Latest Institutional Purchases of Hercules Capital, Inc. (HTGC)
This list provides information on the latest institutional transactions involving Hercules Capital, Inc. (HTGC) stock that were buys. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the purchase has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2025
Q3 2025
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
592KNew |
$10.9M - $11.6M
|
592K
$10.4M
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
498K+ 38.38% |
$9.13M - $9.72M
|
1.79M
$31.5M
|
|
|
Nov 14, 2025
Q3 2025
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
447K+ 76.99% |
$8.2M - $8.73M
|
1.03M
$18M
|
|
|
Nov 14, 2025
Q3 2025
|
Trexquant Investment LP
Stamford, CT |
BUY
|
- |
381KNew |
$6.98M - $7.43M
|
381K
$6.69M
|
|
|
Oct 27, 2025
Q3 2025
|
Janney Montgomery Scott LLC
|
BUY
|
- |
288KNew |
$5.27M - $5.62M
|
288K
$5.05M
|
|
|
Oct 27, 2025
Q3 2025
|
Sumitomo Mitsui Trust Holdings, Inc.
|
BUY
|
- |
263K+ 42.34% |
$4.83M - $5.14M
|
885K
$15.5M
|
|
|
Oct 20, 2025
Q3 2025
|
Muzinich & Co., Inc.
New York, NY |
BUY
|
- |
255K+ 34.5% |
$4.67M - $4.97M
|
993K
$17.4M
|
|
|
Nov 14, 2025
Q3 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
240K+ 36.12% |
$4.4M - $4.69M
|
904K
$15.9M
|
|
|
Nov 13, 2025
Q3 2025
|
Connor, Clark & Lunn Investment Management Ltd.
|
BUY
|
- |
216K+ 99.08% |
$3.96M - $4.22M
|
434K
$7.63M
|
|
|
Nov 14, 2025
Q3 2025
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
174K+ 50.61% |
$3.18M - $3.39M
|
516K
$9.07M
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
BUY
|
- |
166K+ 14.38% |
$3.04M - $3.24M
|
1.32M
$23.2M
|
|
|
Nov 13, 2025
Q3 2025
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
137K+ 4231.98% |
$2.52M - $2.69M
|
141K
$2.47M
|
|
|
Nov 12, 2025
Q3 2025
|
Cibc Bancorp Usa Inc.
Chicago, IL |
BUY
|
- |
111KNew |
$2.04M - $2.17M
|
111K
$1.96M
|
|
|
Nov 14, 2025
Q3 2025
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
PUT |
110KNew |
$2.02M - $2.15M
|
110K
$1.93M
|
|
|
Nov 12, 2025
Q3 2025
|
Barclays PLC
London, X0 |
BUY
|
- |
100K+ 97.94% |
$1.84M - $1.96M
|
203K
$3.57M
|
|
|
Nov 14, 2025
Q3 2025
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
91.7K+ 74.33% |
$1.68M - $1.79M
|
215K
$3.78M
|
|
|
Nov 13, 2025
Q3 2025
|
Franklin Resources Inc
San Mateo, CA |
BUY
|
- |
85.5K+ 10.14% |
$1.57M - $1.67M
|
929K
$16.3M
|
|
|
Nov 14, 2025
Q3 2025
|
Schonfeld Strategic Advisors LLC
New York, NY |
BUY
|
- |
82.8K+ 61.54% |
$1.52M - $1.62M
|
217K
$3.82M
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
72.2K+ 11.4% |
$1.32M - $1.41M
|
706K
$12.4M
|
|
|
Oct 21, 2025
Q3 2025
|
Tectonic Advisors LLC
Plano, TX |
BUY
|
- |
67.9K+ 10.93% |
$1.25M - $1.33M
|
690K
$12.1M
|
|
|
Oct 31, 2025
Q3 2025
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
60.1K+ 308.92% |
$1.1M - $1.17M
|
79.6K
$1.4M
|
|
|
Oct 22, 2025
Q3 2025
|
Sage Advisors, LLC
Boulder, CO |
BUY
|
- |
58KNew |
$1.06M - $1.13M
|
58K
$1.02M
|
|
|
Oct 29, 2025
Q3 2025
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
56.8K+ 173.28% |
$1.04M - $1.11M
|
89.6K
$1.57M
|
|
|
Oct 29, 2025
Q3 2025
|
Tred Avon Family Wealth, LLC
Easton, MD |
BUY
|
- |
55.1KNew |
$1.01M - $1.08M
|
55.1K
$968K
|
|
|
Nov 14, 2025
Q3 2025
|
Fj Capital Management LLC
Mclean, VA |
BUY
|
- |
53.6K+ 35.6% |
$982K - $1.05M
|
204K
$3.58M
|
|
|
Nov 17, 2025
Q3 2025
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
50.5K+ 32.41% |
$926K - $986K
|
206K
$3.63M
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
48.9K+ 50.63% |
$897K - $955K
|
146K
$2.56M
|
|
|
Oct 21, 2025
Q3 2025
|
Global Retirement Partners, LLC
|
BUY
|
- |
46.1K+ 196.03% |
$845K - $900K
|
69.6K
$1.22M
|
|
|
Nov 13, 2025
Q3 2025
|
Kestra Advisory Services, LLC
|
BUY
|
- |
45.4K+ 119.14% |
$833K - $887K
|
83.5K
$1.47M
|
|
|
Nov 12, 2025
Q3 2025
|
Smh Capital Advisors Inc
|
BUY
|
- |
40.6KNew |
$744K - $792K
|
40.6K
$713K
|
|
|
Nov 13, 2025
Q3 2025
|
Magnetar Financial LLC
Evanston, IL |
BUY
|
- |
40.4KNew |
$741K - $789K
|
40.4K
$709K
|
|
|
Nov 07, 2025
Q3 2025
|
Advisors Capital Management, LLC
Ridgewood, NJ |
BUY
|
- |
39.7K+ 5.27% |
$729K - $776K
|
794K
$14M
|
|
|
Nov 14, 2025
Q3 2025
|
Steven Cohen
Point72 Asset Management, L.P. | Stamford, Ct
|
BUY
|
- |
39.1K+ 107.72% |
$717K - $764K
|
75.4K
$1.32M
|
|
|
Nov 14, 2025
Q3 2025
|
Price T Rowe Associates Inc
Baltimore, MD |
BUY
|
- |
38.1KNew |
$699K - $745K
|
38.1K
$670K
|
|
|
Nov 14, 2025
Q3 2025
|
Drw Securities, LLC
Chicago, IL |
BUY
|
- |
35.9KNew |
$659K - $702K
|
35.9K
$632K
|
|
|
Nov 13, 2025
Q3 2025
|
Van Eck Associates Corp
|
BUY
|
- |
28.8K+ 0.79% |
$527K - $562K
|
3.65M
$64.1M
|
|
|
Nov 14, 2025
Q3 2025
|
Exodus Point Capital Management, LP
New York, NY |
BUY
|
- |
28.3K+ 109.59% |
$519K - $552K
|
54.1K
$950K
|
|
|
Nov 14, 2025
Q3 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
PUT |
26.2K+ 13.38% |
$481K - $512K
|
222K
$3.9M
|
|
|
Nov 12, 2025
Q3 2025
|
Jefferies Financial Group Inc.
New York, NY |
BUY
|
CALL |
25KNew |
$459K - $488K
|
25K
$439K
|
|
|
Nov 14, 2025
Q3 2025
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
24.9KNew |
$457K - $486K
|
24.9K
$437K
|
|
|
Nov 10, 2025
Q3 2025
|
Fox Run Management, L.L.C.
Greenwich, CT |
BUY
|
- |
23.7KNew |
$435K - $463K
|
23.7K
$416K
|
|
|
Dec 01, 2025
Q3 2025
|
Investment Research Partners LLC
Lemont, PA |
BUY
|
- |
22.2KNew |
$407K - $433K
|
22.2K
$390K
|
|
|
Oct 23, 2025
Q3 2025
|
Cx Institutional
|
BUY
|
- |
21.9KNew |
$401K - $427K
|
21.9K
$384K
|
|
|
Nov 12, 2025
Q3 2025
|
Melia Wealth LLC
Tulsa, OK |
BUY
|
- |
20K+ 2.51% |
$366K - $390K
|
814K
$14.3M
|
|
|
Nov 13, 2025
Q3 2025
|
Prevail Innovative Wealth Advisors, LLC
Leawood, KS |
BUY
|
- |
19K+ 21.55% |
$348K - $371K
|
107K
$1.88M
|
|
|
Oct 14, 2025
Q3 2025
|
Monument Capital Management
|
BUY
|
- |
18.9K+ 121.75% |
$347K - $369K
|
34.4K
$605K
|
|
|
Nov 07, 2025
Q3 2025
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
18.6KNew |
$341K - $363K
|
18.6K
$327K
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
18.5K+ 9.6% |
$340K - $362K
|
211K
$3.71M
|
|
|
Nov 14, 2025
Q3 2025
|
Wetherby Asset Management Inc
San Francisco, CA |
BUY
|
- |
17KNew |
$312K - $332K
|
17K
$299K
|
|
|
Nov 13, 2025
Q3 2025
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
17K+ 93.91% |
$311K - $331K
|
35K
$615K
|
|