Latest Institutional Sells of Hercules Capital, Inc. (HTGC)
This list provides information on the latest institutional transactions involving Hercules Capital, Inc. (HTGC) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2025
Q3 2025
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
SELL
|
- |
-3.2K- 23.23% |
$58.7K - $62.5K
|
10.6K
$186K
|
|
|
Nov 14, 2025
Q3 2025
|
Ci Private Wealth, LLC
Miami, FL |
SELL
|
- |
-3.17K- 5.73% |
$58K - $61.8K
|
52.1K
$915K
|
|
|
Nov 14, 2025
Q3 2025
|
Atom Investors LP
Austin, TX |
SELL
|
- |
-2.89K- 0.74% |
$53K - $56.4K
|
386K
$6.77M
|
|
|
Nov 21, 2025
Q3 2025
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-2.73K- 2.39% |
$50K - $53.2K
|
111K
$1.96M
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-2.46K- 0.43% |
$45.2K - $48.1K
|
567K
$9.96M
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-2.35K- 1.64% |
$43.1K - $45.9K
|
141K
$2.48M
|
|
|
Nov 12, 2025
Q3 2025
|
Principal Securities, Inc.
Des Moines, IA |
SELL
|
- |
-2.31K- 21.08% |
$42.3K - $45.1K
|
8.64K
$152K
|
|
|
Nov 14, 2025
Q3 2025
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-2.29K- 2.2% |
$42K - $44.7K
|
102K
$1.78M
|
|
|
Nov 04, 2025
Q3 2025
|
Chung Wu Investment Group, LLC
Sugar Land, TX |
SELL
|
- |
-2.2K- 14.49% |
$40.3K - $43K
|
13K
$228K
|
|
|
Oct 15, 2025
Q3 2025
|
Delphi Management Inc /Ma/
Boston, MA |
SELL
|
- |
-1.76K- 2.3% |
$32.3K - $34.4K
|
74.7K
$1.31M
|
|
|
Nov 14, 2025
Q3 2025
|
Aquatic Capital Management LLC
Chicago, IL |
SELL
|
- |
-1.7K- 31.41% |
$31.2K - $33.2K
|
3.72K
$65.3K
|
|
|
Nov 14, 2025
Q3 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-1.51K- 12.73% |
$27.6K - $29.4K
|
10.3K
$181K
|
|
|
Oct 29, 2025
Q3 2025
|
Financial Advisory Service, Inc.
|
SELL
|
- |
-1.5K- 0.8% |
$27.5K - $29.2K
|
185K
$3.25M
|
|
|
Oct 06, 2025
Q3 2025
|
Mirador Capital Partners LP
|
SELL
|
- |
-1.43K- 3.14% |
$26.3K - $28K
|
44.2K
$776K
|
|
|
Nov 14, 2025
Q3 2025
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-1.4K- 9.99% |
$25.7K - $27.3K
|
12.6K
$222K
|
|
|
Oct 22, 2025
Q3 2025
|
Cerity Partners LLC
New York, NY |
SELL
|
- |
-1.33K- 4.44% |
$24.4K - $26K
|
28.6K
$502K
|
|
|
Nov 14, 2025
Q3 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-1.08K- 6.41% |
$19.8K - $21.1K
|
15.8K
$278K
|
|
|
Nov 19, 2025
Q3 2025
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-1.07K- 7.87% |
$19.5K - $20.8K
|
12.5K
$219K
|
|
|
Nov 12, 2025
Q3 2025
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-1.02K- 14.93% |
$18.6K - $19.8K
|
5.78K
$102K
|
|
|
Nov 14, 2025
Q3 2025
|
Bramshill Investments, LLC
Naples, FL |
SELL
|
- |
-886- 2.33% |
$16.2K - $17.3K
|
37.1K
$652K
|
|
|
Nov 12, 2025
Q3 2025
|
Nomura Asset Management CO LTD
Tokyo, M0 |
SELL
|
- |
-860- 5.73% |
$15.8K - $16.8K
|
14.2K
$249K
|
|
|
Nov 13, 2025
Q3 2025
|
Colonial River Wealth Management, LLC
Midlothian, VA |
SELL
|
- |
-850- 5.24% |
$15.6K - $16.6K
|
15.4K
$270K
|
|
|
Nov 07, 2025
Q3 2025
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
SELL
|
- |
-850- 5.24% |
$15.6K - $16.6K
|
15.4K
$270K
|
|
|
Nov 06, 2025
Q3 2025
|
Wedbush Securities Inc
|
SELL
|
- |
-818- 5.55% |
$15K - $16K
|
13.9K
$245K
|
|
|
Nov 14, 2025
Q3 2025
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-800- 5.45% |
$14.7K - $15.6K
|
13.9K
$244K
|
|
|
Nov 12, 2025
Q3 2025
|
Cedar Wealth Management, LLC
Walnut Creek, CA |
SELL
|
- |
-800- 8.2% |
$14.7K - $15.6K
|
8.96K
$157K
|
|
|
Nov 10, 2025
Q3 2025
|
Mai Capital Management
|
SELL
|
- |
-791- 13.6% |
$14.5K - $15.4K
|
5.02K
$88.3K
|
|
|
Oct 15, 2025
Q3 2025
|
Cwm, LLC
|
SELL
|
- |
-661- 47.86% |
$12.1K - $12.9K
|
720
$12.7K
|
|
|
Oct 21, 2025
Q3 2025
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-563- 10.4% |
$10.3K - $11K
|
4.85K
$85.2K
|
|
|
Nov 14, 2025
Q3 2025
|
Creegan & Nassoura Financial Group, LLC
Portsmouth, NH |
SELL
|
- |
-500- 0.62% |
$9.17K - $9.77K
|
79.7K
$1.4M
|
|
|
Nov 10, 2025
Q3 2025
|
Us Bancorp \De\
|
SELL
|
- |
-500- 1.19% |
$9.17K - $9.77K
|
41.5K
$729K
|
|
|
Oct 23, 2025
Q3 2025
|
Pasadena Private Wealth, LLC
Pasadena, CA |
SELL
|
- |
-500- 2.71% |
$9.17K - $9.77K
|
17.9K
$315K
|
|
|
Nov 07, 2025
Q3 2025
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-380- 0.14% |
$6.97K - $7.42K
|
268K
$4.71M
|
|
|
Nov 13, 2025
Q3 2025
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
SELL
|
- |
-373- 0.45% |
$6.84K - $7.28K
|
81.7K
$1.43M
|
|
|
Oct 24, 2025
Q3 2025
|
Org Partners LLC
Roanoke, IN |
SELL
|
- |
-331- 2.82% |
$6.07K - $6.46K
|
11.4K
$201K
|
|
|
Nov 03, 2025
Q3 2025
|
Archer Investment Corp
|
SELL
|
- |
-296- 12.7% |
$5.43K - $5.78K
|
2.04K
$35.8K
|
|
|
Oct 29, 2025
Q3 2025
|
Inspire Advisors, LLC
Meridian, ID |
SELL
|
- |
-282- 1.54% |
$5.17K - $5.51K
|
18K
$316K
|
|
|
Oct 07, 2025
Q3 2025
|
1620 Investment Advisors, Inc.
Plymouth, MA |
SELL
|
- |
-282- 0.9% |
$5.17K - $5.51K
|
31.1K
$546K
|
|
|
Nov 13, 2025
Q3 2025
|
Comerica Bank
|
SELL
|
- |
-255- 4.49% |
$4.68K - $4.98K
|
5.43K
$95.3K
|
|
|
Oct 21, 2025
Q3 2025
|
Steel Peak Wealth Management LLC
|
SELL
|
- |
-248- 0.65% |
$4.55K - $4.84K
|
38K
$668K
|
|
|
Nov 12, 2025
Q3 2025
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-202- 0.18% |
$3.7K - $3.95K
|
112K
$1.97M
|
|
|
Oct 15, 2025
Q3 2025
|
Future Financial Wealth Managment LLC
|
SELL
|
- |
-200- 0.66% |
$3.67K - $3.91K
|
30.2K
$530K
|
|
|
Dec 02, 2025
Q3 2025
|
Ifp Advisors, Inc
|
SELL
|
- |
-175- 1.9% |
$3.21K - $3.42K
|
9.04K
$159K
|
|
|
Nov 13, 2025
Q3 2025
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-161- 0.51% |
$2.95K - $3.14K
|
31.2K
$548K
|
|
|
Nov 03, 2025
Q3 2025
|
Truist Financial Corp
|
SELL
|
- |
-158- 0.52% |
$2.9K - $3.09K
|
30.3K
$532K
|
|
|
Nov 14, 2025
Q3 2025
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-151- 76.65% |
$2.77K - $2.95K
|
46
$808
|
|
|
Nov 13, 2025
Q3 2025
|
Advisory Research Inc
Chicago, IL |
SELL
|
- |
-112- 0.94% |
$2.05K - $2.19K
|
11.8K
$208K
|
|
|
Oct 17, 2025
Q3 2025
|
Chesapeake Asset Management LLC
New York, NY |
SELL
|
- |
-76- 3.13% |
$1.39K - $1.48K
|
2.35K
$41.3K
|
|
|
Nov 14, 2025
Q3 2025
|
Swan Capital LLC
Pensacola, FL |
SELL
|
- |
-64- 25.3% |
$1.17K - $1.25K
|
189
$3.32K
|
|
|
Nov 12, 2025
Q3 2025
|
Parallel Advisors, LLC
|
SELL
|
- |
-36- 0.24% |
$660 - $703
|
14.7K
$258K
|
|