Latest Institutional Transactions on Hercules Capital, Inc. (HTGC)
This table provides information on the latest institutional transactions involving Hercules Capital, Inc. (HTGC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 31, 2025
Q4 2024
|
Global Retirement Partners, LLC
|
SELL
|
- |
-8.53K- 14.25% |
$158K - $172K
|
51.3K
$1.09M
|
|
|
Jan 31, 2025
Q4 2024
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
270+ 0.11% |
$5K - $5.46K
|
253K
$5.36M
|
|
|
Jan 31, 2025
Q4 2024
|
D.A. Davidson & Co.
|
BUY
|
- |
5.33K+ 1.88% |
$98.8K - $108K
|
289K
$6.12M
|
|
|
Jan 31, 2025
Q4 2024
|
Truist Financial Corp
|
BUY
|
- |
1.32K+ 4.16% |
$24.5K - $26.7K
|
33.1K
$701K
|
|
|
Jan 31, 2025
Q4 2024
|
Sanctuary Advisors, LLC
Indianapolis, IN |
SELL
|
- |
-7.29K- 38.72% |
$135K - $147K
|
11.5K
$244K
|
|
|
Jan 30, 2025
Q4 2024
|
Autumn Glory Partners, LLC
|
BUY
|
- |
6K+ 41.38% |
$111K - $121K
|
20.5K
$434K
|
|
|
Jan 30, 2025
Q4 2024
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
799+ 0.87% |
$14.8K - $16.2K
|
92.4K
$1.96M
|
|
|
Jan 30, 2025
Q4 2024
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
SELL
|
- |
-4.28K- 4.59% |
$79.3K - $86.5K
|
88.9K
$1.88M
|
|
|
Jan 30, 2025
Q4 2024
|
Allworth Financial LP
|
BUY
|
- |
24+ 2.49% |
$445 - $485
|
987
$20.9K
|
|
|
Jan 30, 2025
Q4 2024
|
Monument Capital Management
|
SELL
|
- |
-149- 0.86% |
$2.76K - $3.01K
|
17.2K
$363K
|
|
|
Jan 30, 2025
Q4 2024
|
Strategic Financial Concepts, LLC
San Antonio, TX |
SELL
|
- |
-311K- 95.02% |
$5.77M - $6.29M
|
16.3K
$345K
|
|
|
Jan 29, 2025
Q4 2024
|
Bristlecone Advisors, LLC
|
BUY
|
- |
5.2K+ 12.38% |
$96.3K - $105K
|
47.2K
$998K
|
|
|
Jan 29, 2025
Q4 2024
|
Essex Financial Services, Inc.
|
SELL
|
- |
-1.91K- 3.03% |
$35.3K - $38.5K
|
60.9K
$1.29M
|
|
|
Jan 29, 2025
Q4 2024
|
Principle Wealth Partners LLC
|
BUY
|
- |
3.12K+ 19.18% |
$57.8K - $63.1K
|
19.4K
$410K
|
|
|
Jan 29, 2025
Q4 2024
|
Latitude Advisors, LLC
|
SELL
|
- |
-219- 2.11% |
$4.06K - $4.43K
|
10.2K
$215K
|
|
|
Jan 29, 2025
Q4 2024
|
Naples Global Advisors, LLC
Naples, FL |
BUY
|
- |
600+ 0.97% |
$11.1K - $12.1K
|
62.3K
$1.32M
|
|
|
Jan 29, 2025
Q4 2024
|
Beach Point Capital Management LP
Santa Monica, CA |
BUY
|
PUT |
30.6KNew |
$567K - $619K
|
30.6K
$647K
|
|
|
Jan 29, 2025
Q4 2024
|
Van Eck Associates Corp
|
BUY
|
- |
323K+ 10.37% |
$5.99M - $6.53M
|
3.44M
$72.7M
|
|
|
Jan 28, 2025
Q4 2024
|
Sumitomo Mitsui Trust Holdings, Inc.
|
BUY
|
- |
41.6K+ 10.38% |
$771K - $842K
|
443K
$9.36M
|
|
|
Jan 28, 2025
Q4 2024
|
Archer Investment Corp
|
BUY
|
- |
1.8K+ 345.4% |
$33.4K - $36.5K
|
2.33K
$49.2K
|
|
|
Jan 28, 2025
Q4 2024
|
Golden State Wealth Management, LLC
Santa Ana, CA |
BUY
|
- |
62.4K+ 117.07% |
$1.16M - $1.26M
|
116K
$2.45M
|
|
|
Jan 28, 2025
Q4 2024
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
49New |
$908 - $991
|
49
$1.04K
|
|
|
Jan 28, 2025
Q4 2024
|
Tfg Advisers LLC
|
BUY
|
- |
13.6K+ 37.14% |
$252K - $275K
|
50.3K
$1.06M
|
|
|
Jan 28, 2025
Q4 2024
|
Empowered Funds, LLC
|
BUY
|
- |
12.3KNew |
$228K - $249K
|
12.3K
$260K
|
|
|
Jan 28, 2025
Q4 2024
|
Stephens Inc
|
BUY
|
- |
12.1KNew |
$223K - $244K
|
12.1K
$255K
|
|
|
Jan 28, 2025
Q4 2024
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
6.08K+ 7.91% |
$113K - $123K
|
82.9K
$1.75M
|
|
|
Jan 28, 2025
Q4 2024
|
Zrc Wealth Management, LLC
Santa Rosa, CA |
SELL
|
- |
-64- 3.62% |
$1.19K - $1.29K
|
1.7K
$36K
|
|
|
Jan 28, 2025
Q4 2024
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
15.6KNew |
$289K - $316K
|
15.6K
$330K
|
|
|
Jan 27, 2025
Q4 2024
|
Hager Investment Management Services, LLC
New London, NH |
BUY
|
- |
48New |
$889 - $971
|
48
$1.02K
|
|
|
Jan 27, 2025
Q4 2024
|
Mas Advisors LLC
Miami, FL |
SELL
|
- |
-2.04K- 9.72% |
$37.7K - $41.2K
|
18.9K
$400K
|
|
|
Jan 27, 2025
Q4 2024
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
109+ 0.64% |
$2.02K - $2.2K
|
17.3K
$365K
|
|
|
Jan 27, 2025
Q4 2024
|
Mirae Asset Global Investments Co., Ltd.
|
SELL
|
- |
-9.6K- 35.15% |
$178K - $194K
|
17.7K
$375K
|
|
|
Jan 27, 2025
Q4 2024
|
Tectonic Advisors LLC
Plano, TX |
BUY
|
- |
60.8K+ 14.03% |
$1.13M - $1.23M
|
494K
$10.4M
|
|
|
Jan 27, 2025
Q4 2024
|
Bleakley Financial Group, LLC
Fairfield, NJ |
SELL
|
- |
-2.73K- 6.61% |
$50.5K - $55.1K
|
38.5K
$814K
|
|
|
Jan 24, 2025
Q4 2024
|
Spire Wealth Management
|
BUY
|
- |
3+ 0.22% |
$55.6 - $60.7
|
1.35K
$28.6K
|
|
|
Jan 24, 2025
Q4 2024
|
Abundance Wealth Counselors
|
SELL
|
- |
-168- 0.3% |
$3.11K - $3.4K
|
55.7K
$1.18M
|
|
|
Jan 23, 2025
Q4 2024
|
Penbrook Management LLC
|
BUY
|
- |
408+ 1.69% |
$7.56K - $8.25K
|
24.6K
$520K
|
|
|
Jan 23, 2025
Q4 2024
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
107+ 0.68% |
$1.98K - $2.16K
|
15.8K
$334K
|
|
|
Jan 23, 2025
Q4 2024
|
Synergy Asset Management, LLC
Bellevue, WA |
BUY
|
- |
565New |
$10.5K - $11.4K
|
565
$11.9K
|
|
|
Jan 22, 2025
Q4 2024
|
Pfg Investments, LLC
Woodbury, NY |
BUY
|
- |
1.67K+ 1.51% |
$31K - $33.8K
|
113K
$2.38M
|
|
|
Jan 22, 2025
Q4 2024
|
Register Financial Advisors LLC
Atlanta, GA |
BUY
|
- |
20+ 0.13% |
$371 - $404
|
15.4K
$325K
|
|
|
Jan 22, 2025
Q4 2024
|
Mount Yale Investment Advisors, LLC
|
BUY
|
- |
15.5K+ 11.71% |
$287K - $313K
|
148K
$3.12M
|
|
|
Jan 22, 2025
Q4 2024
|
Foundations Investment Advisors, LLC
|
SELL
|
- |
-1.08K- 7.91% |
$19.9K - $21.7K
|
12.5K
$265K
|
|
|
Jan 22, 2025
Q4 2024
|
Steel Peak Wealth Management LLC
|
BUY
|
- |
804+ 2.73% |
$14.9K - $16.3K
|
30.3K
$641K
|
|
|
Jan 22, 2025
Q4 2024
|
Union Bancaire Privee, Ubp Sa
Geneva 1, V8 |
BUY
|
- |
34.1KNew |
$631K - $688K
|
34.1K
$720K
|
|
|
Jan 21, 2025
Q4 2024
|
Sound Income Strategies, LLC
|
BUY
|
- |
77.9K+ 2.84% |
$1.44M - $1.57M
|
2.82M
$59.5M
|
|
|
Jan 21, 2025
Q4 2024
|
Accel Wealth Management
|
BUY
|
- |
1.15K+ 7.28% |
$21.4K - $23.3K
|
17K
$360K
|
|
|
Jan 21, 2025
Q4 2024
|
Grimes & Company, Inc.
|
BUY
|
- |
5.96K+ 30.65% |
$110K - $121K
|
25.4K
$538K
|
|
|
Jan 21, 2025
Q4 2024
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
BUY
|
- |
94+ 4.59% |
$1.74K - $1.9K
|
2.14K
$45.3K
|
|
|
Jan 17, 2025
Q4 2024
|
Beaumont Financial Advisors, LLC
Needham, DE |
BUY
|
- |
269+ 2.36% |
$4.98K - $5.44K
|
11.7K
$247K
|