Latest Institutional Sells of Hercules Capital, Inc. (HTGC)
This list provides information on the latest institutional transactions involving Hercules Capital, Inc. (HTGC) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 15, 2025
Q3 2025
|
Brookstone Capital Management
|
SELL
|
- |
-13- 0.1% |
$238 - $254
|
12.8K
$226K
|
|
| Q2 2025 | |||||||
|
Jul 25, 2025
Q2 2025
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-216K- 90.47% |
$3.5M - $4.12M
|
22.7K
$399K
|
|
|
Aug 07, 2025
Q2 2025
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-51.7K- 58.43% |
$840K - $988K
|
36.8K
$647K
|
|
|
Jul 21, 2025
Q2 2025
|
Mirae Asset Global Investments Co., Ltd.
|
SELL
|
- |
-16.4K- 73.22% |
$266K - $313K
|
6K
$105K
|
|
|
Nov 21, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-15.7K- 1.95% |
$255K - $300K
|
788K
$13.9M
|
|
|
Jul 31, 2025
Q2 2025
|
Nisa Investment Advisors, LLC
|
SELL
|
- |
-9.23K- 98.15% |
$150K - $176K
|
174
$3.06K
|
|
|
Aug 13, 2025
Q2 2025
|
Prossimo Advisors, LLC
San Luis Obispo, CA |
SELL
|
- |
-4.37K- 25.03% |
$71K - $83.5K
|
13.1K
$230K
|
|
|
Aug 14, 2025
Q2 2025
|
Dark Forest Capital Management LP
Weston, CT |
SELL
|
- |
-3.69K- 12.01% |
$60K - $70.6K
|
27.1K
$475K
|
|
|
Jul 07, 2025
Q2 2025
|
Salem Investment Counselors Inc
Winston Salem, NC |
SELL
|
- |
-746- 51.59% |
$12.1K - $14.2K
|
700
$12.3K
|
|
|
Aug 11, 2025
Q2 2025
|
Delta Asset Management LLC
Memphis, TN |
SELL
|
- |
-10- 0.44% |
$162 - $191
|
2.25K
$39.6K
|
|
|
Dec 18, 2025
Q2 2025
|
Danske Bank A/S
Copenhagen K, G7 |
SELL
|
- |
-2Closed |
$32.5 - $38.2
|
0
$0
|
|
| Q1 2025 | |||||||
|
May 15, 2025
Q1 2025
|
Ares Management LLC
Los Angeles, CA |
SELL
|
- |
-25K- 11.03% |
$450K - $550K
|
202K
$3.54M
|
|
|
May 15, 2025
Q1 2025
|
Point72 Hong Kong LTD
Hong Kong, K3 |
SELL
|
- |
-3.81K- 95.13% |
$68.6K - $83.8K
|
195
$3.43K
|
|
|
May 07, 2025
Q1 2025
|
Prosperity Consulting Group, LLC
|
SELL
|
- |
-2.74K- 20.42% |
$49.3K - $60.2K
|
10.7K
$187K
|
|
|
May 02, 2025
Q1 2025
|
Creekmur Asset Management LLC
Morton, IL |
SELL
|
- |
-2.34K- 99.96% |
$42.1K - $51.4K
|
1
$17.6
|
|
|
Apr 28, 2025
Q1 2025
|
Strategic Financial Concepts, LLC
San Antonio, TX |
SELL
|
- |
-2.15K- 13.19% |
$38.7K - $47.3K
|
14.2K
$249K
|
|
|
May 13, 2025
Q1 2025
|
Caitong International Asset Management Co., LTD
Hong Kong, K3 |
SELL
|
- |
-568- 69.61% |
$10.2K - $12.5K
|
248
$4.36K
|
|
|
Apr 09, 2025
Q1 2025
|
Fulton Bank, N.A.
|
SELL
|
- |
-500- 3.75% |
$9.01K - $11K
|
12.8K
$225K
|
|
| Q4 2024 | |||||||
|
Jan 31, 2025
Q4 2024
|
Good Life Advisors, LLC
|
SELL
|
- |
-14.5K- 50.0% |
$269K - $293K
|
14.5K
$255K
|
|
|
Feb 13, 2025
Q4 2024
|
Crestline Management, LP
Fort Worth, TX |
SELL
|
- |
-12.8K- 34.24% |
$237K - $259K
|
24.6K
$432K
|
|
|
Jan 31, 2025
Q4 2024
|
Sanctuary Advisors, LLC
Indianapolis, IN |
SELL
|
- |
-7.29K- 38.72% |
$135K - $147K
|
11.5K
$203K
|
|
|
Feb 13, 2025
Q4 2024
|
Alps Advisors Inc
Denver, CO |
SELL
|
- |
-2.34K- 4.22% |
$43.3K - $47.2K
|
53K
$932K
|
|
|
Feb 14, 2025
Q4 2024
|
Brown Advisory Inc
|
SELL
|
- |
-1K- 5.58% |
$18.5K - $20.2K
|
16.9K
$297K
|
|
|
Feb 04, 2025
Q4 2024
|
Rothschild Investment LLC
Chicago, IL |
SELL
|
- |
-750- 88.24% |
$13.9K - $15.2K
|
100
$1.76K
|
|
|
Jan 29, 2025
Q4 2024
|
Latitude Advisors, LLC
|
SELL
|
- |
-219- 2.11% |
$4.06K - $4.43K
|
10.2K
$179K
|
|
| Q3 2024 | |||||||
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-283K- 46.7% |
$5.01M - $6.13M
|
323K
$5.67M
|
|
|
Nov 14, 2024
Q3 2024
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-86K- 78.78% |
$1.52M - $1.86M
|
23.2K
$407K
|
|
|
Nov 08, 2024
Q3 2024
|
Flputnam Investment Management CO
Portland, ME |
SELL
|
- |
-5.13K- 95.35% |
$90.9K - $111K
|
250
$4.39K
|
|
|
Nov 13, 2024
Q3 2024
|
C M Bidwell & Associates LTD
Honolulu, HI |
SELL
|
- |
-540- 12.92% |
$9.56K - $11.7K
|
3.64K
$64K
|
|
|
Feb 03, 2025
Q3 2024
|
Tucker Asset Management LLC
Littleton, CO |
SELL
|
- |
-464- 95.87% |
$8.22K - $10.1K
|
20
$351
|
|
|
Oct 24, 2024
Q3 2024
|
Old Port Advisors
|
SELL
|
- |
-432- 4.02% |
$7.65K - $9.36K
|
10.3K
$181K
|
|
|
Nov 14, 2024
Q3 2024
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-144- 10.33% |
$2.55K - $3.12K
|
1.25K
$22K
|
|
| Q2 2024 | |||||||
|
Aug 14, 2024
Q2 2024
|
D. E. Shaw & Co., Inc.
New York, NY |
SELL
|
CALL |
-5K- 33.33% |
$89.8K - $102K
|
10K
$176K
|
|
|
Aug 19, 2024
Q2 2024
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-2.18K- 14.37% |
$39.1K - $44.5K
|
13K
$228K
|
|
|
Aug 14, 2024
Q2 2024
|
Greenwich Investment Management, Inc.
Stamford, CT |
SELL
|
- |
-630- 2.66% |
$11.3K - $12.9K
|
23.1K
$406K
|
|
| Q1 2024 | |||||||
|
May 09, 2024
Q1 2024
|
Chesapeake Capital Corp /Il/
Richmond, VA |
SELL
|
- |
-15.3K- 25.61% |
$256K - $288K
|
44.5K
$782K
|
|
|
Apr 19, 2024
Q1 2024
|
Cutler Group LP
|
SELL
|
CALL |
-10.8K- 99.08% |
$180K - $203K
|
100
$1.76K
|
|
|
Jun 21, 2024
Q1 2024
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
SELL
|
- |
-3.21K- 95.97% |
$53.6K - $60.3K
|
135
$2.37K
|
|
|
May 02, 2024
Q1 2024
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-758- 5.18% |
$12.6K - $14.2K
|
13.9K
$244K
|
|
|
May 15, 2024
Q1 2024
|
Community Bank, N.A.
|
SELL
|
- |
-250- 28.57% |
$4.17K - $4.69K
|
625
$11K
|
|
|
Aug 08, 2024
Q1 2024
|
Abound Wealth Management
Franklin, TN |
SELL
|
- |
-90Closed |
$1.5K - $1.69K
|
0
$0
|
|
|
May 01, 2024
Q1 2024
|
Ronald Blue Trust, Inc.
Brentwood, TN |
SELL
|
- |
-19- 0.47% |
$317 - $357
|
4K
$70.3K
|
|
| Q4 2023 | |||||||
|
Jan 26, 2024
Q4 2023
|
Miller Howard Investments Inc
|
SELL
|
- |
-130K- 32.5% |
$1.96M - $2.2M
|
270K
$4.74M
|
|
|
Feb 13, 2024
Q4 2023
|
Quadrature Capital LTD
London, X0 |
SELL
|
- |
-1.58K- 8.58% |
$23.8K - $26.7K
|
16.8K
$295K
|
|
|
Mar 05, 2024
Q4 2023
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
SELL
|
- |
-600- 4.8% |
$9.05K - $10.2K
|
11.9K
$209K
|
|
| Q3 2023 | |||||||
|
Nov 07, 2023
Q3 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-6.91K- 33.49% |
$103K - $125K
|
13.7K
$241K
|
|
|
Oct 24, 2023
Q3 2023
|
Channel Wealth LLC
Santa Barbara, CA |
SELL
|
- |
-809- 6.22% |
$12K - $14.6K
|
12.2K
$214K
|
|
| Q2 2023 | |||||||
|
Aug 11, 2023
Q2 2023
|
Ubs Group Ag
|
SELL
|
PUT |
-10K- 28.57% |
$124K - $151K
|
25K
$439K
|
|
|
Jan 12, 2024
Q2 2023
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-5.86K- 24.93% |
$72.5K - $88.4K
|
17.6K
$310K
|
|
|
Jul 20, 2023
Q2 2023
|
C2 C Wealth Management, LLC
|
SELL
|
- |
-2.15K- 5.35% |
$26.6K - $32.3K
|
38K
$667K
|
|