Latest Institutional Transactions on Hercules Capital, Inc. (HTGC)
This table provides information on the latest institutional transactions involving Hercules Capital, Inc. (HTGC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2024
Q3 2024
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
3.24K+ 2.41% |
$57.4K - $70.2K
|
138K
$2.92M
|
|
|
Nov 14, 2024
Q3 2024
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
2.79K+ 4.72% |
$49.4K - $60.4K
|
61.9K
$1.31M
|
|
|
Nov 14, 2024
Q3 2024
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-82.9K- 6.61% |
$1.47M - $1.8M
|
1.17M
$24.8M
|
|
|
Nov 14, 2024
Q3 2024
|
Waterloo Capital, L.P.
Austin, TX |
SELL
|
- |
-16.3K- 10.84% |
$289K - $354K
|
134K
$2.84M
|
|
|
Nov 14, 2024
Q3 2024
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-114K- 49.67% |
$2.02M - $2.48M
|
116K
$2.45M
|
|
|
Nov 14, 2024
Q3 2024
|
Geneos Wealth Management Inc.
|
BUY
|
- |
500+ 12.48% |
$8.86K - $10.8K
|
4.51K
$95.3K
|
|
|
Nov 14, 2024
Q3 2024
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
8.94K+ 12.09% |
$158K - $194K
|
82.8K
$1.75M
|
|
|
Nov 14, 2024
Q3 2024
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-86K- 78.78% |
$1.52M - $1.86M
|
23.2K
$490K
|
|
|
Nov 14, 2024
Q3 2024
|
Ares Management LLC
Los Angeles, CA |
BUY
|
- |
55.3K+ 38.64% |
$979K - $1.2M
|
198K
$4.19M
|
|
|
Nov 14, 2024
Q3 2024
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-10.9K- 32.88% |
$192K - $235K
|
22.2K
$469K
|
|
|
Nov 14, 2024
Q3 2024
|
Engineers Gate Manager LP
New York, NY |
SELL
|
- |
-9.17K- 18.5% |
$162K - $199K
|
40.4K
$854K
|
|
|
Nov 14, 2024
Q3 2024
|
Occudo Quantitative Strategies LP
Fort Lauderdale, FL |
BUY
|
- |
10.6KNew |
$188K - $231K
|
10.6K
$225K
|
|
|
Nov 14, 2024
Q3 2024
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-144- 10.33% |
$2.55K - $3.12K
|
1.25K
$26.4K
|
|
|
Nov 14, 2024
Q3 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
257K+ 188.65% |
$4.55M - $5.57M
|
393K
$8.31M
|
|
|
Nov 14, 2024
Q3 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
PUT |
71.4K+ 58.57% |
$1.26M - $1.55M
|
193K
$4.09M
|
|
|
Nov 14, 2024
Q3 2024
|
Twinbeech Capital LP
Purchase, NY |
BUY
|
- |
19.9KNew |
$353K - $432K
|
19.9K
$421K
|
|
|
Nov 14, 2024
Q3 2024
|
Toroso Investments, LLC
Massapequa, NY |
BUY
|
- |
5.7K+ 8.08% |
$101K - $124K
|
76.3K
$1.61M
|
|
|
Nov 14, 2024
Q3 2024
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
763+ 3.73% |
$13.5K - $16.5K
|
21.2K
$449K
|
|
|
Nov 14, 2024
Q3 2024
|
Kovitz Investment Group Partners, LLC
|
BUY
|
- |
37.5K+ 187.33% |
$664K - $812K
|
57.5K
$1.22M
|
|
|
Nov 14, 2024
Q3 2024
|
Jane Street Group, LLC
New York, NY |
BUY
|
PUT |
100KNew |
$1.77M - $2.17M
|
100K
$2.12M
|
|
|
Nov 14, 2024
Q3 2024
|
Xtx Topco LTD
London, X0 |
BUY
|
- |
15.1KNew |
$267K - $326K
|
15.1K
$318K
|
|
|
Nov 14, 2024
Q3 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
PUT |
178K+ 55.38% |
$3.14M - $3.85M
|
498K
$10.5M
|
|
|
Nov 14, 2024
Q3 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
32.9KNew |
$583K - $713K
|
32.9K
$696K
|
|
|
Nov 14, 2024
Q3 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-148K- 54.39% |
$2.63M - $3.22M
|
124K
$2.63M
|
|
|
Nov 14, 2024
Q3 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
76.7K+ 6.49% |
$1.36M - $1.66M
|
1.26M
$26.6M
|
|
|
Nov 14, 2024
Q3 2024
|
Comerica Bank
|
SELL
|
- |
-76- 0.96% |
$1.35K - $1.65K
|
7.8K
$165K
|
|
|
Nov 14, 2024
Q3 2024
|
Ae Wealth Management LLC
|
SELL
|
- |
-6.08K- 19.99% |
$108K - $132K
|
24.3K
$514K
|
|
|
Nov 14, 2024
Q3 2024
|
Credit Agricole S A
|
BUY
|
- |
215K+ 186.93% |
$3.81M - $4.66M
|
330K
$6.99M
|
|
|
Nov 14, 2024
Q3 2024
|
Morse Asset Management, Inc
Darien, CT |
BUY
|
- |
600+ 1.75% |
$10.6K - $13K
|
34.9K
$738K
|
|
|
Nov 14, 2024
Q3 2024
|
Eagle Global Advisors LLC
Houston, TX |
SELL
|
- |
-6.4K- 19.22% |
$113K - $139K
|
26.9K
$569K
|
|
|
Nov 14, 2024
Q3 2024
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-95- 0.64% |
$1.68K - $2.06K
|
14.8K
$313K
|
|
|
Nov 14, 2024
Q3 2024
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-1.13K- 6.19% |
$20K - $24.5K
|
17.1K
$362K
|
|
|
Nov 14, 2024
Q3 2024
|
Advisors Capital Management, LLC
Ridgewood, NJ |
BUY
|
- |
9.29K+ 0.98% |
$164K - $201K
|
956K
$20.2M
|
|
|
Nov 14, 2024
Q3 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-33.7K- 4.22% |
$596K - $729K
|
765K
$16.2M
|
|
|
Nov 14, 2024
Q3 2024
|
Wolverine Trading, LLC
Chicago, IL |
BUY
|
PUT |
20.8K+ 118.86% |
$368K - $451K
|
38.3K
$810K
|
|
|
Nov 13, 2024
Q3 2024
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-920- 3.74% |
$16.3K - $19.9K
|
23.7K
$500K
|
|
|
Nov 13, 2024
Q3 2024
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
1.29K+ 1.14% |
$22.8K - $28K
|
114K
$2.42M
|
|
|
Nov 13, 2024
Q3 2024
|
Crestline Management, LP
Fort Worth, TX |
BUY
|
- |
37.4KNew |
$662K - $811K
|
37.4K
$791K
|
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-2.81K- 0.43% |
$49.7K - $60.8K
|
655K
$13.8M
|
|
|
Nov 13, 2024
Q3 2024
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
12.2K+ 10.55% |
$215K - $263K
|
127K
$2.69M
|
|
|
Nov 13, 2024
Q3 2024
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
78+ 2.65% |
$1.38K - $1.69K
|
3.02K
$63.9K
|
|
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
14.7K+ 10.68% |
$260K - $318K
|
152K
$3.22M
|
|
|
Nov 13, 2024
Q3 2024
|
Parallel Advisors, LLC
|
SELL
|
- |
-1.16K- 6.92% |
$20.5K - $25.1K
|
15.6K
$329K
|
|
|
Nov 13, 2024
Q3 2024
|
Denali Advisors LLC
|
BUY
|
- |
359KNew |
$6.35M - $7.77M
|
359K
$7.58M
|
|
|
Nov 13, 2024
Q3 2024
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
BUY
|
- |
847+ 2.68% |
$15K - $18.4K
|
32.5K
$687K
|
|
|
Nov 13, 2024
Q3 2024
|
Wealthspire Advisors, LLC
New York, NY |
BUY
|
- |
15KNew |
$266K - $325K
|
15K
$317K
|
|
|
Nov 13, 2024
Q3 2024
|
Prevail Innovative Wealth Advisors, LLC
Leawood, KS |
BUY
|
- |
155KNew |
$2.75M - $3.36M
|
155K
$3.28M
|
|
|
Nov 13, 2024
Q3 2024
|
Estabrook Capital Management
New York, NY |
BUY
|
- |
554New |
$9.81K - $12K
|
554
$11.7K
|
|
|
Nov 13, 2024
Q3 2024
|
Quantbot Technologies LP
New York, NY |
SELL
|
- |
-8.83K- 20.68% |
$156K - $191K
|
33.9K
$716K
|
|
|
Nov 13, 2024
Q3 2024
|
Truvestments Capital LLC
Sarasota, FL |
BUY
|
- |
1.93K+ 1.44% |
$34.2K - $41.9K
|
136K
$2.88M
|