Latest Institutional Transactions on Hercules Capital, Inc. (HTGC)
This table provides information on the latest institutional transactions involving Hercules Capital, Inc. (HTGC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 13, 2025
Q2 2025
|
Twin Peaks Wealth Advisors, LLC
Burlingame, CA |
BUY
|
- |
451New |
$7.32K - $8.61K
|
451
$7.92K
|
|
|
Aug 13, 2025
Q2 2025
|
Peak6 LLC
Chicago, IL |
BUY
|
- |
81New |
$1.32K - $1.55K
|
81
$1.42K
|
|
|
Aug 13, 2025
Q2 2025
|
Peak6 LLC
Chicago, IL |
BUY
|
PUT |
20KNew |
$325K - $382K
|
20K
$351K
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 11, 2025
Q2 2025
|
Universal Beteiligungs Und Servicegesellschaft Mb H
Frankfurt Am Main, 2M |
BUY
|
- |
298+ 2.65% |
$4.84K - $5.69K
|
11.5K
$203K
|
|
|
Aug 11, 2025
Q2 2025
|
Delta Asset Management LLC
Memphis, TN |
SELL
|
- |
-10- 0.44% |
$162 - $191
|
2.25K
$39.6K
|
|
|
Aug 11, 2025
Q2 2025
|
Elequin Capital LP
New York, NY |
BUY
|
- |
66New |
$1.07K - $1.26K
|
66
$1.16K
|
|
|
Aug 08, 2025
Q2 2025
|
Mtm Investment Management, LLC
Spartanburg, SC |
BUY
|
- |
2.9KNew |
$47.1K - $55.4K
|
2.9K
$51K
|
|
|
Aug 08, 2025
Q2 2025
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
354+ 2.7% |
$5.75K - $6.76K
|
13.5K
$237K
|
|
|
Aug 08, 2025
Q2 2025
|
Wall Street Access Asset Management, LLC
New York, NY |
BUY
|
- |
14+ 0.11% |
$227 - $267
|
12.9K
$226K
|
|
|
Aug 07, 2025
Q2 2025
|
Acadian Asset Management LLC
Boston, MA |
BUY
|
- |
137+ 9.91% |
$2.22K - $2.62K
|
1.52K
$26.7K
|
|
|
Aug 07, 2025
Q2 2025
|
Americana Partners, LLC
Houston, TX |
BUY
|
- |
32.3KNew |
$524K - $616K
|
32.3K
$567K
|
|
|
Aug 07, 2025
Q2 2025
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-51.7K- 58.43% |
$840K - $988K
|
36.8K
$647K
|
|
|
Aug 06, 2025
Q2 2025
|
Prospera Financial Services Inc
|
BUY
|
- |
10.1KNew |
$164K - $192K
|
10.1K
$177K
|
|
|
Aug 05, 2025
Q2 2025
|
Bryce Point Capital, LLC
Scarsdale, NY |
BUY
|
- |
36.8KNew |
$598K - $704K
|
36.8K
$647K
|
|
|
Aug 05, 2025
Q2 2025
|
First Horizon Advisors, Inc.
|
BUY
|
- |
2.57KNew |
$41.7K - $49K
|
2.57K
$45.1K
|
|
|
Aug 04, 2025
Q2 2025
|
Ghp Investment Advisors, Inc.
Denver, CO |
BUY
|
- |
1.5KNew |
$24.4K - $28.7K
|
1.5K
$26.4K
|
|
|
Jul 31, 2025
Q2 2025
|
Mqs Management LLC
|
BUY
|
- |
31.2KNew |
$507K - $597K
|
31.2K
$549K
|
|
|
Jul 31, 2025
Q2 2025
|
Cnb Bank
Clearfield, PA |
BUY
|
- |
1.85KNew |
$30K - $35.3K
|
1.85K
$32.5K
|
|
|
Jul 31, 2025
Q2 2025
|
Nisa Investment Advisors, LLC
|
SELL
|
- |
-9.23K- 98.15% |
$150K - $176K
|
174
$3.06K
|
|
|
Jul 30, 2025
Q2 2025
|
Whittier Trust CO Of Nevada Inc
|
BUY
|
- |
60+ 2.25% |
$974 - $1.15K
|
2.72K
$47.8K
|
|
|
Jul 29, 2025
Q2 2025
|
Private Trust CO Na
|
BUY
|
- |
2.88K+ 576.2% |
$46.8K - $55K
|
3.38K
$59.4K
|
|
|
Jul 28, 2025
Q2 2025
|
Bayforest Capital LTD
London, X0 |
BUY
|
- |
5.29KNew |
$85.9K - $101K
|
5.29K
$92.9K
|
|
|
Jul 25, 2025
Q2 2025
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-216K- 90.47% |
$3.5M - $4.12M
|
22.7K
$399K
|
|
|
Jul 24, 2025
Q2 2025
|
Blair William & CO
Chicago, IL |
BUY
|
- |
3.21K+ 1.6% |
$52K - $61.2K
|
203K
$3.57M
|
|
|
Jul 22, 2025
Q2 2025
|
Iron Horse Wealth Management, LLC
|
BUY
|
- |
3+ 2.0% |
$48.7 - $57.3
|
153
$2.69K
|
|
|
Jul 21, 2025
Q2 2025
|
Tfg Advisers LLC
|
BUY
|
- |
5.18K+ 8.61% |
$84.2K - $99K
|
65.4K
$1.15M
|
|
|
Jul 21, 2025
Q2 2025
|
Mirae Asset Global Investments Co., Ltd.
|
SELL
|
- |
-16.4K- 73.22% |
$266K - $313K
|
6K
$105K
|
|
|
Jul 21, 2025
Q2 2025
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
100New |
$1.62K - $1.91K
|
100
$1.76K
|
|
|
Jul 18, 2025
Q2 2025
|
Trust CO Of Vermont
|
BUY
|
- |
825New |
$13.4K - $15.8K
|
825
$14.5K
|
|
|
Jul 17, 2025
Q2 2025
|
Alpine Bank Wealth Management
Grand Junction, CO |
BUY
|
- |
1.83KNew |
$29.7K - $34.9K
|
1.83K
$32.1K
|
|
|
Jul 17, 2025
Q2 2025
|
Beacon Capital Management, LLC
|
BUY
|
- |
21+ 2.58% |
$341 - $401
|
835
$14.7K
|
|
|
Jul 15, 2025
Q2 2025
|
Graypoint LLC
|
BUY
|
- |
3.87K+ 2.33% |
$62.8K - $73.8K
|
169K
$2.98M
|
|
|
Jul 10, 2025
Q2 2025
|
Kingstone Capital Partners Texas, LLC
Frisco, TX |
BUY
|
- |
28.4MNew |
$462M - $543M
|
28.4M
$499M
|
|
|
Jul 09, 2025
Q2 2025
|
Bank Of New Hampshire
|
BUY
|
- |
600New |
$9.74K - $11.5K
|
600
$10.5K
|
|
|
Jul 07, 2025
Q2 2025
|
Salem Investment Counselors Inc
Winston Salem, NC |
SELL
|
- |
-746- 51.59% |
$12.1K - $14.2K
|
700
$12.3K
|
|
| Q1 2025 | |||||||
|
Aug 14, 2025
Q1 2025
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
BUY
|
- |
2.95KNew |
$53.1K - $64.9K
|
2.95K
$51.8K
|
|
|
May 15, 2025
Q1 2025
|
Axa S.A.
Paris, I0 |
BUY
|
- |
218+ 1.83% |
$3.93K - $4.8K
|
12.1K
$213K
|
|
|
May 15, 2025
Q1 2025
|
Nebula Research & Development LLC
New York, NY |
BUY
|
- |
10.8KNew |
$195K - $239K
|
10.8K
$191K
|
|
|
May 15, 2025
Q1 2025
|
Fieldview Capital Management, LLC
Niles, MI |
BUY
|
- |
19KNew |
$343K - $419K
|
19K
$334K
|
|
|
May 15, 2025
Q1 2025
|
Centiva Capital, LP
New York, NY |
BUY
|
- |
18.8KNew |
$338K - $413K
|
18.8K
$330K
|
|
|
May 15, 2025
Q1 2025
|
Nova Wealth Management, Inc.
Bonita Springs, FL |
BUY
|
- |
2.52KNew |
$45.4K - $55.5K
|
2.52K
$44.3K
|
|
|
May 15, 2025
Q1 2025
|
Ares Management LLC
Los Angeles, CA |
SELL
|
- |
-25K- 11.03% |
$450K - $550K
|
202K
$3.54M
|
|
|
May 15, 2025
Q1 2025
|
Point72 Hong Kong LTD
Hong Kong, K3 |
SELL
|
- |
-3.81K- 95.13% |
$68.6K - $83.8K
|
195
$3.43K
|
|
|
May 15, 2025
Q1 2025
|
Summit Tx Capital, L.P.
Fort Worth, TX |
BUY
|
- |
45.9KNew |
$826K - $1.01M
|
45.9K
$806K
|
|
|
May 15, 2025
Q1 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
38+ 0.35% |
$684 - $836
|
10.9K
$191K
|
|
|
May 14, 2025
Q1 2025
|
Lansforsakringar Fondforvaltning Ab (Publ)
Stockholm, V7 |
BUY
|
- |
18.8KNew |
$339K - $414K
|
18.8K
$331K
|
|
|
May 14, 2025
Q1 2025
|
Omers Administration Corp
Toronto, A6 |
BUY
|
- |
56.7KNew |
$1.02M - $1.25M
|
56.7K
$996K
|
|
|
May 13, 2025
Q1 2025
|
Caitong International Asset Management Co., LTD
Hong Kong, K3 |
SELL
|
- |
-568- 69.61% |
$10.2K - $12.5K
|
248
$4.36K
|
|
|
May 13, 2025
Q1 2025
|
Clearstead Advisors, LLC
Cleveland, OH |
BUY
|
- |
8.67K+ 110.43% |
$156K - $191K
|
16.5K
$290K
|
|