Latest Institutional Transactions on Hercules Capital, Inc. (HTGC)
This table provides information on the latest institutional transactions involving Hercules Capital, Inc. (HTGC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 10, 2022
Q3 2022
|
Banque Pictet & Cie Sa
|
SELL
|
- |
-62.9K- 48.35% |
$720K - $1.6M
|
67.2K
$1.29M
|
|
|
Nov 10, 2022
Q3 2022
|
Cedar Wealth Management, LLC
Walnut Creek, CA |
SELL
|
- |
-8.38K- 46.18% |
$95.9K - $213K
|
9.76K
$188K
|
|
|
Nov 08, 2022
Q3 2022
|
New York State Common Retirement Fund
|
BUY
|
- |
59.1KNew |
$677K - $1.51M
|
59.1K
$1.14M
|
|
|
Nov 08, 2022
Q3 2022
|
Wms Partners, LLC
|
BUY
|
- |
632+ 4.21% |
$7.24K - $16.1K
|
15.6K
$301K
|
|
|
Nov 07, 2022
Q3 2022
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
80New |
$916 - $2.04K
|
80
$1.54K
|
|
|
Oct 27, 2022
Q3 2022
|
Redhawk Wealth Advisors, Inc.
Minneapolis, MN |
SELL
|
- |
-1.63K- 12.35% |
$18.7K - $41.6K
|
11.6K
$223K
|
|
|
Oct 26, 2022
Q3 2022
|
Wipfli Financial Advisors Llc,
|
BUY
|
- |
1.92KNew |
$22K - $48.9K
|
1.92K
$36.9K
|
|
|
Oct 13, 2022
Q3 2022
|
Activest Wealth Management
|
SELL
|
- |
-765Closed |
$8.76K - $19.5K
|
0
$0
|
|
|
Oct 12, 2022
Q3 2022
|
City Holding CO
|
BUY
|
- |
651New |
$7.45K - $16.6K
|
651
$12.5K
|
|
| Q2 2022 | |||||||
|
Aug 16, 2022
Q2 2022
|
Neo Ivy Capital Management
New York, NY |
SELL
|
- |
-5.66KClosed |
$72.5K - $107K
|
0
$0
|
|
|
Aug 16, 2022
Q2 2022
|
Core First Bank & Trust
Topeka, KS |
SELL
|
- |
-1.23KClosed |
$15.7K - $23.2K
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Tcwp LLC
Tampa, FL |
SELL
|
- |
-5.2KClosed |
$66.6K - $98.2K
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Creative Planning
Overland Park, KS |
BUY
|
CALL |
1.4KNew |
$17.9K - $26.5K
|
1.4K
$26.9K
|
|
|
Aug 15, 2022
Q2 2022
|
Wealth Quarterback LLC
Toms River, NJ |
SELL
|
- |
-535Closed |
$6.86K - $10.1K
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-1.16K- 8.14% |
$14.8K - $21.8K
|
13K
$251K
|
|
|
Aug 15, 2022
Q2 2022
|
State Of Wyoming
Cheyenne, WY |
SELL
|
- |
-903Closed |
$11.6K - $17.1K
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Price T Rowe Associates Inc
Baltimore, MD |
SELL
|
- |
-143K- 8.04% |
$1.84M - $2.71M
|
1.64M
$31.5M
|
|
|
Aug 15, 2022
Q2 2022
|
Caxton Associates LP
New York, NY |
SELL
|
- |
-47.5KClosed |
$610K - $899K
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Gyon Technologies Capital Management, LP
Denville, NJ |
BUY
|
- |
31.1KNew |
$399K - $588K
|
31.1K
$598K
|
|
|
Aug 15, 2022
Q2 2022
|
1832 Asset Management L.P.
Toronto, A6 |
SELL
|
- |
-588KClosed |
$7.53M - $11.1M
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Uniplan Investment Counsel, Inc.
Union Grove, WI |
BUY
|
- |
22.5K+ 8.06% |
$288K - $425K
|
302K
$5.8M
|
|
|
Aug 12, 2022
Q2 2022
|
Quantedge Capital Pte LTD
Singapore, U0 |
BUY
|
- |
18.8KNew |
$241K - $356K
|
18.8K
$362K
|
|
|
Aug 12, 2022
Q2 2022
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
13.9K+ 8992.26% |
$179K - $264K
|
14.1K
$271K
|
|
|
Aug 12, 2022
Q2 2022
|
Dodge & Cox
San Francisco, CA |
BUY
|
- |
20KNew |
$256K - $378K
|
20K
$385K
|
|
|
Aug 12, 2022
Q2 2022
|
Allianz Asset Management Gmb H
Munich, 2M |
SELL
|
- |
-6.94K- 20.87% |
$89K - $131K
|
26.3K
$506K
|
|
|
Aug 11, 2022
Q2 2022
|
Bivin & Associates, Inc.
Ponca City, OK |
SELL
|
- |
-200Closed |
$2.56K - $3.78K
|
0
$0
|
|
|
Aug 11, 2022
Q2 2022
|
Monetary Management Group Inc
St Louis, MO |
SELL
|
- |
-600Closed |
$7.69K - $11.3K
|
0
$0
|
|
|
Aug 10, 2022
Q2 2022
|
Allie Family Office LLC
|
BUY
|
- |
15KNew |
$192K - $284K
|
15K
$289K
|
|
|
Aug 10, 2022
Q2 2022
|
High Net Worth Advisory Group LLC
Naples, FL |
SELL
|
- |
-700- 14.89% |
$8.97K - $13.2K
|
4K
$77K
|
|
|
Aug 09, 2022
Q2 2022
|
Quadrant Capital Group LLC
Cincinnati, OH |
SELL
|
- |
-28Closed |
$359 - $529
|
0
$0
|
|
|
Aug 09, 2022
Q2 2022
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
4.25KNew |
$54.5K - $80.4K
|
4.25K
$81.8K
|
|
|
Aug 08, 2022
Q2 2022
|
Prospera Financial Services Inc
|
SELL
|
- |
-3.28KClosed |
$42K - $62K
|
0
$0
|
|
|
Aug 05, 2022
Q2 2022
|
Coastal Bridge Advisors, LLC
|
SELL
|
- |
-19.5K- 62.28% |
$250K - $369K
|
11.8K
$227K
|
|
|
Aug 05, 2022
Q2 2022
|
Motco
|
SELL
|
- |
-300Closed |
$3.85K - $5.67K
|
0
$0
|
|
|
Aug 04, 2022
Q2 2022
|
Bedel Financial Consulting, Inc.
|
SELL
|
- |
-1.5KClosed |
$19.2K - $28.4K
|
0
$0
|
|
|
Aug 04, 2022
Q2 2022
|
Fifth Third Bancorp
|
SELL
|
- |
-188- 3.02% |
$2.41K - $3.56K
|
6.03K
$116K
|
|
|
Aug 03, 2022
Q2 2022
|
Sciencast Management LP
|
SELL
|
- |
-13KClosed |
$167K - $246K
|
0
$0
|
|
|
Aug 01, 2022
Q2 2022
|
Moisand Fitzgerald Tamayo, LLC
|
SELL
|
- |
-131- 50.0% |
$1.68K - $2.48K
|
131
$2.52K
|
|
|
Jul 29, 2022
Q2 2022
|
Total Clarity Wealth Management, Inc.
|
BUY
|
- |
700New |
$8.97K - $13.2K
|
700
$13.5K
|
|
|
Jul 29, 2022
Q2 2022
|
Sg Americas Securities, LLC
|
SELL
|
- |
-20.8KClosed |
$267K - $393K
|
0
$0
|
|
|
Jul 26, 2022
Q2 2022
|
Venture Visionary Partners LLC
|
BUY
|
- |
400New |
$5.13K - $7.56K
|
400
$7.7K
|
|
|
Jul 22, 2022
Q2 2022
|
Gemmer Asset Management LLC
|
SELL
|
- |
-300Closed |
$3.85K - $5.67K
|
0
$0
|
|
|
Jul 19, 2022
Q2 2022
|
Leeward Investments, LLC Ma
|
SELL
|
- |
-147K- 18.49% |
$1.89M - $2.78M
|
649K
$12.5M
|
|
|
Jul 18, 2022
Q2 2022
|
Money Concepts Capital Corp
|
SELL
|
- |
-1.87K- 67.5% |
$24K - $35.3K
|
900
$17.3K
|
|
|
Jul 15, 2022
Q2 2022
|
Westside Investment Management, Inc.
|
BUY
|
- |
1.34KNew |
$17.2K - $25.3K
|
1.34K
$25.7K
|
|
|
Jul 15, 2022
Q2 2022
|
Cordasco Financial Network
|
BUY
|
- |
54+ 3.46% |
$692 - $1.02K
|
1.61K
$31.1K
|
|
|
Jul 15, 2022
Q2 2022
|
Valley National Advisers Inc
|
SELL
|
- |
-100- 50.0% |
$1.28K - $1.89K
|
100
$1.92K
|
|
|
Jul 14, 2022
Q2 2022
|
Peak Financial Advisors LLC
|
SELL
|
- |
-11.3KClosed |
$145K - $214K
|
0
$0
|
|
|
Jul 12, 2022
Q2 2022
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-2KClosed |
$25.6K - $37.8K
|
0
$0
|
|
|
Jul 11, 2022
Q2 2022
|
Greylin Investment Mangement Inc
|
SELL
|
- |
-44.9KClosed |
$576K - $849K
|
0
$0
|
|