Latest Institutional Transactions on Hercules Capital, Inc. (HTGC)
This table provides information on the latest institutional transactions involving Hercules Capital, Inc. (HTGC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2024
Q4 2023
|
Impact Partnership Wealth, LLC
Kennesaw, GA |
BUY
|
- |
15New |
$226 - $254
|
15
$313
|
|
|
Feb 14, 2024
Q4 2023
|
Fj Capital Management LLC
Mclean, VA |
BUY
|
- |
79.5K+ 130.82% |
$1.2M - $1.35M
|
140K
$2.93M
|
|
|
Feb 14, 2024
Q4 2023
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
95.9K+ 66.08% |
$1.45M - $1.62M
|
241K
$5.03M
|
|
|
Feb 14, 2024
Q4 2023
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
PUT |
-79.5K- 76.08% |
$1.2M - $1.35M
|
25K
$522K
|
|
|
Feb 13, 2024
Q4 2023
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
131KNew |
$1.98M - $2.22M
|
131K
$2.74M
|
|
|
Feb 13, 2024
Q4 2023
|
Security National Bank
|
BUY
|
- |
4KNew |
$60.4K - $67.8K
|
4K
$83.5K
|
|
|
Feb 13, 2024
Q4 2023
|
Y Intercept (Hong Kong) LTD
|
BUY
|
- |
12.5KNew |
$189K - $212K
|
12.5K
$261K
|
|
|
Feb 13, 2024
Q4 2023
|
First Manhattan CO
New York, NY |
BUY
|
- |
5K+ 606.06% |
$75.5K - $84.7K
|
5.83K
$122K
|
|
|
Feb 13, 2024
Q4 2023
|
Quadrature Capital LTD
London, X0 |
SELL
|
- |
-1.58K- 8.58% |
$23.8K - $26.7K
|
16.8K
$350K
|
|
|
Feb 12, 2024
Q4 2023
|
Winton Group LTD
London, X0 |
BUY
|
- |
9.67K+ 42.2% |
$146K - $164K
|
32.6K
$680K
|
|
|
Feb 12, 2024
Q4 2023
|
Mcdonald Partners LLC
|
BUY
|
- |
4.5K+ 10.34% |
$67.9K - $76.2K
|
48K
$1M
|
|
|
Feb 12, 2024
Q4 2023
|
Keebeck Alpha, LP
Stamford, CT |
BUY
|
- |
534+ 3.54% |
$8.06K - $9.04K
|
15.6K
$325K
|
|
|
Feb 08, 2024
Q4 2023
|
Atomi Financial Group, Inc.
Irvine, CA |
BUY
|
- |
11KNew |
$166K - $186K
|
11K
$229K
|
|
|
Feb 07, 2024
Q4 2023
|
Core Wealth Partners LLC
Santa Rosa, CA |
BUY
|
- |
3.15K+ 15.0% |
$47.5K - $53.3K
|
24.2K
$504K
|
|
|
Feb 07, 2024
Q4 2023
|
Access Investment Management LLC
Atlanta, GA |
BUY
|
- |
38.2KNew |
$576K - $647K
|
38.2K
$797K
|
|
|
Feb 02, 2024
Q4 2023
|
Anfield Capital Management, LLC
Newport Beach, CA |
BUY
|
- |
2.43K+ 19.75% |
$36.7K - $41.2K
|
14.7K
$308K
|
|
|
Feb 02, 2024
Q4 2023
|
Kovack Advisors, Inc.
|
BUY
|
- |
18.4K+ 69.29% |
$278K - $311K
|
44.9K
$937K
|
|
|
Feb 01, 2024
Q4 2023
|
Madison Park Capital Advisors, LLC
Seattle, WA |
BUY
|
- |
20KNew |
$302K - $339K
|
20K
$417K
|
|
|
Jan 29, 2024
Q4 2023
|
Sawtooth Solutions, LLC
|
BUY
|
- |
36.8KNew |
$555K - $623K
|
36.8K
$767K
|
|
|
Jan 26, 2024
Q4 2023
|
Miller Howard Investments Inc
|
SELL
|
- |
-130K- 32.5% |
$1.96M - $2.2M
|
270K
$5.63M
|
|
|
Jan 03, 2024
Q4 2023
|
Massmutual Trust CO Fsb
|
BUY
|
- |
4.9KNew |
$73.9K - $83K
|
4.9K
$102K
|
|
|
Jan 02, 2024
Q4 2023
|
Anchor Investment Management, LLC
Columbia, SC |
BUY
|
- |
197New |
$2.97K - $3.34K
|
197
$4.11K
|
|
| Q3 2023 | |||||||
|
Nov 15, 2023
Q3 2023
|
Orion Capital Management LLC
|
BUY
|
- |
4KNew |
$59.4K - $72.1K
|
4K
$83.4K
|
|
|
Nov 14, 2023
Q3 2023
|
Balyasny Asset Management LLC
Chicago, IL |
SELL
|
- |
-95.7K- 71.42% |
$1.42M - $1.72M
|
38.3K
$799K
|
|
|
Nov 14, 2023
Q3 2023
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
BUY
|
- |
1.84K+ 166.25% |
$27.4K - $33.2K
|
2.95K
$61.5K
|
|
|
Nov 13, 2023
Q3 2023
|
Evermay Wealth Management LLC
Arlington, VA |
BUY
|
- |
180New |
$2.67K - $3.24K
|
180
$3.75K
|
|
|
Nov 09, 2023
Q3 2023
|
Group One Trading, L.P.
Chicago, IL |
BUY
|
- |
24KNew |
$356K - $432K
|
24K
$500K
|
|
|
Nov 08, 2023
Q3 2023
|
Annis Gardner Whiting Capital Advisors, LLC
Tampa, FL |
BUY
|
- |
6.71KNew |
$99.6K - $121K
|
6.71K
$140K
|
|
|
Nov 07, 2023
Q3 2023
|
Fox Run Management, L.L.C.
Greenwich, CT |
BUY
|
- |
21.1KNew |
$313K - $379K
|
21.1K
$439K
|
|
|
Nov 07, 2023
Q3 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-6.91K- 33.49% |
$103K - $125K
|
13.7K
$286K
|
|
|
Nov 06, 2023
Q3 2023
|
Nicholas Hoffman & Company, Llc.
Atlanta, GA |
BUY
|
- |
10.2KNew |
$152K - $184K
|
10.2K
$213K
|
|
|
Nov 06, 2023
Q3 2023
|
Global Wealth Management Investment Advisory, Inc.
Fort Lauderdale, FL |
BUY
|
- |
50+ 12.76% |
$743 - $901
|
442
$9.22K
|
|
|
Nov 06, 2023
Q3 2023
|
Childress Capital Advisors, LLC
Houston, TX |
BUY
|
- |
11.4KNew |
$169K - $205K
|
11.4K
$237K
|
|
|
Nov 02, 2023
Q3 2023
|
Duality Advisers, LP
Miami, FL |
BUY
|
- |
23.2KNew |
$345K - $419K
|
23.2K
$484K
|
|
|
Nov 02, 2023
Q3 2023
|
Origin Asset Management LLP
London, X0 |
BUY
|
- |
11.4KNew |
$169K - $205K
|
11.4K
$238K
|
|
|
Oct 31, 2023
Q3 2023
|
Golden Green, Inc.
|
BUY
|
- |
1.19K+ 0.87% |
$17.7K - $21.4K
|
138K
$2.89M
|
|
|
Oct 27, 2023
Q3 2023
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
13.1KNew |
$195K - $236K
|
13.1K
$273K
|
|
|
Oct 24, 2023
Q3 2023
|
Channel Wealth LLC
Santa Barbara, CA |
SELL
|
- |
-809- 6.22% |
$12K - $14.6K
|
12.2K
$255K
|
|
|
Oct 24, 2023
Q3 2023
|
Legacy Financial Group LLC
|
BUY
|
- |
200New |
$2.97K - $3.6K
|
200
$4.17K
|
|
|
Oct 19, 2023
Q3 2023
|
Lineweaver Wealth Advisors, LLC
|
BUY
|
- |
170+ 1.35% |
$2.53K - $3.06K
|
12.7K
$266K
|
|
|
Oct 16, 2023
Q3 2023
|
Palumbo Wealth Management LLC
Great Neck, NY |
BUY
|
- |
36KNew |
$535K - $649K
|
36K
$751K
|
|
| Q2 2023 | |||||||
|
Jan 12, 2024
Q2 2023
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-5.86K- 24.93% |
$72.5K - $88.4K
|
17.6K
$368K
|
|
|
Aug 14, 2023
Q2 2023
|
Ergoteles LLC
New York, NY |
BUY
|
- |
16.3KNew |
$202K - $246K
|
16.3K
$340K
|
|
|
Aug 14, 2023
Q2 2023
|
Schonfeld Strategic Advisors LLC
New York, NY |
SELL
|
PUT |
-100- 0.4% |
$1.24K - $1.51K
|
25K
$522K
|
|
|
Aug 14, 2023
Q2 2023
|
Wetherby Asset Management Inc
San Francisco, CA |
BUY
|
- |
113+ 0.79% |
$1.4K - $1.7K
|
14.4K
$300K
|
|
|
Aug 11, 2023
Q2 2023
|
Fil LTD
Hamilton, D0 |
SELL
|
- |
-2.87K- 53.72% |
$35.5K - $43.2K
|
2.47K
$51.5K
|
|
|
Aug 11, 2023
Q2 2023
|
Quest Investment Management LLC
Lake Oswego, OR |
SELL
|
- |
-1.2K- 7.84% |
$14.9K - $18.1K
|
14.1K
$294K
|
|
|
Aug 11, 2023
Q2 2023
|
Ubs Group Ag
|
SELL
|
PUT |
-10K- 28.57% |
$124K - $151K
|
25K
$522K
|
|
|
Aug 10, 2023
Q2 2023
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
1KNew |
$12.4K - $15.1K
|
1K
$20.9K
|
|
|
Aug 10, 2023
Q2 2023
|
Axs Investments LLC
Port Chester, NY |
BUY
|
- |
6KNew |
$74.3K - $90.5K
|
6K
$125K
|
|