Latest Institutional Transactions on Hercules Capital, Inc. (HTGC)
This table provides information on the latest institutional transactions involving Hercules Capital, Inc. (HTGC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 10, 2023
Q1 2023
|
Hst Ventures, LLC
|
BUY
|
- |
41.3KNew |
$478K - $671K
|
41.3K
$795K
|
|
|
May 09, 2023
Q1 2023
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
25.2KNew |
$291K - $409K
|
25.2K
$485K
|
|
|
May 08, 2023
Q1 2023
|
Plante Moran Financial Advisors, LLC
|
BUY
|
- |
59+ 2.92% |
$682 - $958
|
2.08K
$40K
|
|
|
May 05, 2023
Q1 2023
|
Alpha Dna Investment Management LLC
Columbia, MD |
BUY
|
- |
160+ 0.21% |
$1.85K - $2.6K
|
77.4K
$1.49M
|
|
|
May 04, 2023
Q1 2023
|
Emerald Mutual Fund Advisers Trust
|
BUY
|
- |
28KNew |
$324K - $455K
|
28K
$539K
|
|
|
May 03, 2023
Q1 2023
|
Tci Wealth Advisors, Inc.
|
BUY
|
- |
7+ 1.62% |
$80.9 - $114
|
440
$8.47K
|
|
|
May 02, 2023
Q1 2023
|
All Square Wealth Management LLC
Albany, NY |
BUY
|
- |
1KNew |
$11.6K - $16.2K
|
1K
$19.2K
|
|
|
May 02, 2023
Q1 2023
|
Endurance Wealth Management, Inc.
|
BUY
|
- |
7.49KNew |
$86.6K - $122K
|
7.49K
$144K
|
|
|
May 01, 2023
Q1 2023
|
New Square Capital LLC
|
BUY
|
- |
500New |
$5.78K - $8.12K
|
500
$9.62K
|
|
|
Apr 28, 2023
Q1 2023
|
Strategic Blueprint, LLC
Atlanta, GA |
BUY
|
- |
87+ 0.72% |
$1.01K - $1.41K
|
12.2K
$234K
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
4.7KNew |
$54.4K - $76.4K
|
4.7K
$90.5K
|
|
|
Apr 12, 2023
Q1 2023
|
Private Trust CO Na
|
BUY
|
- |
500+ 276.24% |
$5.78K - $8.12K
|
681
$13.1K
|
|
| Q4 2022 | |||||||
|
Sep 01, 2023
Q4 2022
|
Jag Capital Management, LLC
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 17, 2023
Q4 2022
|
Coppell Advisory Solutions Corp.
Coppell, TX |
BUY
|
- |
3.16KNew |
$36.6K - $47.2K
|
3.16K
$60.8K
|
|
|
Feb 14, 2023
Q4 2022
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
BUY
|
- |
10.4KNew |
$120K - $155K
|
10.4K
$200K
|
|
|
Feb 14, 2023
Q4 2022
|
Freedom Wealth Alliance, LLC
Brookfield, WI |
BUY
|
- |
300New |
$3.48K - $4.48K
|
300
$5.77K
|
|
|
Feb 14, 2023
Q4 2022
|
Boothbay Fund Management, LLC
New York, NY |
BUY
|
- |
12.8KNew |
$148K - $191K
|
12.8K
$246K
|
|
|
Feb 14, 2023
Q4 2022
|
Old Mission Capital LLC
|
BUY
|
- |
64New |
$742 - $956
|
64
$1.23K
|
|
|
Feb 14, 2023
Q4 2022
|
Conversant Capital LLC
Summit, NJ |
BUY
|
- |
325KNew |
$3.77M - $4.85M
|
325K
$6.25M
|
|
|
Feb 13, 2023
Q4 2022
|
Meridian Wealth Management, LLC
|
BUY
|
- |
81KNew |
$939K - $1.21M
|
81K
$1.56M
|
|
|
Feb 13, 2023
Q4 2022
|
Mc Gowan Group Asset Management, Inc.
Dallas, TX |
BUY
|
- |
7.06K+ 1.66% |
$81.8K - $105K
|
431K
$8.29M
|
|
|
Feb 13, 2023
Q4 2022
|
Clear Street Markets LLC
|
BUY
|
- |
300New |
$3.48K - $4.48K
|
300
$5.77K
|
|
|
Feb 13, 2023
Q4 2022
|
Cipher Capital LP
New York, NY |
BUY
|
- |
23.7KNew |
$275K - $355K
|
23.7K
$457K
|
|
|
Feb 13, 2023
Q4 2022
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
10.2KNew |
$118K - $153K
|
10.2K
$197K
|
|
|
Feb 10, 2023
Q4 2022
|
Ing Groep Nv
|
BUY
|
- |
58.4KNew |
$677K - $872K
|
58.4K
$1.12M
|
|
|
Feb 10, 2023
Q4 2022
|
Victory Capital Management Inc
|
BUY
|
- |
129+ 0.91% |
$1.5K - $1.93K
|
14.3K
$275K
|
|
|
Feb 10, 2023
Q4 2022
|
Granite Investment Partners, LLC
|
SELL
|
- |
-17.7K- 2.14% |
$205K - $265K
|
811K
$15.6M
|
|
|
Feb 10, 2023
Q4 2022
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-14.5K- 44.46% |
$167K - $216K
|
18.1K
$347K
|
|
|
Feb 10, 2023
Q4 2022
|
Sandy Spring Bank
|
BUY
|
- |
450New |
$5.22K - $6.72K
|
450
$8.66K
|
|
|
Feb 10, 2023
Q4 2022
|
Heritage Trust CO
Oklahoma City, OK |
SELL
|
- |
-16.1K- 57.66% |
$187K - $241K
|
11.9K
$228K
|
|
|
Feb 10, 2023
Q4 2022
|
Comerica Securities,Inc.
|
BUY
|
- |
1.44KNew |
$16.6K - $21.4K
|
1.44K
$27.6K
|
|
|
Feb 08, 2023
Q4 2022
|
Lsv Asset Management
Chicago, IL |
SELL
|
- |
-2.5K- 2.03% |
$29K - $37.3K
|
121K
$2.33M
|
|
|
Feb 06, 2023
Q4 2022
|
Hollencrest Capital Management
|
BUY
|
- |
2.52KNew |
$29.2K - $37.7K
|
2.52K
$48.5K
|
|
|
Feb 06, 2023
Q4 2022
|
Sterling Investment Advisors, Ltd.
|
BUY
|
- |
3.5K+ 5.74% |
$40.6K - $52.3K
|
64.5K
$1.24M
|
|
|
Feb 02, 2023
Q4 2022
|
Mach 1 Financial Group, LLC
Bentonville, AR |
BUY
|
- |
38.8KNew |
$450K - $580K
|
38.8K
$747K
|
|
|
Jan 31, 2023
Q4 2022
|
Wfa Of San Diego, LLC
|
BUY
|
- |
2.2KNew |
$25.5K - $32.8K
|
2.2K
$42.3K
|
|
|
Jan 26, 2023
Q4 2022
|
Granite Shares Advisors LLC
|
SELL
|
- |
-726- 1.53% |
$8.41K - $10.8K
|
46.6K
$896K
|
|
|
Jan 18, 2023
Q4 2022
|
Johnson & White Wealth Management, LLC
York, PA |
BUY
|
- |
16.9KNew |
$196K - $252K
|
16.9K
$325K
|
|
|
Jan 17, 2023
Q4 2022
|
Romano Brothers And Company
Evanston, IL |
BUY
|
- |
200New |
$2.32K - $2.99K
|
200
$3.85K
|
|
|
Jan 11, 2023
Q4 2022
|
Accurate Wealth Management, LLC
|
BUY
|
- |
1.2KNew |
$13.9K - $17.9K
|
1.2K
$23.1K
|
|
|
Jan 11, 2023
Q4 2022
|
Jenkins Wealth
Englewood, CO |
BUY
|
- |
79.2KNew |
$918K - $1.18M
|
79.2K
$1.52M
|
|
|
Jan 10, 2023
Q4 2022
|
Gradient Investments LLC
|
BUY
|
- |
123New |
$1.43K - $1.84K
|
123
$2.37K
|
|
| Q3 2022 | |||||||
|
Aug 16, 2024
Q3 2022
|
Td Private Client Wealth LLC
New York, NY |
SELL
|
- |
-1.49KClosed |
$17K - $37.9K
|
0
$0
|
|
|
Nov 30, 2023
Q3 2022
|
Pfs Partners, LLC
Mine Hill, NJ |
BUY
|
- |
413New |
$4.73K - $10.5K
|
413
$7.95K
|
|
|
Nov 21, 2022
Q3 2022
|
Four Thought Financial, LLC
Venice, FL |
SELL
|
- |
-2.12K- 6.57% |
$24.3K - $53.9K
|
30.1K
$579K
|
|
|
Nov 14, 2022
Q3 2022
|
Pictet North America Advisors Sa
|
SELL
|
- |
-62.9K- 48.35% |
$720K - $1.6M
|
67.2K
$1.29M
|
|
|
Nov 14, 2022
Q3 2022
|
Williams Jones Wealth Management, Llc.
New York, NY |
BUY
|
- |
318+ 2.3% |
$3.64K - $8.1K
|
14.1K
$272K
|
|
|
Nov 14, 2022
Q3 2022
|
Empyrean Capital Partners, LP
Los Angeles, CA |
BUY
|
PUT |
500KNew |
$5.73M - $12.7M
|
500K
$9.62M
|
|
|
Nov 14, 2022
Q3 2022
|
Almanack Investment Partners, Llc.
Wayne, PA |
BUY
|
- |
5.81KNew |
$66.5K - $148K
|
5.81K
$112K
|
|
|
Nov 14, 2022
Q3 2022
|
Fora Capital, LLC
Miami, FL |
BUY
|
- |
12.9KNew |
$148K - $329K
|
12.9K
$248K
|
|