Latest Institutional Purchases of Hercules Capital, Inc. (HTGC)
This list provides information on the latest institutional transactions involving Hercules Capital, Inc. (HTGC) stock that were buys. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the purchase has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Claybrook Capital, LLC
|
BUY
|
- |
32.6KNew |
$538K - $573K
|
32.6K
$700K
|
|
|
Oct 25, 2021
Q3 2021
|
Boston Trust Walden Corp
|
BUY
|
- |
11.4KNew |
$188K - $200K
|
11.4K
$245K
|
|
|
Nov 15, 2021
Q3 2021
|
Prelude Capital Management, LLC
New York, NY |
BUY
|
PUT |
10KNew |
$165K - $176K
|
10K
$215K
|
|
|
Nov 12, 2021
Q3 2021
|
Meridian Wealth Partners, LLC
Blue Bell, PA |
BUY
|
- |
1.67KNew |
$27.6K - $29.3K
|
1.67K
$35.9K
|
|
|
Oct 22, 2021
Q3 2021
|
Parallel Advisors, LLC
|
BUY
|
CALL |
1.38KNew |
$22.8K - $24.3K
|
1.38K
$29.7K
|
|
|
Nov 12, 2021
Q3 2021
|
Carmichael Hill & Associates, Inc.
|
BUY
|
- |
370New |
$6.11K - $6.5K
|
370
$7.94K
|
|
| Q2 2021 | |||||||
|
Aug 16, 2021
Q2 2021
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
350KNew |
$5.59M - $6.18M
|
350K
$7.52M
|
|
|
Aug 16, 2021
Q2 2021
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
PUT |
11KNew |
$176K - $194K
|
11K
$236K
|
|
| Q1 2021 | |||||||
|
Apr 05, 2021
Q1 2021
|
First National Bank Of Mount Dora, Trust Investment Services
|
BUY
|
- |
14.1K+ 92.53% |
$200K - $233K
|
29.2K
$628K
|
|
|
May 06, 2021
Q1 2021
|
First National Trust CO
|
BUY
|
- |
7K+ 55.42% |
$99.5K - $116K
|
19.6K
$422K
|
|
|
Apr 20, 2021
Q1 2021
|
Private Ocean, LLC
|
BUY
|
- |
2.47K+ 49.12% |
$35.1K - $41K
|
7.51K
$161K
|
|
|
Apr 15, 2021
Q1 2021
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
300New |
$4.26K - $4.98K
|
300
$6.44K
|
|
|
Apr 26, 2021
Q1 2021
|
Whittier Trust CO
|
BUY
|
- |
250New |
$3.55K - $4.15K
|
250
$5.37K
|
|
| Q4 2020 | |||||||
|
Feb 16, 2021
Q4 2020
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
BUY
|
CALL |
31KNew |
$345K - $447K
|
31K
$666K
|
|
| Q2 2020 | |||||||
|
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
5.1K+ 71.45% |
$33.9K - $60.3K
|
12.2K
$263K
|
|
|
Aug 11, 2020
Q2 2020
|
Demars Financial Group, LLC
|
BUY
|
- |
117New |
$777 - $1.38K
|
117
$2.51K
|
|
| Q1 2020 | |||||||
|
May 15, 2020
Q1 2020
|
Atom Investors LP
Austin, TX |
BUY
|
PUT |
2.6KNew |
$17.7K - $41.6K
|
2.6K
$55.8K
|
|
|
May 15, 2020
Q1 2020
|
Orion Portfolio Solutions, LLC
|
BUY
|
- |
1.16KNew |
$7.88K - $18.5K
|
1.16K
$24.8K
|
|
| Q4 2019 | |||||||
|
Sep 01, 2023
Q4 2019
|
Artemis Wealth Advisors, LLC
|
BUY
|
- |
671New |
$8.71K - $9.69K
|
671
$14.4K
|
|
| Q3 2019 | |||||||
|
Nov 13, 2019
Q3 2019
|
Ack Asset Management LLC
Greenwich, CT |
BUY
|
- |
12.1KNew |
$153K - $163K
|
12.1K
$260K
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Hbk Investments L P
Dallas, TX |
BUY
|
- |
36.6K+ 29.11% |
$389K - $486K
|
162K
$3.48M
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
136KNew |
$1.73M - $1.86M
|
136K
$2.92M
|
|
| Q1 2018 | |||||||
|
Nov 09, 2023
Q1 2018
|
Brewin Dolphin LTD
London, X0 |
BUY
|
- |
7KNew |
$83.2K - $92.8K
|
7K
$150K
|
|
| Q3 2017 | |||||||
|
Oct 18, 2017
Q3 2017
|
Shell Asset Management CO
The Hague, P7 |
BUY
|
- |
92.9KNew |
$1.12M - $1.25M
|
92.9K
$2M
|
|
|
Nov 15, 2017
Q3 2017
|
Highlander Capital Management, LLC
Short Hills, NJ |
BUY
|
- |
3.53KNew |
$42.5K - $47.3K
|
3.53K
$75.8K
|
|