Latest Institutional Transactions on Hercules Capital, Inc. (HTGC)
This table provides information on the latest institutional transactions involving Hercules Capital, Inc. (HTGC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 06, 2021
Q1 2021
|
First National Trust CO
|
BUY
|
- |
7K+ 55.42% |
$99.5K - $116K
|
19.6K
$410K
|
|
|
Apr 30, 2021
Q1 2021
|
Trustcore Financial Services, LLC
|
SELL
|
- |
-955Closed |
$13.6K - $15.9K
|
0
$0
|
|
|
Apr 28, 2021
Q1 2021
|
Washington Trust CO
|
SELL
|
- |
-226Closed |
$3.21K - $3.75K
|
0
$0
|
|
|
Apr 26, 2021
Q1 2021
|
Whittier Trust CO
|
BUY
|
- |
250New |
$3.55K - $4.15K
|
250
$5.22K
|
|
|
Apr 20, 2021
Q1 2021
|
Private Ocean, LLC
|
BUY
|
- |
2.47K+ 49.12% |
$35.1K - $41K
|
7.51K
$157K
|
|
|
Apr 15, 2021
Q1 2021
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
300New |
$4.26K - $4.98K
|
300
$6.26K
|
|
|
Apr 05, 2021
Q1 2021
|
First National Bank Of Mount Dora, Trust Investment Services
|
BUY
|
- |
14.1K+ 92.53% |
$200K - $233K
|
29.2K
$610K
|
|
| Q4 2020 | |||||||
|
Mar 05, 2021
Q4 2020
|
Chiron Capital Management, LLC
|
SELL
|
- |
-2KClosed |
$22.3K - $28.8K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-500Closed |
$5.57K - $7.21K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Jacobs Asset Management, LLC
New York, NY |
SELL
|
- |
-250KClosed |
$2.78M - $3.61M
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Radcliffe Capital Management, L.P.
Bala Cynwyd, PA |
SELL
|
- |
-140KClosed |
$1.56M - $2.02M
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
BUY
|
CALL |
31KNew |
$345K - $447K
|
31K
$647K
|
|
|
Feb 12, 2021
Q4 2020
|
Peak6 Investments LLC
Chicago, IL |
SELL
|
- |
-4.92K- 27.3% |
$54.7K - $70.9K
|
13.1K
$273K
|
|
|
Feb 12, 2021
Q4 2020
|
Capital Fund Management S.A.
Paris, I0 |
SELL
|
- |
-23.4KClosed |
$261K - $338K
|
0
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Leo Brokerage, LLC
|
SELL
|
- |
-21.1KClosed |
$235K - $304K
|
0
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Palisade Capital Management LLC
Fort Lee, NJ |
SELL
|
- |
-44.5KClosed |
$495K - $641K
|
0
$0
|
|
|
Feb 09, 2021
Q4 2020
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-1.1KClosed |
$12.2K - $15.9K
|
0
$0
|
|
|
Feb 02, 2021
Q4 2020
|
Simplex Trading, LLC
|
SELL
|
- |
-22.3KClosed |
$248K - $322K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Sep 01, 2021
Q3 2020
|
Sargent Bickham Lagudis LLC
|
SELL
|
- |
-1KClosed |
$10K - $12K
|
0
$0
|
|
|
Nov 19, 2020
Q3 2020
|
Tru Independence LLC
|
SELL
|
- |
-2KClosed |
$20K - $23.9K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Paloma Partners Management CO
Greenwich, CT |
SELL
|
- |
-16.9KClosed |
$170K - $203K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Macquarie Group LTD
Australia, C3 |
SELL
|
- |
-7.22KClosed |
$72.3K - $86.4K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Laurion Capital Management LP
New York, NY |
SELL
|
- |
-39.5KClosed |
$395K - $472K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-7KClosed |
$70.1K - $83.8K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Western Asset Management Company, LLC
Pasadena, CA |
SELL
|
- |
-2Closed |
$20 - $23.9
|
0
$0
|
|
|
Nov 09, 2020
Q3 2020
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-519Closed |
$5.2K - $6.21K
|
0
$0
|
|
|
Nov 04, 2020
Q3 2020
|
Dc Investments Management, LLC
Mclean, VA |
SELL
|
- |
-28.5KClosed |
$285K - $341K
|
0
$0
|
|
|
Oct 29, 2020
Q3 2020
|
Taylor Hoffman Wealth Management
Richmond, VA |
SELL
|
- |
-500Closed |
$5.01K - $5.99K
|
0
$0
|
|
|
Oct 28, 2020
Q3 2020
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-223Closed |
$2.23K - $2.67K
|
0
$0
|
|
|
Oct 23, 2020
Q3 2020
|
Wakefield Asset Management Lllp
Englewood, CO |
SELL
|
- |
-44.2KClosed |
$443K - $529K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 13, 2024
Q2 2020
|
Glen Eagle Advisors, LLC
Kingston, NJ |
SELL
|
- |
-100Closed |
$664 - $1.18K
|
0
$0
|
|
|
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
5.1K+ 71.45% |
$33.9K - $60.3K
|
12.2K
$255K
|
|
|
Aug 14, 2020
Q2 2020
|
Advisory Alpha, LLC
|
SELL
|
- |
-1.96KClosed |
$13K - $23.2K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Driehaus Capital Management LLC
Chicago, IL |
SELL
|
- |
-25.8KClosed |
$171K - $305K
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
American Century Companies Inc
Kansas City, MO |
SELL
|
- |
-86.2KClosed |
$572K - $1.02M
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Vectors Research Management, LLC
New York, NY |
SELL
|
- |
-350Closed |
$2.32K - $4.14K
|
0
$0
|
|
|
Aug 12, 2020
Q2 2020
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-31.1KClosed |
$206K - $368K
|
0
$0
|
|
|
Aug 11, 2020
Q2 2020
|
Magnus Financial Group LLC
New York, NY |
SELL
|
- |
-12.1KClosed |
$80.3K - $143K
|
0
$0
|
|
|
Aug 11, 2020
Q2 2020
|
Demars Financial Group, LLC
|
BUY
|
- |
117New |
$777 - $1.38K
|
117
$2.44K
|
|
|
Aug 10, 2020
Q2 2020
|
Calton & Associates, Inc.
|
SELL
|
- |
-18.6KClosed |
$124K - $220K
|
0
$0
|
|
|
Aug 06, 2020
Q2 2020
|
Trillium Asset Management, LLC
Boston, MA |
SELL
|
- |
-41.6KClosed |
$276K - $493K
|
0
$0
|
|
|
Aug 04, 2020
Q2 2020
|
Enterprise Financial Services Corp
Clayton, MO |
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Jul 27, 2020
Q2 2020
|
Jacobi Capital Management LLC
|
SELL
|
- |
-500Closed |
$3.32K - $5.92K
|
0
$0
|
|
|
Jul 24, 2020
Q2 2020
|
Ziegler Capital Management, LLC
|
SELL
|
- |
-107KClosed |
$713K - $1.27M
|
0
$0
|
|
|
Jul 14, 2020
Q2 2020
|
Central Trust CO
Jefferson City, MO |
SELL
|
- |
-250Closed |
$1.66K - $2.96K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 15, 2020
Q1 2020
|
Brown Brothers Harriman & CO
New York, NY |
SELL
|
- |
-523Closed |
$3.56K - $8.36K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Atom Investors LP
Austin, TX |
BUY
|
PUT |
2.6KNew |
$17.7K - $41.6K
|
2.6K
$54.2K
|
|
|
May 15, 2020
Q1 2020
|
Orion Portfolio Solutions, LLC
|
BUY
|
- |
1.16KNew |
$7.88K - $18.5K
|
1.16K
$24.1K
|
|
|
May 13, 2020
Q1 2020
|
Glovista Investments LLC
Jersey City, NJ |
SELL
|
- |
-130KClosed |
$883K - $2.07M
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Chevy Chase Trust Holdings, Inc.
Bethesda, MD |
SELL
|
- |
-3.31KClosed |
$22.5K - $52.8K
|
0
$0
|
|