Latest Institutional Transactions on Hercules Capital, Inc. (HTGC)
This table provides information on the latest institutional transactions involving Hercules Capital, Inc. (HTGC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 04, 2024
Q3 2024
|
Ridgewood Investments LLC
|
BUY
|
- |
1.4KNew |
$24.8K - $30.3K
|
1.4K
$29.6K
|
|
| Q2 2024 | |||||||
|
Dec 17, 2024
Q2 2024
|
Catalyst Funds Management Pty LTD
Sydney Nsw, C3 |
BUY
|
- |
2KNew |
$35.9K - $40.9K
|
2K
$42.3K
|
|
|
Aug 23, 2024
Q2 2024
|
Delphi Management Inc /Ma/
Boston, MA |
SELL
|
- |
-659- 0.68% |
$11.8K - $13.5K
|
96.8K
$2.05M
|
|
|
Aug 20, 2024
Q2 2024
|
Pathway Financial Advisers, LLC
Auburn, IN |
BUY
|
- |
1+ 0.12% |
$18 - $20.5
|
837
$17.7K
|
|
|
Aug 19, 2024
Q2 2024
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-2.18K- 14.37% |
$39.1K - $44.5K
|
13K
$274K
|
|
|
Aug 15, 2024
Q2 2024
|
William B. Walkup & Associates, Inc.
Columbia, SC |
BUY
|
- |
229New |
$4.11K - $4.68K
|
229
$4.84K
|
|
|
Aug 14, 2024
Q2 2024
|
Magnetar Financial LLC
Evanston, IL |
BUY
|
- |
35.1KNew |
$630K - $717K
|
35.1K
$742K
|
|
|
Aug 14, 2024
Q2 2024
|
Evergreen Capital Management LLC
Bellevue, WA |
BUY
|
- |
10.1KNew |
$182K - $207K
|
10.1K
$214K
|
|
|
Aug 14, 2024
Q2 2024
|
Lm Advisors LLC
San Diego, CA |
SELL
|
- |
-1K- 8.4% |
$18K - $20.5K
|
10.9K
$231K
|
|
|
Aug 14, 2024
Q2 2024
|
Verition Fund Management LLC
Greenwich, CT |
SELL
|
- |
-10.1K- 26.97% |
$181K - $206K
|
27.3K
$577K
|
|
|
Aug 14, 2024
Q2 2024
|
Aquatic Capital Management LLC
Chicago, IL |
SELL
|
- |
-11.5K- 40.78% |
$207K - $235K
|
16.7K
$353K
|
|
|
Aug 14, 2024
Q2 2024
|
Greenwich Investment Management, Inc.
Stamford, CT |
SELL
|
- |
-630- 2.66% |
$11.3K - $12.9K
|
23.1K
$488K
|
|
|
Aug 14, 2024
Q2 2024
|
D. E. Shaw & Co., Inc.
New York, NY |
SELL
|
CALL |
-5K- 33.33% |
$89.8K - $102K
|
10K
$212K
|
|
|
Aug 14, 2024
Q2 2024
|
Marshall Wace, LLP
London, X0 |
SELL
|
- |
-632K- 42.14% |
$11.3M - $12.9M
|
867K
$18.3M
|
|
|
Aug 14, 2024
Q2 2024
|
Voloridge Investment Management, LLC
Jupiter, FL |
SELL
|
- |
-108K- 73.12% |
$1.93M - $2.2M
|
39.5K
$836K
|
|
|
Aug 14, 2024
Q2 2024
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-9.88K- 40.26% |
$177K - $202K
|
14.7K
$310K
|
|
|
Aug 13, 2024
Q2 2024
|
Black Rock Inc.
New York, NY |
BUY
|
- |
24.5K+ 3.9% |
$440K - $501K
|
652K
$13.8M
|
|
|
Aug 13, 2024
Q2 2024
|
Advisory Services Network, LLC
|
BUY
|
- |
236+ 1.68% |
$4.24K - $4.83K
|
14.3K
$302K
|
|
|
Aug 13, 2024
Q2 2024
|
Exodus Point Capital Management, LP
New York, NY |
BUY
|
- |
116KNew |
$2.09M - $2.37M
|
116K
$2.46M
|
|
|
Aug 12, 2024
Q2 2024
|
Mckinley Capital Management LLC
|
BUY
|
- |
14.6K+ 4.26% |
$261K - $298K
|
356K
$7.54M
|
|
|
Aug 12, 2024
Q2 2024
|
Kelly Financial Services LLC
Braintree, MA |
BUY
|
- |
148+ 7.7% |
$2.66K - $3.03K
|
2.07K
$43.8K
|
|
|
Aug 09, 2024
Q2 2024
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
BUY
|
- |
15.3KNew |
$275K - $313K
|
15.3K
$324K
|
|
|
Aug 09, 2024
Q2 2024
|
Tucker Asset Management LLC
Littleton, CO |
SELL
|
- |
-3.02K- 86.18% |
$54.2K - $61.7K
|
484
$10.2K
|
|
|
Aug 07, 2024
Q2 2024
|
Pegasus Partners Ltd.
Mequon, WI |
BUY
|
- |
9.91KNew |
$178K - $203K
|
9.91K
$210K
|
|
|
Aug 07, 2024
Q2 2024
|
Hhm Wealth Advisors, LLC
Chattanooga, TN |
BUY
|
- |
1.5KNew |
$26.9K - $30.7K
|
1.5K
$31.7K
|
|
|
Aug 06, 2024
Q2 2024
|
Caprock Group, Inc.
|
BUY
|
- |
2.7K+ 23.48% |
$48.5K - $55.2K
|
14.2K
$300K
|
|
|
Aug 06, 2024
Q2 2024
|
Svb Wealth LLC
Boston, MA |
SELL
|
- |
-27.2K- 36.63% |
$488K - $555K
|
47K
$994K
|
|
|
Aug 06, 2024
Q2 2024
|
Arlington Trust CO LLC
Birmingham, AL |
BUY
|
- |
6KNew |
$108K - $123K
|
6K
$127K
|
|
|
Aug 06, 2024
Q2 2024
|
Asset Dedication, LLC
|
BUY
|
- |
556+ 278.0% |
$9.99K - $11.4K
|
756
$16K
|
|
|
Aug 01, 2024
Q2 2024
|
Chilton Capital Management LLC
Houston, TX |
SELL
|
- |
-1.31K- 30.31% |
$23.4K - $26.7K
|
3K
$63.4K
|
|
|
Jul 31, 2024
Q2 2024
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
2K+ 22.75% |
$35.9K - $40.8K
|
10.8K
$228K
|
|
|
Jul 31, 2024
Q2 2024
|
Castleview Partners, LLC
Dallas, TX |
BUY
|
- |
250New |
$4.49K - $5.11K
|
250
$5.29K
|
|
|
Jul 30, 2024
Q2 2024
|
Ifp Advisors, Inc
|
SELL
|
- |
-194- 1.04% |
$3.48K - $3.97K
|
18.4K
$389K
|
|
|
Jul 26, 2024
Q2 2024
|
Polaris Capital Management, LLC
Boston, MA |
BUY
|
- |
3.12K+ 2.49% |
$56K - $63.8K
|
129K
$2.72M
|
|
|
Jul 19, 2024
Q2 2024
|
Colonial River Wealth Management, LLC
Midlothian, VA |
BUY
|
- |
1.33K+ 9.48% |
$23.8K - $27.1K
|
15.3K
$324K
|
|
|
Jul 18, 2024
Q2 2024
|
Signature Resources Capital Management, LLC
Newport Beach, CA |
BUY
|
- |
275New |
$4.94K - $5.62K
|
275
$5.82K
|
|
|
Jul 18, 2024
Q2 2024
|
Triad Wealth Partners, LLC
Lawrence, KS |
BUY
|
- |
250New |
$4.49K - $5.11K
|
250
$5.29K
|
|
|
Jul 16, 2024
Q2 2024
|
Org Partners LLC
Roanoke, IN |
BUY
|
- |
7.77K+ 963.9% |
$140K - $159K
|
8.58K
$181K
|
|
|
Jul 12, 2024
Q2 2024
|
Iam Advisory, LLC
|
BUY
|
- |
79+ 0.5% |
$1.42K - $1.62K
|
15.8K
$333K
|
|
|
Jul 10, 2024
Q2 2024
|
Simplicity Wealth,Llc
|
BUY
|
- |
2.15K+ 5.65% |
$38.6K - $44K
|
40.2K
$850K
|
|
|
Jul 05, 2024
Q2 2024
|
Thurston, Springer, Miller, Herd & Titak, Inc.
Indianapolis, IN |
BUY
|
- |
700New |
$12.6K - $14.3K
|
700
$14.8K
|
|
| Q1 2024 | |||||||
|
Jan 27, 2025
Q1 2024
|
Caitlin John, LLC
Brighton, MI |
SELL
|
- |
-87- 5.08% |
$1.45K - $1.63K
|
1.63K
$34.4K
|
|
|
Aug 08, 2024
Q1 2024
|
Abound Wealth Management
Franklin, TN |
SELL
|
- |
-90Closed |
$1.5K - $1.69K
|
0
$0
|
|
|
Jul 31, 2024
Q1 2024
|
Rothschild Investment LLC
Chicago, IL |
BUY
|
- |
100+ 6.67% |
$1.67K - $1.88K
|
1.6K
$33.8K
|
|
|
Jun 26, 2024
Q1 2024
|
Financial Gravity Asset Management, Inc.
|
BUY
|
- |
2+ 100.0% |
$33.3 - $37.5
|
4
$84.6
|
|
|
Jun 21, 2024
Q1 2024
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
SELL
|
- |
-3.21K- 95.97% |
$53.6K - $60.3K
|
135
$2.86K
|
|
|
Jun 11, 2024
Q1 2024
|
Ever Source Wealth Advisors, LLC
|
SELL
|
- |
-466- 59.21% |
$7.77K - $8.75K
|
321
$6.79K
|
|
|
May 15, 2024
Q1 2024
|
Dark Forest Capital Management LP
Weston, CT |
BUY
|
- |
11.7KNew |
$195K - $220K
|
11.7K
$248K
|
|
|
May 15, 2024
Q1 2024
|
Core Wealth Advisors, Inc.
Lakeland, FL |
BUY
|
- |
645New |
$10.8K - $12.1K
|
645
$13.6K
|
|
|
May 15, 2024
Q1 2024
|
Community Bank, N.A.
|
SELL
|
- |
-250- 28.57% |
$4.17K - $4.69K
|
625
$13.2K
|
|