Latest Institutional Transactions on Hercules Capital, Inc. (HTGC)
This table provides information on the latest institutional transactions involving Hercules Capital, Inc. (HTGC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Oct 29, 2020
Q3 2020
|
Taylor Hoffman Wealth Management
Richmond, VA |
SELL
|
- |
-500Closed |
$5.01K - $5.99K
|
0
$0
|
|
Oct 28, 2020
Q3 2020
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-223Closed |
$2.23K - $2.67K
|
0
$0
|
|
Oct 23, 2020
Q3 2020
|
Wakefield Asset Management Lllp
Englewood, CO |
SELL
|
- |
-44.2KClosed |
$443K - $529K
|
0
$0
|
|
Q2 2020 | |||||||
Aug 13, 2024
Q2 2020
|
Glen Eagle Advisors, LLC
Kingston, NJ |
SELL
|
- |
-100Closed |
$664 - $1.18K
|
0
$0
|
|
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
5.1K+ 71.45% |
$33.9K - $60.3K
|
12.2K
$235K
|
|
Aug 14, 2020
Q2 2020
|
Advisory Alpha, LLC
|
SELL
|
- |
-1.96KClosed |
$13K - $23.2K
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Driehaus Capital Management LLC
Chicago, IL |
SELL
|
- |
-25.8KClosed |
$171K - $305K
|
0
$0
|
|
Aug 13, 2020
Q2 2020
|
American Century Companies Inc
Kansas City, MO |
SELL
|
- |
-86.2KClosed |
$572K - $1.02M
|
0
$0
|
|
Aug 13, 2020
Q2 2020
|
Vectors Research Management, LLC
New York, NY |
SELL
|
- |
-350Closed |
$2.32K - $4.14K
|
0
$0
|
|
Aug 12, 2020
Q2 2020
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-31.1KClosed |
$206K - $368K
|
0
$0
|
|
Aug 11, 2020
Q2 2020
|
Demars Financial Group, LLC
|
BUY
|
- |
117New |
$777 - $1.38K
|
117
$2.25K
|
|
Aug 11, 2020
Q2 2020
|
Magnus Financial Group LLC
New York, NY |
SELL
|
- |
-12.1KClosed |
$80.3K - $143K
|
0
$0
|
|
Aug 10, 2020
Q2 2020
|
Calton & Associates, Inc.
|
SELL
|
- |
-18.6KClosed |
$124K - $220K
|
0
$0
|
|
Aug 06, 2020
Q2 2020
|
Trillium Asset Management, LLC
Boston, MA |
SELL
|
- |
-41.6KClosed |
$276K - $493K
|
0
$0
|
|
Aug 04, 2020
Q2 2020
|
Enterprise Financial Services Corp
Clayton, MO |
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
Jul 27, 2020
Q2 2020
|
Jacobi Capital Management LLC
|
SELL
|
- |
-500Closed |
$3.32K - $5.92K
|
0
$0
|
|
Jul 24, 2020
Q2 2020
|
Ziegler Capital Management, LLC
|
SELL
|
- |
-107KClosed |
$713K - $1.27M
|
0
$0
|
|
Jul 14, 2020
Q2 2020
|
Central Trust CO
Jefferson City, MO |
SELL
|
- |
-250Closed |
$1.66K - $2.96K
|
0
$0
|
|
Q1 2020 | |||||||
May 15, 2020
Q1 2020
|
Atom Investors LP
Austin, TX |
BUY
|
PUT |
2.6KNew |
$17.7K - $41.6K
|
2.6K
$50K
|
|
May 15, 2020
Q1 2020
|
Orion Portfolio Solutions, LLC
|
BUY
|
- |
1.16KNew |
$7.88K - $18.5K
|
1.16K
$22.3K
|
|
May 15, 2020
Q1 2020
|
Brown Brothers Harriman & CO
New York, NY |
SELL
|
- |
-523Closed |
$3.56K - $8.36K
|
0
$0
|
|
May 13, 2020
Q1 2020
|
Chevy Chase Trust Holdings, Inc.
Bethesda, MD |
SELL
|
- |
-3.31KClosed |
$22.5K - $52.8K
|
0
$0
|
|
May 13, 2020
Q1 2020
|
Glovista Investments LLC
Jersey City, NJ |
SELL
|
- |
-130KClosed |
$883K - $2.07M
|
0
$0
|
|
May 12, 2020
Q1 2020
|
Thompson Siegel & Walmsley LLC
|
SELL
|
- |
-356Closed |
$2.42K - $5.69K
|
0
$0
|
|
May 05, 2020
Q1 2020
|
Smithfield Trust CO
Pittsburgh, PA |
SELL
|
- |
-4.9KClosed |
$33.3K - $78.3K
|
0
$0
|
|
May 05, 2020
Q1 2020
|
Salzhauer Michael
|
SELL
|
- |
-18KClosed |
$123K - $288K
|
0
$0
|
|
May 04, 2020
Q1 2020
|
Monarch Partners Asset Management LLC
|
SELL
|
- |
-124KClosed |
$843K - $1.98M
|
0
$0
|
|
Apr 30, 2020
Q1 2020
|
Opus Capital Group, LLC
|
SELL
|
- |
-14.4KClosed |
$98.1K - $230K
|
0
$0
|
|
Apr 16, 2020
Q1 2020
|
Cfo4 Life Group, LLC
|
SELL
|
- |
-10KClosed |
$68.4K - $161K
|
0
$0
|
|
Q4 2019 | |||||||
Sep 01, 2023
Q4 2019
|
Artemis Wealth Advisors, LLC
|
BUY
|
- |
671New |
$8.71K - $9.69K
|
671
$12.9K
|
|
Feb 14, 2020
Q4 2019
|
Lord, Abbett & Co. LLC
Jersey City, NJ |
SELL
|
- |
-107KClosed |
$1.39M - $1.55M
|
0
$0
|
|
Feb 14, 2020
Q4 2019
|
Johnson Financial Group, Inc.
Racine, WI |
SELL
|
- |
-1.76KClosed |
$22.8K - $25.4K
|
0
$0
|
|
Feb 14, 2020
Q4 2019
|
Quantamental Technologies LLC
White Plains, NY |
SELL
|
- |
-7.09KClosed |
$92K - $102K
|
0
$0
|
|
Feb 13, 2020
Q4 2019
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-15.3KClosed |
$199K - $221K
|
0
$0
|
|
Feb 13, 2020
Q4 2019
|
Hilton Capital Management, LLC
|
SELL
|
- |
-25Closed |
$325 - $361
|
0
$0
|
|
Feb 11, 2020
Q4 2019
|
Alphasimplex Group, LLC
Boston, MA |
SELL
|
- |
-87.1KClosed |
$1.13M - $1.26M
|
0
$0
|
|
Feb 10, 2020
Q4 2019
|
Tcw Group Inc
|
SELL
|
- |
-29.2KClosed |
$379K - $422K
|
0
$0
|
|
Jan 31, 2020
Q4 2019
|
Financial Counselors Inc
|
SELL
|
- |
-13.1KClosed |
$170K - $189K
|
0
$0
|
|
Jan 28, 2020
Q4 2019
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-300Closed |
$3.89K - $4.33K
|
0
$0
|
|
Jan 15, 2020
Q4 2019
|
Kcs Wealth Advisory
|
SELL
|
- |
-102Closed |
$1.32K - $1.47K
|
0
$0
|
|
Jan 10, 2020
Q4 2019
|
Larson Financial Group LLC
|
SELL
|
- |
-200Closed |
$2.6K - $2.89K
|
0
$0
|
|
Q3 2019 | |||||||
Nov 15, 2019
Q3 2019
|
Pvg Asset Management Corp
Golden, CO |
SELL
|
- |
-74KClosed |
$937K - $994K
|
0
$0
|
|
Nov 15, 2019
Q3 2019
|
One Ascent Financial Services LLC
Birmingham, AL |
SELL
|
- |
-12.9KClosed |
$163K - $173K
|
0
$0
|
|
Nov 14, 2019
Q3 2019
|
Ejf Capital LLC
Arlington, VA |
SELL
|
- |
-20KClosed |
$253K - $269K
|
0
$0
|
|
Nov 14, 2019
Q3 2019
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-12.8KClosed |
$162K - $172K
|
0
$0
|
|
Nov 13, 2019
Q3 2019
|
Ack Asset Management LLC
Greenwich, CT |
BUY
|
- |
12.1KNew |
$153K - $163K
|
12.1K
$233K
|
|
Nov 13, 2019
Q3 2019
|
Private Portfolio Partners LLC
|
SELL
|
- |
-17.6KClosed |
$223K - $236K
|
0
$0
|
|
Nov 12, 2019
Q3 2019
|
Alpha Omega Wealth Management LLC
|
SELL
|
- |
-549Closed |
$6.95K - $7.38K
|
0
$0
|
|
Nov 12, 2019
Q3 2019
|
Aptus Capital Advisors, LLC
|
SELL
|
- |
-60.2KClosed |
$762K - $809K
|
0
$0
|
|
Nov 12, 2019
Q3 2019
|
Next Capital Management LLC
|
SELL
|
- |
-432Closed |
$5.47K - $5.81K
|
0
$0
|