Latest Institutional Transactions on Hercules Capital, Inc. (HTGC)
This table provides information on the latest institutional transactions involving Hercules Capital, Inc. (HTGC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 23, 2025
Q3 2025
|
Pasadena Private Wealth, LLC
Pasadena, CA |
SELL
|
- |
-500- 2.71% |
$9.17K - $9.77K
|
17.9K
$315K
|
|
|
Oct 23, 2025
Q3 2025
|
Sg Americas Securities, LLC
|
BUY
|
- |
8.7KNew |
$160K - $170K
|
8.7K
$153K
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-58.5K- 20.37% |
$1.07M - $1.14M
|
229K
$4.02M
|
|
|
Oct 22, 2025
Q3 2025
|
Cwa Asset Management Group, LLC
|
BUY
|
- |
15.6KNew |
$286K - $304K
|
15.6K
$274K
|
|
|
Oct 22, 2025
Q3 2025
|
D.A. Davidson & Co.
|
BUY
|
- |
4.63K+ 1.57% |
$84.8K - $90.3K
|
300K
$5.27M
|
|
|
Oct 22, 2025
Q3 2025
|
North Star Investment Management Corp.
Chicago, IL |
BUY
|
- |
363+ 0.72% |
$6.66K - $7.09K
|
50.5K
$887K
|
|
|
Oct 22, 2025
Q3 2025
|
Abundance Wealth Counselors
|
BUY
|
- |
1.03K+ 1.75% |
$19K - $20.2K
|
60K
$1.05M
|
|
|
Oct 22, 2025
Q3 2025
|
Cerity Partners LLC
New York, NY |
SELL
|
- |
-1.33K- 4.44% |
$24.4K - $26K
|
28.6K
$502K
|
|
|
Oct 21, 2025
Q3 2025
|
Tectonic Advisors LLC
Plano, TX |
BUY
|
- |
67.9K+ 10.93% |
$1.25M - $1.33M
|
690K
$12.1M
|
|
|
Oct 21, 2025
Q3 2025
|
Steel Peak Wealth Management LLC
|
SELL
|
- |
-248- 0.65% |
$4.55K - $4.84K
|
38K
$668K
|
|
|
Oct 21, 2025
Q3 2025
|
Taylor Frigon Capital Management LLC
|
BUY
|
- |
2.88K+ 1.9% |
$52.8K - $56.2K
|
154K
$2.71M
|
|
|
Oct 21, 2025
Q3 2025
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-563- 10.4% |
$10.3K - $11K
|
4.85K
$85.2K
|
|
|
Oct 21, 2025
Q3 2025
|
Global Retirement Partners, LLC
|
BUY
|
- |
46.1K+ 196.03% |
$845K - $900K
|
69.6K
$1.22M
|
|
|
Oct 20, 2025
Q3 2025
|
Muzinich & Co., Inc.
New York, NY |
BUY
|
- |
255K+ 34.5% |
$4.67M - $4.97M
|
993K
$17.4M
|
|
|
Oct 20, 2025
Q3 2025
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
5.6K+ 42.75% |
$103K - $109K
|
18.7K
$329K
|
|
|
Oct 20, 2025
Q3 2025
|
Security National Bank
|
BUY
|
- |
105+ 2.47% |
$1.93K - $2.05K
|
4.35K
$76.5K
|
|
|
Oct 20, 2025
Q3 2025
|
Financial Consulate, Inc
|
BUY
|
- |
1.85KNew |
$33.8K - $36K
|
1.85K
$32.4K
|
|
|
Oct 17, 2025
Q3 2025
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
9+ 0.06% |
$165 - $176
|
16.1K
$283K
|
|
|
Oct 16, 2025
Q3 2025
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
41+ 0.21% |
$752 - $801
|
19.1K
$336K
|
|
|
Oct 15, 2025
Q3 2025
|
Delphi Management Inc /Ma/
Boston, MA |
SELL
|
- |
-1.76K- 2.3% |
$32.3K - $34.4K
|
74.7K
$1.31M
|
|
|
Oct 15, 2025
Q3 2025
|
Inspire Investing, LLC
Meridian, ID |
BUY
|
- |
3.25K+ 12.6% |
$59.6K - $63.5K
|
29.1K
$511K
|
|
|
Oct 15, 2025
Q3 2025
|
Future Financial Wealth Managment LLC
|
SELL
|
- |
-200- 0.66% |
$3.67K - $3.91K
|
30.2K
$530K
|
|
|
Oct 15, 2025
Q3 2025
|
Cwm, LLC
|
SELL
|
- |
-661- 47.86% |
$12.1K - $12.9K
|
720
$12.7K
|
|
|
Oct 15, 2025
Q3 2025
|
Brookstone Capital Management
|
SELL
|
- |
-13- 0.1% |
$238 - $254
|
12.8K
$226K
|
|
|
Oct 14, 2025
Q3 2025
|
Monument Capital Management
|
BUY
|
- |
18.9K+ 121.75% |
$347K - $369K
|
34.4K
$605K
|
|
|
Oct 14, 2025
Q3 2025
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
13.4K+ 304.28% |
$247K - $263K
|
17.9K
$314K
|
|
|
Oct 14, 2025
Q3 2025
|
Big Sur Wealth Management LLC
Miami, FL |
SELL
|
- |
-9K- 23.38% |
$165K - $176K
|
29.5K
$518K
|
|
|
Oct 10, 2025
Q3 2025
|
Sound Income Strategies, LLC
|
SELL
|
- |
-177K- 6.06% |
$3.25M - $3.47M
|
2.75M
$48.4M
|
|
|
Oct 07, 2025
Q3 2025
|
1620 Investment Advisors, Inc.
Plymouth, MA |
SELL
|
- |
-282- 0.9% |
$5.17K - $5.51K
|
31.1K
$546K
|
|
|
Oct 07, 2025
Q3 2025
|
Accel Wealth Management
|
BUY
|
- |
10.9K+ 49.85% |
$201K - $214K
|
32.9K
$578K
|
|
|
Oct 06, 2025
Q3 2025
|
Heartwood Wealth Advisors LLC
|
BUY
|
- |
5KNew |
$91.7K - $97.7K
|
5K
$87.9K
|
|
| Q2 2025 | |||||||
|
Dec 18, 2025
Q2 2025
|
Danske Bank A/S
Copenhagen K, G7 |
SELL
|
- |
-2Closed |
$32.5 - $38.2
|
0
$0
|
|
|
Nov 21, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-15.7K- 1.95% |
$255K - $300K
|
788K
$13.9M
|
|
|
Oct 20, 2025
Q2 2025
|
Quest 10 Wealth Builders, Inc.
Fuquay Varina, VA |
BUY
|
- |
57New |
$926 - $1.09K
|
57
$1K
|
|
|
Aug 18, 2025
Q2 2025
|
Geneos Wealth Management Inc.
|
BUY
|
- |
1.52K+ 30.68% |
$24.7K - $29K
|
6.48K
$114K
|
|
|
Aug 15, 2025
Q2 2025
|
Wealth Collab, LLC
Bellevue, WA |
BUY
|
- |
195+ 30.42% |
$3.17K - $3.72K
|
836
$14.7K
|
|
|
Aug 14, 2025
Q2 2025
|
Two Sigma Investments, LP
New York, NY |
BUY
|
PUT |
50.1K+ 51.76% |
$814K - $957K
|
147K
$2.58M
|
|
|
Aug 14, 2025
Q2 2025
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
2.03K+ 11.76% |
$33K - $38.8K
|
19.3K
$339K
|
|
|
Aug 14, 2025
Q2 2025
|
Dark Forest Capital Management LP
Weston, CT |
SELL
|
- |
-3.69K- 12.01% |
$60K - $70.6K
|
27.1K
$475K
|
|
|
Aug 14, 2025
Q2 2025
|
Paul Tudor Jones
Tudor Investment Corp Et Al | Stamford, Ct
|
BUY
|
- |
49.3K+ 61.79% |
$800K - $941K
|
129K
$2.27M
|
|
|
Aug 14, 2025
Q2 2025
|
Paul Tudor Jones
Tudor Investment Corp Et Al | Stamford, Ct
|
BUY
|
CALL |
10.2KNew |
$166K - $195K
|
10.2K
$179K
|
|
|
Aug 14, 2025
Q2 2025
|
All Square Wealth Management LLC
Albany, NY |
BUY
|
- |
500+ 50.0% |
$8.12K - $9.55K
|
1.5K
$26.4K
|
|
|
Aug 14, 2025
Q2 2025
|
Sciencast Management LP
|
BUY
|
- |
15.4KNew |
$251K - $295K
|
15.4K
$271K
|
|
|
Aug 14, 2025
Q2 2025
|
Skopos Labs, Inc.
Riverhead, NY |
BUY
|
- |
1.2KNew |
$19.5K - $22.9K
|
1.2K
$21.1K
|
|
|
Aug 14, 2025
Q2 2025
|
Wfa Of San Diego, LLC
|
BUY
|
- |
3KNew |
$48.7K - $57.3K
|
3K
$52.7K
|
|
|
Aug 13, 2025
Q2 2025
|
Summit Financial, LLC
Parsippany, NJ |
BUY
|
- |
40.8KNew |
$663K - $780K
|
40.8K
$717K
|
|
|
Aug 13, 2025
Q2 2025
|
Prossimo Advisors, LLC
San Luis Obispo, CA |
SELL
|
- |
-4.37K- 25.03% |
$71K - $83.5K
|
13.1K
$230K
|
|
|
Aug 13, 2025
Q2 2025
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
1+ 0.31% |
$16.2 - $19.1
|
322
$5.66K
|
|
|
Aug 13, 2025
Q2 2025
|
Alerus Financial Na
Grand Forks, ND |
BUY
|
- |
517New |
$8.4K - $9.87K
|
517
$9.08K
|
|
|
Aug 13, 2025
Q2 2025
|
Luminist Capital LLC
Grand Rapids, MI |
BUY
|
- |
25New |
$406 - $478
|
25
$439
|
|