Latest Institutional Transactions on Hercules Capital, Inc. (HTGC)
This table provides information on the latest institutional transactions involving Hercules Capital, Inc. (HTGC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 29, 2019
Q1 2019
|
Tufton Capital Management
|
SELL
|
- |
-13KClosed |
$146K - $182K
|
0
$0
|
|
|
Apr 29, 2019
Q1 2019
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Apr 29, 2019
Q1 2019
|
Cno Financial Group, Inc.
|
SELL
|
- |
-379KClosed |
$4.26M - $5.33M
|
0
$0
|
|
|
Apr 09, 2019
Q1 2019
|
Joel Isaacson & Co., LLC
|
SELL
|
- |
-25KClosed |
$281K - $351K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 10, 2021
Q4 2018
|
Black Swift Group, LLC
Boulder, CO |
SELL
|
- |
-7.5KClosed |
$79.7K - $99.6K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Hbk Investments L P
Dallas, TX |
BUY
|
- |
36.6K+ 29.11% |
$389K - $486K
|
162K
$3.38M
|
|
|
Feb 14, 2019
Q4 2018
|
Signet Financial Management, LLC
Parsippany, NJ |
SELL
|
- |
-1KClosed |
$10.6K - $13.3K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Principal Financial Group Inc
Des Moines, IA |
SELL
|
- |
-2.34MClosed |
$24.9M - $31.1M
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Susquehanna Fundamental Investments, LLC
Bala Cynwyd, PA |
SELL
|
- |
-49.9KClosed |
$531K - $663K
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Bsw Wealth Partners
Boulder, CO |
SELL
|
- |
-18.7KClosed |
$199K - $248K
|
0
$0
|
|
|
Feb 12, 2019
Q4 2018
|
Hap Trading, LLC
New York, NY |
SELL
|
PUT |
-11.6KClosed |
$123K - $154K
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Girard Partners Ltd.
|
SELL
|
- |
-1.8KClosed |
$19.1K - $23.9K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Proficio Capital Partners LLC
Newton, MA |
SELL
|
- |
-988Closed |
$10.5K - $13.1K
|
0
$0
|
|
|
Feb 05, 2019
Q4 2018
|
Destination Wealth Management
|
SELL
|
- |
-85Closed |
$904 - $1.13K
|
0
$0
|
|
|
Feb 04, 2019
Q4 2018
|
Certified Advisory Corp
Altamonte Springs, FL |
SELL
|
- |
-2KClosed |
$21.3K - $26.6K
|
0
$0
|
|
|
Jan 30, 2019
Q4 2018
|
Mc Adam, LLC
|
SELL
|
- |
-500Closed |
$5.32K - $6.64K
|
0
$0
|
|
|
Jan 30, 2019
Q4 2018
|
First Personal Financial Services
|
SELL
|
- |
-368Closed |
$3.91K - $4.89K
|
0
$0
|
|
|
Jan 14, 2019
Q4 2018
|
Legacy Advisors, LLC
|
SELL
|
- |
-561Closed |
$5.96K - $7.45K
|
0
$0
|
|
| Q3 2018 | |||||||
|
May 07, 2020
Q3 2018
|
Royal Fund Management, LLC
|
SELL
|
- |
-6.6KClosed |
$83.8K - $90K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
136KNew |
$1.73M - $1.86M
|
136K
$2.84M
|
|
|
Nov 14, 2018
Q3 2018
|
Quantitative Systematic Strategies LLC
|
SELL
|
- |
-13.3KClosed |
$169K - $182K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Td Ameritrade Investment Management, LLC
Omaha, NE |
SELL
|
- |
-2.38KClosed |
$30.2K - $32.4K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Icon Wealth Partners, LLC
|
SELL
|
- |
-1.62KClosed |
$20.6K - $22.1K
|
0
$0
|
|
|
Nov 09, 2018
Q3 2018
|
Norges Bank
Oslo, Q8 |
SELL
|
- |
-173KClosed |
$2.19M - $2.35M
|
0
$0
|
|
|
Oct 05, 2018
Q3 2018
|
Kempner Capital Management Inc.
|
SELL
|
- |
-14.2KClosed |
$180K - $194K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Sep 25, 2018
Q2 2018
|
Portfolio Strategies, Inc.
|
SELL
|
- |
-500Closed |
$6K - $6.49K
|
0
$0
|
|
|
Aug 13, 2018
Q2 2018
|
Avantax Planning Partners, Inc.
|
SELL
|
- |
-37Closed |
$444 - $480
|
0
$0
|
|
|
Aug 08, 2018
Q2 2018
|
Corbyn Investment Management Inc
|
SELL
|
- |
-1KClosed |
$12K - $13K
|
0
$0
|
|
|
Aug 02, 2018
Q2 2018
|
Buckhead Capital Management LLC
|
SELL
|
- |
-52.4KClosed |
$628K - $680K
|
0
$0
|
|
| Q1 2018 | |||||||
|
Nov 09, 2023
Q1 2018
|
Brewin Dolphin LTD
London, X0 |
BUY
|
- |
7KNew |
$83.2K - $92.8K
|
7K
$146K
|
|
|
May 15, 2018
Q1 2018
|
York Bridge Wealth Partners, LLC
|
SELL
|
- |
-300Closed |
$3.57K - $3.98K
|
0
$0
|
|
|
May 14, 2018
Q1 2018
|
Hillsdale Investment Management Inc.
Toronto, A6 |
SELL
|
- |
-27.7KClosed |
$329K - $367K
|
0
$0
|
|
|
May 10, 2018
Q1 2018
|
Stockman Wealth Management, Inc.
|
SELL
|
- |
-21.9KClosed |
$260K - $290K
|
0
$0
|
|
|
May 04, 2018
Q1 2018
|
Ars Investment Partners, LLC
|
SELL
|
- |
-30KClosed |
$357K - $398K
|
0
$0
|
|
|
May 04, 2018
Q1 2018
|
D'Orazio & Associates, Inc.
Falls Church, VA |
SELL
|
- |
-500Closed |
$5.95K - $6.63K
|
0
$0
|
|
|
May 01, 2018
Q1 2018
|
Wealth Trust Axiom LLC
|
SELL
|
- |
-10KClosed |
$119K - $133K
|
0
$0
|
|
|
Apr 30, 2018
Q1 2018
|
Ropes Wealth Advisors LLC
Boston, MA |
SELL
|
- |
-97Closed |
$1.15K - $1.29K
|
0
$0
|
|
|
Apr 16, 2018
Q1 2018
|
Santori & Peters, Inc.
|
SELL
|
- |
-245Closed |
$2.91K - $3.25K
|
0
$0
|
|
|
Apr 16, 2018
Q1 2018
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-10.1KClosed |
$120K - $133K
|
0
$0
|
|
|
Apr 16, 2018
Q1 2018
|
Nwam LLC
Mercer Island, WA |
SELL
|
- |
-11.8KClosed |
$140K - $156K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 14, 2018
Q4 2017
|
Clough Capital Partners L P
Boston, MA |
SELL
|
- |
-13.4KClosed |
$167K - $187K
|
0
$0
|
|
|
Feb 13, 2018
Q4 2017
|
Cardinal Capital Management LLC
Greenwich, CT |
SELL
|
- |
-260KClosed |
$3.23M - $3.62M
|
0
$0
|
|
|
Feb 13, 2018
Q4 2017
|
Koch Industries Inc
Wichita, KS |
SELL
|
- |
-13.6KClosed |
$170K - $190K
|
0
$0
|
|
|
Feb 13, 2018
Q4 2017
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-20.2KClosed |
$252K - $282K
|
0
$0
|
|
|
Feb 12, 2018
Q4 2017
|
West Family Investments, Inc.
Carlsbad, CA |
SELL
|
- |
-20KClosed |
$249K - $279K
|
0
$0
|
|
|
Feb 07, 2018
Q4 2017
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-1.09KClosed |
$13.6K - $15.2K
|
0
$0
|
|
|
Feb 06, 2018
Q4 2017
|
Nj State Employees Deferred Compensation Plan
|
SELL
|
- |
-40KClosed |
$498K - $558K
|
0
$0
|
|
|
Jan 19, 2018
Q4 2017
|
Financial Management Professionals, Inc.
|
SELL
|
- |
-784Closed |
$9.75K - $10.9K
|
0
$0
|
|
| Q3 2017 | |||||||
|
Nov 15, 2017
Q3 2017
|
Highlander Capital Management, LLC
Short Hills, NJ |
BUY
|
- |
3.53KNew |
$42.5K - $47.3K
|
3.53K
$73.7K
|
|
|
Nov 09, 2017
Q3 2017
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-510Closed |
$6.14K - $6.83K
|
0
$0
|
|