Latest Institutional Purchases of Hercules Capital, Inc. (HTGC)
This list provides information on the latest institutional transactions involving Hercules Capital, Inc. (HTGC) stock that were buys. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the purchase has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 21, 2025
Q4 2024
|
Sound Income Strategies, LLC
|
BUY
|
- |
77.9K+ 2.84% |
$1.44M - $1.57M
|
2.82M
$58.6M
|
|
|
Jan 22, 2025
Q4 2024
|
Union Bancaire Privee, Ubp Sa
Geneva 1, V8 |
BUY
|
- |
34.1KNew |
$631K - $688K
|
34.1K
$709K
|
|
|
Jan 10, 2025
Q4 2024
|
Graypoint LLC
|
BUY
|
- |
24.7K+ 17.59% |
$457K - $499K
|
165K
$3.43M
|
|
|
Jan 22, 2025
Q4 2024
|
Mount Yale Investment Advisors, LLC
|
BUY
|
- |
15.5K+ 11.71% |
$287K - $313K
|
148K
$3.07M
|
|
|
Jan 13, 2025
Q4 2024
|
Brookstone Capital Management
|
BUY
|
- |
9.6K+ 90.39% |
$178K - $194K
|
20.2K
$421K
|
|
|
Jan 21, 2025
Q4 2024
|
Grimes & Company, Inc.
|
BUY
|
- |
5.96K+ 30.65% |
$110K - $121K
|
25.4K
$529K
|
|
|
Jan 14, 2025
Q4 2024
|
Mirador Capital Partners LP
|
BUY
|
- |
2.85K+ 7.08% |
$52.8K - $57.6K
|
43.1K
$897K
|
|
|
Jan 02, 2025
Q4 2024
|
Confluence Investment Management LLC
|
BUY
|
- |
1.71K+ 0.45% |
$31.7K - $34.6K
|
382K
$7.96M
|
|
|
Jan 22, 2025
Q4 2024
|
Pfg Investments, LLC
Woodbury, NY |
BUY
|
- |
1.67K+ 1.51% |
$31K - $33.8K
|
113K
$2.34M
|
|
|
Jan 17, 2025
Q4 2024
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
1.57K+ 7.89% |
$29.1K - $31.7K
|
21.4K
$447K
|
|
|
Jan 21, 2025
Q4 2024
|
Accel Wealth Management
|
BUY
|
- |
1.15K+ 7.28% |
$21.4K - $23.3K
|
17K
$354K
|
|
|
Jan 17, 2025
Q4 2024
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
1.15K+ 177.23% |
$21.3K - $23.3K
|
1.8K
$37.5K
|
|
|
Jan 17, 2025
Q4 2024
|
Albion Financial Group
|
BUY
|
- |
887New |
$16.4K - $17.9K
|
887
$18.5K
|
|
|
Jan 22, 2025
Q4 2024
|
Steel Peak Wealth Management LLC
|
BUY
|
- |
804+ 2.73% |
$14.9K - $16.3K
|
30.3K
$631K
|
|
|
Jan 23, 2025
Q4 2024
|
Synergy Asset Management, LLC
Bellevue, WA |
BUY
|
- |
565New |
$10.5K - $11.4K
|
565
$11.8K
|
|
|
Jan 23, 2025
Q4 2024
|
Penbrook Management LLC
|
BUY
|
- |
408+ 1.69% |
$7.56K - $8.25K
|
24.6K
$512K
|
|
|
Jan 13, 2025
Q4 2024
|
West Oak Capital, LLC
|
BUY
|
- |
390+ 354.55% |
$7.23K - $7.89K
|
500
$10.4K
|
|
|
Jan 10, 2025
Q4 2024
|
Rmr Wealth Builders
|
BUY
|
- |
385+ 2.06% |
$7.13K - $7.78K
|
19.1K
$398K
|
|
|
Jan 17, 2025
Q4 2024
|
Beaumont Financial Advisors, LLC
Needham, DE |
BUY
|
- |
269+ 2.36% |
$4.98K - $5.44K
|
11.7K
$243K
|
|
|
Jan 15, 2025
Q4 2024
|
Hb Wealth Management, LLC
|
BUY
|
- |
202+ 1.93% |
$3.74K - $4.08K
|
10.7K
$222K
|
|
|
Jan 21, 2025
Q4 2024
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
BUY
|
- |
94+ 4.59% |
$1.74K - $1.9K
|
2.14K
$44.6K
|
|
|
Jan 14, 2025
Q4 2024
|
Armstrong Advisory Group, Inc
Needham, MA |
BUY
|
- |
76+ 1.41% |
$1.41K - $1.54K
|
5.46K
$114K
|
|
|
Jan 06, 2025
Q4 2024
|
Kozak & Associates, Inc.
Highlands Ranch, CO |
BUY
|
- |
58+ 2.15% |
$1.07K - $1.17K
|
2.76K
$57.4K
|
|
|
Jan 14, 2025
Q4 2024
|
West Financial Advisors, LLC
|
BUY
|
- |
50New |
$927 - $1.01K
|
50
$1.04K
|
|
|
Jan 22, 2025
Q4 2024
|
Register Financial Advisors LLC
Atlanta, GA |
BUY
|
- |
20+ 0.13% |
$371 - $404
|
15.4K
$320K
|
|
| Q3 2024 | |||||||
|
Nov 13, 2024
Q3 2024
|
Denali Advisors LLC
|
BUY
|
- |
359KNew |
$6.35M - $7.77M
|
359K
$7.47M
|
|
|
Oct 29, 2024
Q3 2024
|
Van Eck Associates Corp
|
BUY
|
- |
291K+ 10.29% |
$5.15M - $6.3M
|
3.12M
$64.9M
|
|
|
Nov 14, 2024
Q3 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
257K+ 188.65% |
$4.55M - $5.57M
|
393K
$8.19M
|
|
|
Nov 14, 2024
Q3 2024
|
Credit Agricole S A
|
BUY
|
- |
215K+ 186.93% |
$3.81M - $4.66M
|
330K
$6.88M
|
|
|
Nov 14, 2024
Q3 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
PUT |
178K+ 55.38% |
$3.14M - $3.85M
|
498K
$10.4M
|
|
|
Nov 13, 2024
Q3 2024
|
Prevail Innovative Wealth Advisors, LLC
Leawood, KS |
BUY
|
- |
155KNew |
$2.75M - $3.36M
|
155K
$3.23M
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
143K+ 166.74% |
$2.53M - $3.09M
|
228K
$4.75M
|
|
|
Nov 08, 2024
Q3 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
131K+ 15.26% |
$2.31M - $2.83M
|
987K
$20.6M
|
|
|
Nov 14, 2024
Q3 2024
|
Jane Street Group, LLC
New York, NY |
BUY
|
PUT |
100KNew |
$1.77M - $2.17M
|
100K
$2.08M
|
|
|
Nov 12, 2024
Q3 2024
|
Franklin Resources Inc
San Mateo, CA |
BUY
|
- |
84.8K+ 28.03% |
$1.5M - $1.84M
|
387K
$8.07M
|
|
|
Nov 14, 2024
Q3 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
76.7K+ 6.49% |
$1.36M - $1.66M
|
1.26M
$26.2M
|
|
|
Nov 14, 2024
Q3 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
PUT |
71.4K+ 58.57% |
$1.26M - $1.55M
|
193K
$4.03M
|
|
|
Nov 12, 2024
Q3 2024
|
Blair William & CO
Chicago, IL |
BUY
|
- |
70.9K+ 49.99% |
$1.26M - $1.54M
|
213K
$4.43M
|
|
|
Oct 23, 2024
Q3 2024
|
Tectonic Advisors LLC
Plano, TX |
BUY
|
- |
62.8K+ 16.97% |
$1.11M - $1.36M
|
433K
$9.02M
|
|
|
Nov 13, 2024
Q3 2024
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
60.4K+ 368.48% |
$1.07M - $1.31M
|
76.9K
$1.6M
|
|
|
Oct 17, 2024
Q3 2024
|
Abundance Wealth Counselors
|
BUY
|
- |
55.9KNew |
$990K - $1.21M
|
55.9K
$1.16M
|
|
|
Nov 14, 2024
Q3 2024
|
Ares Management LLC
Los Angeles, CA |
BUY
|
- |
55.3K+ 38.64% |
$979K - $1.2M
|
198K
$4.13M
|
|
|
Oct 15, 2024
Q3 2024
|
True Mark Investments, LLC
Chicago, IL |
BUY
|
- |
51.7K+ 35.09% |
$916K - $1.12M
|
199K
$4.15M
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
BUY
|
- |
51.2K+ 20.4% |
$907K - $1.11M
|
302K
$6.29M
|
|
|
Nov 14, 2024
Q3 2024
|
Kovitz Investment Group Partners, LLC
|
BUY
|
- |
37.5K+ 187.33% |
$664K - $812K
|
57.5K
$1.2M
|
|
|
Nov 13, 2024
Q3 2024
|
Crestline Management, LP
Fort Worth, TX |
BUY
|
- |
37.4KNew |
$662K - $811K
|
37.4K
$779K
|
|
|
Nov 14, 2024
Q3 2024
|
Neuberger Berman Group LLC
New York, NY |
BUY
|
- |
37.4K+ 148.55% |
$662K - $810K
|
62.5K
$1.3M
|
|
|
Nov 06, 2024
Q3 2024
|
Muzinich & Co., Inc.
New York, NY |
BUY
|
- |
36.9K+ 9.93% |
$653K - $799K
|
408K
$8.51M
|
|
|
Nov 05, 2024
Q3 2024
|
Sumitomo Mitsui Trust Holdings, Inc.
|
BUY
|
- |
36.9K+ 10.13% |
$653K - $799K
|
401K
$8.36M
|
|
|
Nov 08, 2024
Q3 2024
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
34.7K+ 9.33% |
$615K - $752K
|
407K
$8.48M
|
|