Latest Institutional Purchases of Hercules Capital, Inc. (HTGC)
This list provides information on the latest institutional transactions involving Hercules Capital, Inc. (HTGC) stock that were buys. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the purchase has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2025
Q3 2025
|
Jefferies Financial Group Inc.
New York, NY |
BUY
|
CALL |
25KNew |
$459K - $488K
|
25K
$439K
|
|
|
Nov 14, 2025
Q3 2025
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
24.9KNew |
$457K - $486K
|
24.9K
$437K
|
|
|
Nov 10, 2025
Q3 2025
|
Fox Run Management, L.L.C.
Greenwich, CT |
BUY
|
- |
23.7KNew |
$435K - $463K
|
23.7K
$416K
|
|
|
Dec 01, 2025
Q3 2025
|
Investment Research Partners LLC
Lemont, PA |
BUY
|
- |
22.2KNew |
$407K - $433K
|
22.2K
$390K
|
|
|
Oct 23, 2025
Q3 2025
|
Cx Institutional
|
BUY
|
- |
21.9KNew |
$401K - $427K
|
21.9K
$384K
|
|
|
Nov 12, 2025
Q3 2025
|
Melia Wealth LLC
Tulsa, OK |
BUY
|
- |
20K+ 2.51% |
$366K - $390K
|
814K
$14.3M
|
|
|
Nov 13, 2025
Q3 2025
|
Prevail Innovative Wealth Advisors, LLC
Leawood, KS |
BUY
|
- |
19K+ 21.55% |
$348K - $371K
|
107K
$1.88M
|
|
|
Oct 14, 2025
Q3 2025
|
Monument Capital Management
|
BUY
|
- |
18.9K+ 121.75% |
$347K - $369K
|
34.4K
$605K
|
|
|
Nov 07, 2025
Q3 2025
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
18.6KNew |
$341K - $363K
|
18.6K
$327K
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
18.5K+ 9.6% |
$340K - $362K
|
211K
$3.71M
|
|
|
Nov 14, 2025
Q3 2025
|
Wetherby Asset Management Inc
San Francisco, CA |
BUY
|
- |
17KNew |
$312K - $332K
|
17K
$299K
|
|
|
Nov 13, 2025
Q3 2025
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
17K+ 93.91% |
$311K - $331K
|
35K
$615K
|
|
|
Oct 31, 2025
Q3 2025
|
Belpointe Asset Management LLC
|
BUY
|
- |
16.5KNew |
$303K - $323K
|
16.5K
$290K
|
|
|
Oct 22, 2025
Q3 2025
|
Cwa Asset Management Group, LLC
|
BUY
|
- |
15.6KNew |
$286K - $304K
|
15.6K
$274K
|
|
|
Nov 06, 2025
Q3 2025
|
Whipplewood Advisors, LLC
Littleton, CO |
BUY
|
- |
15.3KNew |
$281K - $299K
|
15.3K
$269K
|
|
|
Nov 14, 2025
Q3 2025
|
Massar Capital Management, LP
Stamford, CT |
BUY
|
- |
14.6KNew |
$267K - $285K
|
14.6K
$256K
|
|
|
Nov 14, 2025
Q3 2025
|
Walleye Trading LLC
Plymouth, MN |
BUY
|
- |
14.5KNew |
$265K - $283K
|
14.5K
$254K
|
|
|
Nov 14, 2025
Q3 2025
|
Brevan Howard Capital Management LP
St. Helier, Y9 |
BUY
|
- |
14.5K+ 19.56% |
$265K - $282K
|
88.4K
$1.55M
|
|
|
Oct 14, 2025
Q3 2025
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
13.4K+ 304.28% |
$247K - $263K
|
17.9K
$314K
|
|
|
Nov 14, 2025
Q3 2025
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
13.1K+ 779.79% |
$241K - $256K
|
14.8K
$260K
|
|
|
Nov 14, 2025
Q3 2025
|
Axa Investment Managers S.A.
Puteaux, I0 |
BUY
|
- |
12.5KNew |
$229K - $243K
|
12.5K
$219K
|
|
|
Oct 23, 2025
Q3 2025
|
Hb Wealth Management, LLC
|
BUY
|
- |
11.9KNew |
$219K - $233K
|
11.9K
$210K
|
|
|
Nov 14, 2025
Q3 2025
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
11.5K+ 26.16% |
$212K - $226K
|
55.7K
$978K
|
|
|
Oct 24, 2025
Q3 2025
|
World Equity Group, Inc.
Schaumburg, IL |
BUY
|
- |
11.3KNew |
$208K - $221K
|
11.3K
$199K
|
|
|
Oct 23, 2025
Q3 2025
|
Invested Advisors
State College, PA |
BUY
|
- |
11.3KNew |
$207K - $221K
|
11.3K
$198K
|
|
|
Oct 31, 2025
Q3 2025
|
Arga Investment Management, LP
|
BUY
|
- |
11.2KNew |
$206K - $219K
|
11.2K
$197K
|
|
|
Oct 07, 2025
Q3 2025
|
Accel Wealth Management
|
BUY
|
- |
10.9K+ 49.85% |
$201K - $214K
|
32.9K
$578K
|
|
|
Nov 13, 2025
Q3 2025
|
Lm Advisors LLC
San Diego, CA |
BUY
|
- |
10.9KNew |
$200K - $213K
|
10.9K
$192K
|
|
|
Nov 14, 2025
Q3 2025
|
Occudo Quantitative Strategies LP
Fort Lauderdale, FL |
BUY
|
- |
10.5KNew |
$192K - $205K
|
10.5K
$184K
|
|
|
Nov 13, 2025
Q3 2025
|
Empowered Funds, LLC
|
BUY
|
- |
10.5K+ 49.99% |
$192K - $205K
|
31.4K
$552K
|
|
|
Jan 13, 2026
Q3 2025
|
Sanctuary Advisors, LLC
Indianapolis, IN |
BUY
|
- |
10.1KNew |
$186K - $198K
|
10.1K
$178K
|
|
|
Nov 14, 2025
Q3 2025
|
Triumph Capital Management
|
BUY
|
- |
9.48KNew |
$174K - $185K
|
9.48K
$167K
|
|
|
Nov 06, 2025
Q3 2025
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
8.88K+ 2.32% |
$163K - $173K
|
392K
$6.88M
|
|
|
Oct 23, 2025
Q3 2025
|
Sg Americas Securities, LLC
|
BUY
|
- |
8.7KNew |
$160K - $170K
|
8.7K
$153K
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
8.06K+ 19.28% |
$148K - $157K
|
49.9K
$876K
|
|
|
Nov 14, 2025
Q3 2025
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
7.7K+ 0.58% |
$141K - $150K
|
1.33M
$23.3M
|
|
|
Nov 13, 2025
Q3 2025
|
Wealthspire Advisors, LLC
New York, NY |
BUY
|
- |
7.51KNew |
$138K - $147K
|
7.51K
$132K
|
|
|
Oct 23, 2025
Q3 2025
|
State Of Alaska, Department Of Revenue
|
BUY
|
- |
7.5KNew |
$138K - $146K
|
7.5K
$132K
|
|
|
Nov 14, 2025
Q3 2025
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
7.09K+ 12.67% |
$130K - $138K
|
63K
$1.11M
|
|
|
Nov 12, 2025
Q3 2025
|
Left Brain Wealth Management, LLC
Naperville, IL |
BUY
|
- |
6.82K+ 2.4% |
$125K - $133K
|
291K
$5.11M
|
|
|
Nov 14, 2025
Q3 2025
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
6.74K+ 22.57% |
$124K - $132K
|
36.6K
$643K
|
|
|
Nov 05, 2025
Q3 2025
|
Waterloo Capital, L.P.
Austin, TX |
BUY
|
- |
6.7K+ 4.43% |
$123K - $131K
|
158K
$2.78M
|
|
|
Nov 14, 2025
Q3 2025
|
Toroso Investments, LLC
Massapequa, NY |
BUY
|
- |
5.94K+ 7.69% |
$109K - $116K
|
83.1K
$1.46M
|
|
|
Oct 20, 2025
Q3 2025
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
5.6K+ 42.75% |
$103K - $109K
|
18.7K
$329K
|
|
|
Nov 06, 2025
Q3 2025
|
Naviter Wealth, LLC
|
BUY
|
- |
5.31K+ 2.61% |
$97.5K - $104K
|
209K
$3.67M
|
|
|
Oct 28, 2025
Q3 2025
|
Eagle Global Advisors LLC
Houston, TX |
BUY
|
- |
5.05K+ 19.33% |
$92.6K - $98.6K
|
31.2K
$548K
|
|
|
Oct 06, 2025
Q3 2025
|
Heartwood Wealth Advisors LLC
|
BUY
|
- |
5KNew |
$91.7K - $97.7K
|
5K
$87.9K
|
|
|
Nov 14, 2025
Q3 2025
|
Wolverine Trading, LLC
Chicago, IL |
BUY
|
PUT |
4.9K+ 11.24% |
$89.9K - $95.7K
|
48.5K
$852K
|
|
|
Nov 04, 2025
Q3 2025
|
Guerra Advisors Inc
Miami, FL |
BUY
|
- |
4.84KNew |
$88.7K - $94.4K
|
4.84K
$85K
|
|
|
Nov 14, 2025
Q3 2025
|
State Street Corp
Boston, MA |
BUY
|
- |
4.7K+ 2.79% |
$86.3K - $91.8K
|
173K
$3.04M
|
|