Latest Institutional Sells of Hercules Capital, Inc. (HTGC)
This list provides information on the latest institutional transactions involving Hercules Capital, Inc. (HTGC) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2025
Q3 2025
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-1.55M- 53.17% |
$28.4M - $30.2M
|
1.36M
$23.9M
|
|
|
Nov 14, 2025
Q3 2025
|
Cubist Systematic Strategies, LLC
Stamford, CT |
SELL
|
- |
-303K- 67.77% |
$5.56M - $5.92M
|
144K
$2.53M
|
|
|
Nov 07, 2025
Q3 2025
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-261K- 38.37% |
$4.79M - $5.1M
|
420K
$7.37M
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-256K- 17.9% |
$4.69M - $5M
|
1.17M
$20.6M
|
|
|
Nov 14, 2025
Q3 2025
|
Credit Agricole S A
|
SELL
|
- |
-249K- 47.14% |
$4.56M - $4.85M
|
279K
$4.9M
|
|
|
Nov 14, 2025
Q3 2025
|
Twinbeech Capital LP
Purchase, NY |
SELL
|
- |
-241K- 91.61% |
$4.42M - $4.7M
|
22.1K
$388K
|
|
|
Oct 10, 2025
Q3 2025
|
Sound Income Strategies, LLC
|
SELL
|
- |
-177K- 6.06% |
$3.25M - $3.47M
|
2.75M
$48.4M
|
|
|
Oct 30, 2025
Q3 2025
|
Baker Avenue Asset Management, LP
|
SELL
|
- |
-162K- 93.65% |
$2.98M - $3.17M
|
11K
$194K
|
|
|
Nov 14, 2025
Q3 2025
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-161K- 42.1% |
$2.96M - $3.15M
|
222K
$3.9M
|
|
|
Nov 14, 2025
Q3 2025
|
Balyasny Asset Management LLC
Chicago, IL |
SELL
|
- |
-134K- 87.42% |
$2.45M - $2.61M
|
19.3K
$339K
|
|
|
Nov 14, 2025
Q3 2025
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-125K- 6.01% |
$2.3M - $2.45M
|
1.96M
$34.4M
|
|
|
Nov 13, 2025
Q3 2025
|
Jump Financial, LLC
Chicago, IL |
SELL
|
- |
-119K- 45.32% |
$2.19M - $2.33M
|
144K
$2.53M
|
|
|
Oct 28, 2025
Q3 2025
|
Campbell & CO Investment Adviser LLC
Baltimore, MD |
SELL
|
- |
-107K- 63.55% |
$1.96M - $2.09M
|
61.4K
$1.08M
|
|
|
Nov 14, 2025
Q3 2025
|
Engineers Gate Manager LP
New York, NY |
SELL
|
- |
-83.6K- 34.72% |
$1.53M - $1.63M
|
157K
$2.76M
|
|
|
Nov 14, 2025
Q3 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
PUT |
-82.1K- 39.68% |
$1.51M - $1.6M
|
125K
$2.19M
|
|
|
Oct 14, 2025
Q3 2025
|
Confluence Investment Management LLC
|
SELL
|
- |
-81.3K- 21.18% |
$1.49M - $1.59M
|
303K
$5.32M
|
|
|
Nov 13, 2025
Q3 2025
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-81K- 6.46% |
$1.49M - $1.58M
|
1.17M
$20.6M
|
|
|
Nov 07, 2025
Q3 2025
|
Denali Advisors LLC
|
SELL
|
- |
-68.3K- 20.45% |
$1.25M - $1.33M
|
266K
$4.67M
|
|
|
Nov 14, 2025
Q3 2025
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-64.1K- 11.48% |
$1.18M - $1.25M
|
494K
$8.68M
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-58.5K- 20.37% |
$1.07M - $1.14M
|
229K
$4.02M
|
|
|
Nov 14, 2025
Q3 2025
|
Voloridge Investment Management, LLC
Jupiter, FL |
SELL
|
- |
-51.8K- 8.21% |
$950K - $1.01M
|
579K
$10.2M
|
|
|
Nov 12, 2025
Q3 2025
|
Group One Trading, L.P.
Chicago, IL |
SELL
|
- |
-50.3K- 88.55% |
$923K - $983K
|
6.5K
$114K
|
|
|
Oct 31, 2025
Q3 2025
|
Y Intercept (Hong Kong) LTD
|
SELL
|
- |
-44.8K- 45.94% |
$821K - $874K
|
52.7K
$926K
|
|
|
Nov 14, 2025
Q3 2025
|
Verition Fund Management LLC
Greenwich, CT |
SELL
|
- |
-39.8K- 51.54% |
$730K - $777K
|
37.4K
$658K
|
|
|
Nov 14, 2025
Q3 2025
|
S&T Bank
Indiana, PA |
SELL
|
- |
-39.4K- 13.65% |
$722K - $769K
|
249K
$4.38M
|
|
|
Nov 14, 2025
Q3 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-38K- 11.62% |
$697K - $742K
|
289K
$5.08M
|
|
|
Nov 13, 2025
Q3 2025
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-35K- 44.36% |
$642K - $684K
|
43.9K
$772K
|
|
|
Nov 12, 2025
Q3 2025
|
Neuberger Berman Group LLC
New York, NY |
SELL
|
- |
-27.6K- 7.91% |
$507K - $540K
|
322K
$5.65M
|
|
|
Nov 14, 2025
Q3 2025
|
Truvestments Capital LLC
Sarasota, FL |
SELL
|
- |
-22.5K- 10.67% |
$413K - $440K
|
189K
$3.31M
|
|
|
Nov 12, 2025
Q3 2025
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-15.4K- 79.57% |
$283K - $302K
|
3.97K
$69.7K
|
|
|
Nov 14, 2025
Q3 2025
|
Squarepoint Ops LLC
New York, NY |
SELL
|
- |
-12.5K- 25.35% |
$229K - $244K
|
36.7K
$645K
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
SELL
|
- |
-12.2K- 41.43% |
$225K - $239K
|
17.3K
$304K
|
|
|
Nov 13, 2025
Q3 2025
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-11K- 49.11% |
$202K - $216K
|
11.4K
$201K
|
|
|
Nov 03, 2025
Q3 2025
|
Golden State Wealth Management, LLC
Santa Ana, CA |
SELL
|
- |
-11K- 14.51% |
$201K - $214K
|
64.6K
$1.13M
|
|
|
Oct 27, 2025
Q3 2025
|
Concurrent Investment Advisors, LLC
Tampa, FL |
SELL
|
- |
-9.89K- 29.98% |
$181K - $193K
|
23.1K
$406K
|
|
|
Oct 14, 2025
Q3 2025
|
Big Sur Wealth Management LLC
Miami, FL |
SELL
|
- |
-9K- 23.38% |
$165K - $176K
|
29.5K
$518K
|
|
|
Nov 12, 2025
Q3 2025
|
Quantbot Technologies LP
New York, NY |
SELL
|
- |
-8.89K- 6.27% |
$163K - $174K
|
133K
$2.34M
|
|
|
Nov 13, 2025
Q3 2025
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-8.21K- 12.19% |
$151K - $160K
|
59.1K
$1.04M
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-6.94K- 5.74% |
$127K - $136K
|
114K
$2M
|
|
|
Nov 17, 2025
Q3 2025
|
Caxton Associates LLP
London, |
SELL
|
- |
-6.92K- 20.17% |
$127K - $135K
|
27.4K
$481K
|
|
|
Nov 06, 2025
Q3 2025
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-6.85K- 9.43% |
$126K - $134K
|
65.8K
$1.16M
|
|
|
Nov 13, 2025
Q3 2025
|
Virtus Investment Advisers, Inc.
Hartford, CT |
SELL
|
- |
-6.44K- 13.58% |
$118K - $126K
|
41K
$720K
|
|
|
Nov 14, 2025
Q3 2025
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-6.38K- 29.14% |
$117K - $125K
|
15.5K
$272K
|
|
|
Nov 04, 2025
Q3 2025
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-5.31K- 8.99% |
$97.4K - $104K
|
53.7K
$944K
|
|
|
Nov 13, 2025
Q3 2025
|
Global Endowment Management, LP
Charlotte, NC |
SELL
|
- |
-5K- 25.0% |
$91.7K - $97.7K
|
15K
$264K
|
|
|
Nov 07, 2025
Q3 2025
|
Essex Financial Services, Inc.
|
SELL
|
- |
-4.73K- 7.74% |
$86.8K - $92.4K
|
56.4K
$991K
|
|
|
Nov 12, 2025
Q3 2025
|
Anfield Capital Management, LLC
Newport Beach, CA |
SELL
|
- |
-3.92K- 26.58% |
$71.9K - $76.6K
|
10.8K
$190K
|
|
|
Nov 14, 2025
Q3 2025
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-3.9K- 81.51% |
$71.5K - $76.1K
|
884
$15.5K
|
|
|
Nov 10, 2025
Q3 2025
|
Kovitz Investment Group Partners, LLC
|
SELL
|
- |
-3.73K- 11.74% |
$68.4K - $72.8K
|
28K
$493K
|
|
|
Nov 13, 2025
Q3 2025
|
Diligent Investors, LLC
|
SELL
|
- |
-3.48K- 12.43% |
$63.8K - $68K
|
24.5K
$431K
|
|