Latest Institutional Transactions on Hercules Capital, Inc. (HTGC)
This table provides information on the latest institutional transactions involving Hercules Capital, Inc. (HTGC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 15, 2022
Q2 2022
|
State Of Wyoming
Cheyenne, WY |
SELL
|
- |
-903Closed |
$11.6K - $17.1K
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-1.16K- 8.14% |
$14.8K - $21.8K
|
13K
$273K
|
|
|
Aug 15, 2022
Q2 2022
|
Uniplan Investment Counsel, Inc.
Union Grove, WI |
BUY
|
- |
22.5K+ 8.06% |
$288K - $425K
|
302K
$6.31M
|
|
|
Aug 15, 2022
Q2 2022
|
Caxton Associates LP
New York, NY |
SELL
|
- |
-47.5KClosed |
$610K - $899K
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Creative Planning
Overland Park, KS |
BUY
|
CALL |
1.4KNew |
$17.9K - $26.5K
|
1.4K
$29.3K
|
|
|
Aug 12, 2022
Q2 2022
|
Allianz Asset Management Gmb H
Munich, 2M |
SELL
|
- |
-6.94K- 20.87% |
$89K - $131K
|
26.3K
$551K
|
|
|
Aug 12, 2022
Q2 2022
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
13.9K+ 8992.26% |
$179K - $264K
|
14.1K
$295K
|
|
|
Aug 12, 2022
Q2 2022
|
Dodge & Cox
San Francisco, CA |
BUY
|
- |
20KNew |
$256K - $378K
|
20K
$419K
|
|
|
Aug 12, 2022
Q2 2022
|
Quantedge Capital Pte LTD
Singapore, U0 |
BUY
|
- |
18.8KNew |
$241K - $356K
|
18.8K
$393K
|
|
|
Aug 11, 2022
Q2 2022
|
Monetary Management Group Inc
St Louis, MO |
SELL
|
- |
-600Closed |
$7.69K - $11.3K
|
0
$0
|
|
|
Aug 11, 2022
Q2 2022
|
Bivin & Associates, Inc.
Ponca City, OK |
SELL
|
- |
-200Closed |
$2.56K - $3.78K
|
0
$0
|
|
|
Aug 10, 2022
Q2 2022
|
Allie Family Office LLC
|
BUY
|
- |
15KNew |
$192K - $284K
|
15K
$314K
|
|
|
Aug 10, 2022
Q2 2022
|
High Net Worth Advisory Group LLC
Naples, FL |
SELL
|
- |
-700- 14.89% |
$8.97K - $13.2K
|
4K
$83.7K
|
|
|
Aug 09, 2022
Q2 2022
|
Quadrant Capital Group LLC
Cincinnati, OH |
SELL
|
- |
-28Closed |
$359 - $529
|
0
$0
|
|
|
Aug 09, 2022
Q2 2022
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
4.25KNew |
$54.5K - $80.4K
|
4.25K
$89K
|
|
|
Aug 08, 2022
Q2 2022
|
Prospera Financial Services Inc
|
SELL
|
- |
-3.28KClosed |
$42K - $62K
|
0
$0
|
|
|
Aug 05, 2022
Q2 2022
|
Coastal Bridge Advisors, LLC
|
SELL
|
- |
-19.5K- 62.28% |
$250K - $369K
|
11.8K
$247K
|
|
|
Aug 05, 2022
Q2 2022
|
Motco
|
SELL
|
- |
-300Closed |
$3.85K - $5.67K
|
0
$0
|
|
|
Aug 04, 2022
Q2 2022
|
Bedel Financial Consulting, Inc.
|
SELL
|
- |
-1.5KClosed |
$19.2K - $28.4K
|
0
$0
|
|
|
Aug 04, 2022
Q2 2022
|
Fifth Third Bancorp
|
SELL
|
- |
-188- 3.02% |
$2.41K - $3.56K
|
6.03K
$126K
|
|
|
Aug 03, 2022
Q2 2022
|
Sciencast Management LP
|
SELL
|
- |
-13KClosed |
$167K - $246K
|
0
$0
|
|
|
Aug 01, 2022
Q2 2022
|
Moisand Fitzgerald Tamayo, LLC
|
SELL
|
- |
-131- 50.0% |
$1.68K - $2.48K
|
131
$2.74K
|
|
|
Jul 29, 2022
Q2 2022
|
Total Clarity Wealth Management, Inc.
|
BUY
|
- |
700New |
$8.97K - $13.2K
|
700
$14.7K
|
|
|
Jul 29, 2022
Q2 2022
|
Sg Americas Securities, LLC
|
SELL
|
- |
-20.8KClosed |
$267K - $393K
|
0
$0
|
|
|
Jul 26, 2022
Q2 2022
|
Venture Visionary Partners LLC
|
BUY
|
- |
400New |
$5.13K - $7.56K
|
400
$8.37K
|
|
|
Jul 22, 2022
Q2 2022
|
Gemmer Asset Management LLC
|
SELL
|
- |
-300Closed |
$3.85K - $5.67K
|
0
$0
|
|
|
Jul 19, 2022
Q2 2022
|
Leeward Investments, LLC Ma
|
SELL
|
- |
-147K- 18.49% |
$1.89M - $2.78M
|
649K
$13.6M
|
|
|
Jul 18, 2022
Q2 2022
|
Money Concepts Capital Corp
|
SELL
|
- |
-1.87K- 67.5% |
$24K - $35.3K
|
900
$18.8K
|
|
|
Jul 15, 2022
Q2 2022
|
Valley National Advisers Inc
|
SELL
|
- |
-100- 50.0% |
$1.28K - $1.89K
|
100
$2.09K
|
|
|
Jul 15, 2022
Q2 2022
|
Cordasco Financial Network
|
BUY
|
- |
54+ 3.46% |
$692 - $1.02K
|
1.61K
$33.8K
|
|
|
Jul 15, 2022
Q2 2022
|
Westside Investment Management, Inc.
|
BUY
|
- |
1.34KNew |
$17.2K - $25.3K
|
1.34K
$28K
|
|
|
Jul 14, 2022
Q2 2022
|
Peak Financial Advisors LLC
|
SELL
|
- |
-11.3KClosed |
$145K - $214K
|
0
$0
|
|
|
Jul 12, 2022
Q2 2022
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-2KClosed |
$25.6K - $37.8K
|
0
$0
|
|
|
Jul 11, 2022
Q2 2022
|
Greylin Investment Mangement Inc
|
SELL
|
- |
-44.9KClosed |
$576K - $849K
|
0
$0
|
|
|
Jul 11, 2022
Q2 2022
|
Foresight Capital Management Advisors, Inc.
|
BUY
|
- |
104KNew |
$1.33M - $1.97M
|
104K
$2.18M
|
|
|
Jul 08, 2022
Q2 2022
|
Covington Capital Management
|
SELL
|
- |
-992- 39.81% |
$12.7K - $18.8K
|
1.5K
$31.4K
|
|
|
Jul 06, 2022
Q2 2022
|
Goal Vest Advisory LLC
|
BUY
|
- |
200New |
$2.56K - $3.78K
|
200
$4.19K
|
|
|
Jul 06, 2022
Q2 2022
|
Farmer Steven Patrick
|
BUY
|
- |
404KNew |
$5.18M - $7.64M
|
404K
$8.46M
|
|
| Q1 2022 | |||||||
|
May 16, 2022
Q1 2022
|
Man Group PLC
London, X0 |
SELL
|
- |
-13.2KClosed |
$218K - $240K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Eaton Vance Management
Boston, MA |
SELL
|
- |
-100Closed |
$1.66K - $1.82K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
32KNew |
$530K - $584K
|
32K
$670K
|
|
|
May 16, 2022
Q1 2022
|
Beacon Capital Management, LLC
|
BUY
|
- |
795New |
$13.2K - $14.5K
|
795
$16.6K
|
|
|
May 16, 2022
Q1 2022
|
Cresset Asset Management, LLC
Chicago, IL |
SELL
|
- |
-12.1KClosed |
$200K - $220K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Dynamic Technology Lab Private LTD
Singapore, U0 |
SELL
|
- |
-38.6KClosed |
$639K - $704K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Elequin Capital LP
New York, NY |
SELL
|
CALL |
-66.9KClosed |
$1.11M - $1.22M
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Shanda Asset Management Holdings LTD
Singapore, U0 |
SELL
|
- |
-333KClosed |
$5.52M - $6.08M
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
Digital Bridge Group, Inc.
Boca Raton, FL |
SELL
|
PUT |
-30KClosed |
$497K - $547K
|
0
$0
|
|
|
May 12, 2022
Q1 2022
|
Cambridge Trust CO
Boston, MA |
SELL
|
- |
-620Closed |
$10.3K - $11.3K
|
0
$0
|
|
|
May 10, 2022
Q1 2022
|
Lebenthal Global Advisors, LLC
|
SELL
|
- |
-18.5KClosed |
$306K - $336K
|
0
$0
|
|
|
May 09, 2022
Q1 2022
|
Wealthsource Partners, LLC
|
SELL
|
- |
-65- 0.25% |
$1.08K - $1.18K
|
25.9K
$543K
|
|