Latest Institutional Purchases of Hercules Capital, Inc. (HTGC)
This list provides information on the latest institutional transactions involving Hercules Capital, Inc. (HTGC) stock that were buys. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the purchase has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 21, 2026
Q4 2025
|
Muzinich & Co., Inc.
New York, NY |
BUY
|
- |
343K+ 34.54% |
$5.73M - $6.43M
|
1.34M
$23.5M
|
|
|
Jan 23, 2026
Q4 2025
|
Sumitomo Mitsui Trust Holdings, Inc.
|
BUY
|
- |
134K+ 15.12% |
$2.23M - $2.51M
|
1.02M
$17.9M
|
|
|
Jan 23, 2026
Q4 2025
|
Tectonic Advisors LLC
Plano, TX |
BUY
|
- |
70.2K+ 10.19% |
$1.17M - $1.32M
|
760K
$13.3M
|
|
|
Jan 13, 2026
Q4 2025
|
Sage Advisors, LLC
Boulder, CO |
BUY
|
- |
61.9K+ 106.74% |
$1.03M - $1.16M
|
120K
$2.11M
|
|
|
Jan 20, 2026
Q4 2025
|
Secure Asset Management, LLC
|
BUY
|
- |
48.5KNew |
$810K - $910K
|
48.5K
$852K
|
|
|
Jan 20, 2026
Q4 2025
|
Wall Street Access Asset Management, LLC
New York, NY |
BUY
|
- |
20.3KNew |
$338K - $380K
|
20.3K
$356K
|
|
|
Jan 08, 2026
Q4 2025
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
13.4K+ 14.94% |
$224K - $251K
|
103K
$1.81M
|
|
|
Jan 14, 2026
Q4 2025
|
True Mark Investments, LLC
Chicago, IL |
BUY
|
- |
11.7KNew |
$196K - $220K
|
11.7K
$206K
|
|
|
Jan 16, 2026
Q4 2025
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
BUY
|
- |
7.94K+ 9.72% |
$133K - $149K
|
89.6K
$1.57M
|
|
|
Jan 20, 2026
Q4 2025
|
Accel Wealth Management
|
BUY
|
- |
6.15K+ 18.7% |
$103K - $115K
|
39.1K
$686K
|
|
|
Jan 21, 2026
Q4 2025
|
Delphi Management Inc /Ma/
Boston, MA |
BUY
|
- |
3.82K+ 5.11% |
$63.8K - $71.6K
|
78.5K
$1.38M
|
|
|
Jan 20, 2026
Q4 2025
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
3.6K+ 22.35% |
$60.2K - $67.6K
|
19.7K
$347K
|
|
|
Jan 08, 2026
Q4 2025
|
Armstrong Advisory Group, Inc
Needham, MA |
BUY
|
- |
2.42K+ 85.44% |
$40.5K - $45.5K
|
5.26K
$92.4K
|
|
|
Jan 06, 2026
Q4 2025
|
Investors Research Corp
|
BUY
|
- |
1KNew |
$16.7K - $18.8K
|
1K
$17.6K
|
|
|
Jan 20, 2026
Q4 2025
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
824+ 17.0% |
$13.8K - $15.5K
|
5.67K
$99.7K
|
|
|
Jan 21, 2026
Q4 2025
|
Sjs Investment Consulting Inc.
Sylvania, OH |
BUY
|
- |
500New |
$8.35K - $9.38K
|
500
$8.79K
|
|
|
Jan 23, 2026
Q4 2025
|
State Of Alaska, Department Of Revenue
|
BUY
|
- |
321+ 4.28% |
$5.36K - $6.02K
|
7.82K
$137K
|
|
|
Jan 16, 2026
Q4 2025
|
Beaumont Financial Advisors, LLC
Needham, DE |
BUY
|
- |
321+ 2.56% |
$5.36K - $6.02K
|
12.8K
$226K
|
|
|
Jan 21, 2026
Q4 2025
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
BUY
|
- |
193+ 0.77% |
$3.22K - $3.62K
|
25.3K
$444K
|
|
|
Jan 13, 2026
Q4 2025
|
Tradewinds Capital Management, LLC
|
BUY
|
- |
87+ 2.29% |
$1.45K - $1.63K
|
3.89K
$68.4K
|
|
|
Jan 12, 2026
Q4 2025
|
Kozak & Associates, Inc.
Highlands Ranch, CO |
BUY
|
- |
78+ 2.27% |
$1.3K - $1.46K
|
3.52K
$61.8K
|
|
|
Jan 08, 2026
Q4 2025
|
Zrc Wealth Management, LLC
Santa Rosa, CA |
BUY
|
- |
70+ 2.25% |
$1.17K - $1.31K
|
3.18K
$55.9K
|
|
|
Jan 16, 2026
Q4 2025
|
Ronald Blue Trust, Inc.
Brentwood, TN |
BUY
|
- |
20+ 0.5% |
$334 - $375
|
4.02K
$70.6K
|
|
|
Jan 13, 2026
Q4 2025
|
West Financial Advisors, LLC
|
BUY
|
- |
2+ 3.77% |
$33.4 - $37.5
|
55
$966
|
|
|
Jan 13, 2026
Q4 2025
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
1+ 3.13% |
$16.7 - $18.8
|
33
$580
|
|
|
Jan 12, 2026
Q4 2025
|
Horizon Financial Services, LLC
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
| Q3 2025 | |||||||
|
Nov 13, 2025
Q3 2025
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
592KNew |
$10.9M - $11.6M
|
592K
$10.4M
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
498K+ 38.38% |
$9.13M - $9.72M
|
1.79M
$31.5M
|
|
|
Nov 14, 2025
Q3 2025
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
447K+ 76.99% |
$8.2M - $8.73M
|
1.03M
$18M
|
|
|
Nov 14, 2025
Q3 2025
|
Trexquant Investment LP
Stamford, CT |
BUY
|
- |
381KNew |
$6.98M - $7.43M
|
381K
$6.69M
|
|
|
Oct 27, 2025
Q3 2025
|
Janney Montgomery Scott LLC
|
BUY
|
- |
288KNew |
$5.27M - $5.62M
|
288K
$5.05M
|
|
|
Nov 14, 2025
Q3 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
240K+ 36.12% |
$4.4M - $4.69M
|
904K
$15.9M
|
|
|
Nov 13, 2025
Q3 2025
|
Connor, Clark & Lunn Investment Management Ltd.
|
BUY
|
- |
216K+ 99.08% |
$3.96M - $4.22M
|
434K
$7.63M
|
|
|
Nov 14, 2025
Q3 2025
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
174K+ 50.61% |
$3.18M - $3.39M
|
516K
$9.07M
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
BUY
|
- |
166K+ 14.38% |
$3.04M - $3.24M
|
1.32M
$23.2M
|
|
|
Nov 13, 2025
Q3 2025
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
137K+ 4231.98% |
$2.52M - $2.69M
|
141K
$2.47M
|
|
|
Nov 12, 2025
Q3 2025
|
Cibc Bancorp Usa Inc.
Chicago, IL |
BUY
|
- |
111KNew |
$2.04M - $2.17M
|
111K
$1.96M
|
|
|
Nov 14, 2025
Q3 2025
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
PUT |
110KNew |
$2.02M - $2.15M
|
110K
$1.93M
|
|
|
Nov 12, 2025
Q3 2025
|
Barclays PLC
London, X0 |
BUY
|
- |
100K+ 97.94% |
$1.84M - $1.96M
|
203K
$3.57M
|
|
|
Nov 14, 2025
Q3 2025
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
91.7K+ 74.33% |
$1.68M - $1.79M
|
215K
$3.78M
|
|
|
Nov 13, 2025
Q3 2025
|
Franklin Resources Inc
San Mateo, CA |
BUY
|
- |
85.5K+ 10.14% |
$1.57M - $1.67M
|
929K
$16.3M
|
|
|
Nov 14, 2025
Q3 2025
|
Schonfeld Strategic Advisors LLC
New York, NY |
BUY
|
- |
82.8K+ 61.54% |
$1.52M - $1.62M
|
217K
$3.82M
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
72.2K+ 11.4% |
$1.32M - $1.41M
|
706K
$12.4M
|
|
|
Oct 31, 2025
Q3 2025
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
60.1K+ 308.92% |
$1.1M - $1.17M
|
79.6K
$1.4M
|
|
|
Oct 29, 2025
Q3 2025
|
Tred Avon Family Wealth, LLC
Easton, MD |
BUY
|
- |
55.1KNew |
$1.01M - $1.08M
|
55.1K
$968K
|
|
|
Nov 14, 2025
Q3 2025
|
Fj Capital Management LLC
Mclean, VA |
BUY
|
- |
53.6K+ 35.6% |
$982K - $1.05M
|
204K
$3.58M
|
|
|
Nov 17, 2025
Q3 2025
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
50.5K+ 32.41% |
$926K - $986K
|
206K
$3.63M
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
48.9K+ 50.63% |
$897K - $955K
|
146K
$2.56M
|
|
|
Oct 21, 2025
Q3 2025
|
Global Retirement Partners, LLC
|
BUY
|
- |
46.1K+ 196.03% |
$845K - $900K
|
69.6K
$1.22M
|
|
|
Nov 13, 2025
Q3 2025
|
Kestra Advisory Services, LLC
|
BUY
|
- |
45.4K+ 119.14% |
$833K - $887K
|
83.5K
$1.47M
|
|