
|
|
|
Dec 02, 2025
Q3 2025
|
Allworth Financial LP
|
BUY
|
- |
680+ 11.39% |
$12.5K - $13.3K
|
6.65K
$117K
|
|
|
Dec 02, 2025
Q3 2025
|
Ifp Advisors, Inc
|
SELL
|
- |
-175- 1.9% |
$3.21K - $3.42K
|
9.04K
$159K
|
|
|
Dec 01, 2025
Q3 2025
|
Investment Research Partners LLC
Lemont, PA |
BUY
|
- |
22.2KNew |
$407K - $433K
|
22.2K
$390K
|
|
|
Nov 21, 2025
Q3 2025
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-2.73K- 2.39% |
$50K - $53.2K
|
111K
$1.96M
|
|
|
Nov 20, 2025
Q3 2025
|
Centaurus Financial, Inc.
|
BUY
|
- |
675+ 1.82% |
$12.4K - $13.2K
|
37.8K
$664K
|
|
|
Nov 19, 2025
Q3 2025
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-1.07K- 7.87% |
$19.5K - $20.8K
|
12.5K
$219K
|
|
|
Nov 19, 2025
Q3 2025
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
450+ 1.91% |
$8.25K - $8.79K
|
24K
$421K
|
|
|
Nov 18, 2025
Q3 2025
|
Kozak & Associates, Inc.
Highlands Ranch, CO |
BUY
|
- |
560+ 19.46% |
$10.3K - $10.9K
|
3.44K
$60.4K
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
SELL
|
- |
-12.2K- 41.43% |
$225K - $239K
|
17.3K
$304K
|
|
|
Nov 17, 2025
Q3 2025
|
Caxton Associates LLP
London, |
SELL
|
- |
-6.92K- 20.17% |
$127K - $135K
|
27.4K
$481K
|
|
|
Nov 17, 2025
Q3 2025
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
50.5K+ 32.41% |
$926K - $986K
|
206K
$3.63M
|
|
|
Nov 14, 2025
Q3 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-38K- 11.62% |
$697K - $742K
|
289K
$5.08M
|
|
|
Nov 14, 2025
Q3 2025
|
Creegan & Nassoura Financial Group, LLC
Portsmouth, NH |
SELL
|
- |
-500- 0.62% |
$9.17K - $9.77K
|
79.7K
$1.4M
|
|
|
Nov 14, 2025
Q3 2025
|
Engineers Gate Manager LP
New York, NY |
SELL
|
- |
-83.6K- 34.72% |
$1.53M - $1.63M
|
157K
$2.76M
|
|
|
Nov 14, 2025
Q3 2025
|
Balyasny Asset Management LLC
Chicago, IL |
SELL
|
- |
-134K- 87.42% |
$2.45M - $2.61M
|
19.3K
$339K
|
|
|
Nov 14, 2025
Q3 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
PUT |
26.2K+ 13.38% |
$481K - $512K
|
222K
$3.9M
|
|
|
Nov 14, 2025
Q3 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-1.51K- 12.73% |
$27.6K - $29.4K
|
10.3K
$181K
|
|
|
Nov 14, 2025
Q3 2025
|
Wolverine Trading, LLC
Chicago, IL |
BUY
|
PUT |
4.9K+ 11.24% |
$89.9K - $95.7K
|
48.5K
$852K
|
|
|
Nov 14, 2025
Q3 2025
|
Wolverine Trading, LLC
Chicago, IL |
BUY
|
- |
2.72K+ 21.37% |
$49.9K - $53.1K
|
15.4K
$271K
|
|
|
Nov 14, 2025
Q3 2025
|
Toroso Investments, LLC
Massapequa, NY |
BUY
|
- |
5.94K+ 7.69% |
$109K - $116K
|
83.1K
$1.46M
|
|
|
Nov 14, 2025
Q3 2025
|
Verition Fund Management LLC
Greenwich, CT |
SELL
|
- |
-39.8K- 51.54% |
$730K - $777K
|
37.4K
$658K
|
|
|
Nov 14, 2025
Q3 2025
|
Mount Yale Investment Advisors, LLC
|
BUY
|
- |
4.33K+ 2.59% |
$79.3K - $84.5K
|
172K
$3.01M
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-256K- 17.9% |
$4.69M - $5M
|
1.17M
$20.6M
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
48.9K+ 50.63% |
$897K - $955K
|
146K
$2.56M
|
|
|
Nov 14, 2025
Q3 2025
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-161K- 42.1% |
$2.96M - $3.15M
|
222K
$3.9M
|
|
|
Nov 14, 2025
Q3 2025
|
Axa Investment Managers S.A.
Puteaux, I0 |
BUY
|
- |
12.5KNew |
$229K - $243K
|
12.5K
$219K
|
|
|
Nov 14, 2025
Q3 2025
|
Massar Capital Management, LP
Stamford, CT |
BUY
|
- |
14.6KNew |
$267K - $285K
|
14.6K
$256K
|
|
|
Nov 14, 2025
Q3 2025
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
SELL
|
- |
-3.2K- 23.23% |
$58.7K - $62.5K
|
10.6K
$186K
|
|
|
Nov 14, 2025
Q3 2025
|
Ci Private Wealth, LLC
Miami, FL |
SELL
|
- |
-3.17K- 5.73% |
$58K - $61.8K
|
52.1K
$915K
|
|
|
Nov 14, 2025
Q3 2025
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-125K- 6.01% |
$2.3M - $2.45M
|
1.96M
$34.4M
|
|
|
Nov 14, 2025
Q3 2025
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-151- 76.65% |
$2.77K - $2.95K
|
46
$808
|
|
|
Nov 14, 2025
Q3 2025
|
Price T Rowe Associates Inc
Baltimore, MD |
BUY
|
- |
38.1KNew |
$699K - $745K
|
38.1K
$670K
|
|
|
Nov 14, 2025
Q3 2025
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
6.74K+ 22.57% |
$124K - $132K
|
36.6K
$643K
|
|
|
Nov 14, 2025
Q3 2025
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-3.9K- 81.51% |
$71.5K - $76.1K
|
884
$15.5K
|
|
|
Nov 14, 2025
Q3 2025
|
Natixis
Paris, I0 |
BUY
|
- |
192+ 0.16% |
$3.52K - $3.75K
|
118K
$2.08M
|
|
|
Nov 14, 2025
Q3 2025
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-64.1K- 11.48% |
$1.18M - $1.25M
|
494K
$8.68M
|
|
|
Nov 14, 2025
Q3 2025
|
Bramshill Investments, LLC
Naples, FL |
SELL
|
- |
-886- 2.33% |
$16.2K - $17.3K
|
37.1K
$652K
|
|
|
Nov 14, 2025
Q3 2025
|
State Street Corp
Boston, MA |
BUY
|
- |
4.7K+ 2.79% |
$86.3K - $91.8K
|
173K
$3.04M
|
|
|
Nov 14, 2025
Q3 2025
|
Squarepoint Ops LLC
New York, NY |
SELL
|
- |
-12.5K- 25.35% |
$229K - $244K
|
36.7K
$645K
|
|
|
Nov 14, 2025
Q3 2025
|
Atom Investors LP
Austin, TX |
SELL
|
- |
-2.89K- 0.74% |
$53K - $56.4K
|
386K
$6.77M
|
|
|
Nov 14, 2025
Q3 2025
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
447K+ 76.99% |
$8.2M - $8.73M
|
1.03M
$18M
|
|
|
Nov 14, 2025
Q3 2025
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
198+ 0.98% |
$3.63K - $3.87K
|
20.3K
$357K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-6.94K- 5.74% |
$127K - $136K
|
114K
$2M
|
|
|
Nov 14, 2025
Q3 2025
|
Trexquant Investment LP
Stamford, CT |
BUY
|
- |
381KNew |
$6.98M - $7.43M
|
381K
$6.69M
|
|
|
Nov 14, 2025
Q3 2025
|
Drw Securities, LLC
Chicago, IL |
BUY
|
- |
35.9KNew |
$659K - $702K
|
35.9K
$632K
|
|
|
Nov 14, 2025
Q3 2025
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
1.18K+ 5.63% |
$21.6K - $23K
|
22.1K
$388K
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-2.35K- 1.64% |
$43.1K - $45.9K
|
141K
$2.48M
|
|
|
Nov 14, 2025
Q3 2025
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
7.09K+ 12.67% |
$130K - $138K
|
63K
$1.11M
|
|
|
Nov 14, 2025
Q3 2025
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
7.7K+ 0.58% |
$141K - $150K
|
1.33M
$23.3M
|
|