Latest Institutional Transactions on Hercules Capital, Inc. (HTGC)
This table provides information on the latest institutional transactions involving Hercules Capital, Inc. (HTGC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 14, 2026
Q4 2025
|
True Mark Investments, LLC
Chicago, IL |
BUY
|
- |
11.7KNew |
$196K - $220K
|
11.7K
$206K
|
|
|
Jan 14, 2026
Q4 2025
|
Spire Wealth Management
|
SELL
|
- |
-160- 11.72% |
$2.67K - $3K
|
1.21K
$21.2K
|
|
|
Jan 14, 2026
Q4 2025
|
Mirador Capital Partners LP
|
SELL
|
- |
-550- 1.25% |
$9.19K - $10.3K
|
43.6K
$766K
|
|
|
Jan 13, 2026
Q4 2025
|
West Financial Advisors, LLC
|
BUY
|
- |
2+ 3.77% |
$33.4 - $37.5
|
55
$966
|
|
|
Jan 13, 2026
Q4 2025
|
Sage Advisors, LLC
Boulder, CO |
BUY
|
- |
61.9K+ 106.74% |
$1.03M - $1.16M
|
120K
$2.11M
|
|
|
Jan 13, 2026
Q4 2025
|
Dakota Wealth Management
|
SELL
|
- |
-885- 2.29% |
$14.8K - $16.6K
|
37.8K
$665K
|
|
|
Jan 13, 2026
Q4 2025
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
1+ 3.13% |
$16.7 - $18.8
|
33
$580
|
|
|
Jan 13, 2026
Q4 2025
|
Tradewinds Capital Management, LLC
|
BUY
|
- |
87+ 2.29% |
$1.45K - $1.63K
|
3.89K
$68.4K
|
|
|
Jan 12, 2026
Q4 2025
|
Kozak & Associates, Inc.
Highlands Ranch, CO |
BUY
|
- |
78+ 2.27% |
$1.3K - $1.46K
|
3.52K
$61.8K
|
|
|
Jan 12, 2026
Q4 2025
|
Horizon Financial Services, LLC
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 12, 2026
Q4 2025
|
Gilman Hill Asset Management, LLC
|
SELL
|
- |
-3.61K- 0.62% |
$60.3K - $67.7K
|
580K
$10.2M
|
|
|
Jan 08, 2026
Q4 2025
|
Chesapeake Asset Management LLC
New York, NY |
SELL
|
- |
-774- 32.94% |
$12.9K - $14.5K
|
1.58K
$27.7K
|
|
|
Jan 08, 2026
Q4 2025
|
Armstrong Advisory Group, Inc
Needham, MA |
BUY
|
- |
2.42K+ 85.44% |
$40.5K - $45.5K
|
5.26K
$92.4K
|
|
|
Jan 08, 2026
Q4 2025
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
13.4K+ 14.94% |
$224K - $251K
|
103K
$1.81M
|
|
|
Jan 08, 2026
Q4 2025
|
Zrc Wealth Management, LLC
Santa Rosa, CA |
BUY
|
- |
70+ 2.25% |
$1.17K - $1.31K
|
3.18K
$55.9K
|
|
|
Jan 06, 2026
Q4 2025
|
Investors Research Corp
|
BUY
|
- |
1KNew |
$16.7K - $18.8K
|
1K
$17.6K
|
|
|
Jan 06, 2026
Q4 2025
|
Penbrook Management LLC
|
SELL
|
- |
-8- 0.05% |
$134 - $150
|
14.8K
$259K
|
|
|
Jan 05, 2026
Q4 2025
|
Confluence Investment Management LLC
|
SELL
|
- |
-12.7K- 4.21% |
$212K - $239K
|
290K
$5.09M
|
|
|
Jan 05, 2026
Q4 2025
|
Union Bancaire Privee, Ubp Sa
Geneva 1, V8 |
SELL
|
- |
-7.97K- 22.28% |
$133K - $149K
|
27.8K
$489K
|
|
| Q3 2025 | |||||||
|
Jan 13, 2026
Q3 2025
|
Sanctuary Advisors, LLC
Indianapolis, IN |
BUY
|
- |
10.1KNew |
$186K - $198K
|
10.1K
$178K
|
|
|
Dec 08, 2025
Q3 2025
|
Painted Porch Advisors LLC
Santa Barbara, CA |
BUY
|
- |
3+ 0.19% |
$55 - $58.6
|
1.54K
$27.1K
|
|
|
Dec 02, 2025
Q3 2025
|
Allworth Financial LP
|
BUY
|
- |
680+ 11.39% |
$12.5K - $13.3K
|
6.65K
$117K
|
|
|
Dec 02, 2025
Q3 2025
|
Ifp Advisors, Inc
|
SELL
|
- |
-175- 1.9% |
$3.21K - $3.42K
|
9.04K
$159K
|
|
|
Dec 01, 2025
Q3 2025
|
Investment Research Partners LLC
Lemont, PA |
BUY
|
- |
22.2KNew |
$407K - $433K
|
22.2K
$390K
|
|
|
Nov 21, 2025
Q3 2025
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-2.73K- 2.39% |
$50K - $53.2K
|
111K
$1.96M
|
|
|
Nov 20, 2025
Q3 2025
|
Centaurus Financial, Inc.
|
BUY
|
- |
675+ 1.82% |
$12.4K - $13.2K
|
37.8K
$664K
|
|
|
Nov 19, 2025
Q3 2025
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-1.07K- 7.87% |
$19.5K - $20.8K
|
12.5K
$219K
|
|
|
Nov 19, 2025
Q3 2025
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
450+ 1.91% |
$8.25K - $8.79K
|
24K
$421K
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
SELL
|
- |
-12.2K- 41.43% |
$225K - $239K
|
17.3K
$304K
|
|
|
Nov 17, 2025
Q3 2025
|
Caxton Associates LLP
London, |
SELL
|
- |
-6.92K- 20.17% |
$127K - $135K
|
27.4K
$481K
|
|
|
Nov 17, 2025
Q3 2025
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
50.5K+ 32.41% |
$926K - $986K
|
206K
$3.63M
|
|
|
Nov 14, 2025
Q3 2025
|
Creegan & Nassoura Financial Group, LLC
Portsmouth, NH |
SELL
|
- |
-500- 0.62% |
$9.17K - $9.77K
|
79.7K
$1.4M
|
|
|
Nov 14, 2025
Q3 2025
|
Engineers Gate Manager LP
New York, NY |
SELL
|
- |
-83.6K- 34.72% |
$1.53M - $1.63M
|
157K
$2.76M
|
|
|
Nov 14, 2025
Q3 2025
|
Balyasny Asset Management LLC
Chicago, IL |
SELL
|
- |
-134K- 87.42% |
$2.45M - $2.61M
|
19.3K
$339K
|
|
|
Nov 14, 2025
Q3 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
PUT |
26.2K+ 13.38% |
$481K - $512K
|
222K
$3.9M
|
|
|
Nov 14, 2025
Q3 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-1.51K- 12.73% |
$27.6K - $29.4K
|
10.3K
$181K
|
|
|
Nov 14, 2025
Q3 2025
|
Wolverine Trading, LLC
Chicago, IL |
BUY
|
PUT |
4.9K+ 11.24% |
$89.9K - $95.7K
|
48.5K
$852K
|
|
|
Nov 14, 2025
Q3 2025
|
Financial Gravity Asset Management, Inc.
|
BUY
|
- |
900New |
$16.5K - $17.6K
|
900
$15.8K
|
|
|
Nov 14, 2025
Q3 2025
|
Wolverine Trading, LLC
Chicago, IL |
BUY
|
- |
2.72K+ 21.37% |
$49.9K - $53.1K
|
15.4K
$271K
|
|
|
Nov 14, 2025
Q3 2025
|
Toroso Investments, LLC
Massapequa, NY |
BUY
|
- |
5.94K+ 7.69% |
$109K - $116K
|
83.1K
$1.46M
|
|
|
Nov 14, 2025
Q3 2025
|
Verition Fund Management LLC
Greenwich, CT |
SELL
|
- |
-39.8K- 51.54% |
$730K - $777K
|
37.4K
$658K
|
|
|
Nov 14, 2025
Q3 2025
|
Ci Private Wealth, LLC
Miami, FL |
SELL
|
- |
-3.17K- 5.73% |
$58K - $61.8K
|
52.1K
$915K
|
|
|
Nov 14, 2025
Q3 2025
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
SELL
|
- |
-3.2K- 23.23% |
$58.7K - $62.5K
|
10.6K
$186K
|
|
|
Nov 14, 2025
Q3 2025
|
Credit Agricole S A
|
SELL
|
- |
-249K- 47.14% |
$4.56M - $4.85M
|
279K
$4.9M
|
|
|
Nov 14, 2025
Q3 2025
|
Axa Investment Managers S.A.
Puteaux, I0 |
BUY
|
- |
12.5KNew |
$229K - $243K
|
12.5K
$219K
|
|
|
Nov 14, 2025
Q3 2025
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-161K- 42.1% |
$2.96M - $3.15M
|
222K
$3.9M
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
48.9K+ 50.63% |
$897K - $955K
|
146K
$2.56M
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-256K- 17.9% |
$4.69M - $5M
|
1.17M
$20.6M
|
|
|
Nov 14, 2025
Q3 2025
|
Mount Yale Investment Advisors, LLC
|
BUY
|
- |
4.33K+ 2.59% |
$79.3K - $84.5K
|
172K
$3.01M
|
|
|
Nov 14, 2025
Q3 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-38K- 11.62% |
$697K - $742K
|
289K
$5.08M
|
|