Latest Institutional Sells of Hercules Capital, Inc. (HTGC)
This list provides information on the latest institutional transactions involving Hercules Capital, Inc. (HTGC) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 07, 2023
Q2 2023
|
Vestmark Advisory Solutions, Inc.
|
SELL
|
- |
-1.24K- 7.25% |
$15.4K - $18.8K
|
15.9K
$280K
|
|
|
Aug 11, 2023
Q2 2023
|
Quest Investment Management LLC
Lake Oswego, OR |
SELL
|
- |
-1.2K- 7.84% |
$14.9K - $18.1K
|
14.1K
$248K
|
|
|
Aug 14, 2023
Q2 2023
|
Schonfeld Strategic Advisors LLC
New York, NY |
SELL
|
PUT |
-100- 0.4% |
$1.24K - $1.51K
|
25K
$439K
|
|
| Q1 2023 | |||||||
|
May 15, 2023
Q1 2023
|
Caption Management, LLC
Oklahoma City, OK |
SELL
|
PUT |
-429K- 71.45% |
$4.96M - $6.97M
|
172K
$3.02M
|
|
|
May 12, 2023
Q1 2023
|
Ica Group Wealth Management, LLC
Denver, CO |
SELL
|
- |
-1K- 33.33% |
$11.6K - $16.2K
|
2K
$35.1K
|
|
| Q4 2022 | |||||||
|
Feb 10, 2023
Q4 2022
|
Granite Investment Partners, LLC
|
SELL
|
- |
-17.7K- 2.14% |
$205K - $265K
|
811K
$14.3M
|
|
|
Feb 10, 2023
Q4 2022
|
Heritage Trust CO
Oklahoma City, OK |
SELL
|
- |
-16.1K- 57.66% |
$187K - $241K
|
11.9K
$208K
|
|
|
Feb 08, 2023
Q4 2022
|
Lsv Asset Management
Chicago, IL |
SELL
|
- |
-2.5K- 2.03% |
$29K - $37.3K
|
121K
$2.12M
|
|
|
Jan 26, 2023
Q4 2022
|
Granite Shares Advisors LLC
|
SELL
|
- |
-726- 1.53% |
$8.41K - $10.8K
|
46.6K
$819K
|
|
| Q3 2022 | |||||||
|
Nov 14, 2022
Q3 2022
|
Pictet North America Advisors Sa
|
SELL
|
- |
-62.9K- 48.35% |
$720K - $1.6M
|
67.2K
$1.18M
|
|
|
Nov 10, 2022
Q3 2022
|
Banque Pictet & Cie Sa
|
SELL
|
- |
-62.9K- 48.35% |
$720K - $1.6M
|
67.2K
$1.18M
|
|
|
Nov 21, 2022
Q3 2022
|
Four Thought Financial, LLC
Venice, FL |
SELL
|
- |
-2.12K- 6.57% |
$24.3K - $53.9K
|
30.1K
$529K
|
|
|
Oct 27, 2022
Q3 2022
|
Redhawk Wealth Advisors, Inc.
Minneapolis, MN |
SELL
|
- |
-1.63K- 12.35% |
$18.7K - $41.6K
|
11.6K
$204K
|
|
|
Aug 16, 2024
Q3 2022
|
Td Private Client Wealth LLC
New York, NY |
SELL
|
- |
-1.49KClosed |
$17K - $37.9K
|
0
$0
|
|
|
Oct 13, 2022
Q3 2022
|
Activest Wealth Management
|
SELL
|
- |
-765Closed |
$8.76K - $19.5K
|
0
$0
|
|
| Q2 2022 | |||||||
|
Aug 15, 2022
Q2 2022
|
1832 Asset Management L.P.
Toronto, A6 |
SELL
|
- |
-588KClosed |
$7.53M - $11.1M
|
0
$0
|
|
|
Jul 19, 2022
Q2 2022
|
Leeward Investments, LLC Ma
|
SELL
|
- |
-147K- 18.49% |
$1.89M - $2.78M
|
649K
$11.4M
|
|
|
Aug 15, 2022
Q2 2022
|
Caxton Associates LP
New York, NY |
SELL
|
- |
-47.5KClosed |
$610K - $899K
|
0
$0
|
|
|
Jul 11, 2022
Q2 2022
|
Greylin Investment Mangement Inc
|
SELL
|
- |
-44.9KClosed |
$576K - $849K
|
0
$0
|
|
|
Aug 05, 2022
Q2 2022
|
Coastal Bridge Advisors, LLC
|
SELL
|
- |
-19.5K- 62.28% |
$250K - $369K
|
11.8K
$207K
|
|
|
Jul 14, 2022
Q2 2022
|
Peak Financial Advisors LLC
|
SELL
|
- |
-11.3KClosed |
$145K - $214K
|
0
$0
|
|
|
Aug 12, 2022
Q2 2022
|
Allianz Asset Management Gmb H
Munich, 2M |
SELL
|
- |
-6.94K- 20.87% |
$89K - $131K
|
26.3K
$462K
|
|
|
Aug 16, 2022
Q2 2022
|
Neo Ivy Capital Management
New York, NY |
SELL
|
- |
-5.66KClosed |
$72.5K - $107K
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Tcwp LLC
Tampa, FL |
SELL
|
- |
-5.2KClosed |
$66.6K - $98.2K
|
0
$0
|
|
|
Jul 12, 2022
Q2 2022
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-2KClosed |
$25.6K - $37.8K
|
0
$0
|
|
|
Jul 18, 2022
Q2 2022
|
Money Concepts Capital Corp
|
SELL
|
- |
-1.87K- 67.5% |
$24K - $35.3K
|
900
$15.8K
|
|
|
Aug 04, 2022
Q2 2022
|
Bedel Financial Consulting, Inc.
|
SELL
|
- |
-1.5KClosed |
$19.2K - $28.4K
|
0
$0
|
|
|
Aug 16, 2022
Q2 2022
|
Core First Bank & Trust
Topeka, KS |
SELL
|
- |
-1.23KClosed |
$15.7K - $23.2K
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-1.16K- 8.14% |
$14.8K - $21.8K
|
13K
$229K
|
|
|
Jul 08, 2022
Q2 2022
|
Covington Capital Management
|
SELL
|
- |
-992- 39.81% |
$12.7K - $18.8K
|
1.5K
$26.4K
|
|
|
Aug 15, 2022
Q2 2022
|
State Of Wyoming
Cheyenne, WY |
SELL
|
- |
-903Closed |
$11.6K - $17.1K
|
0
$0
|
|
|
Aug 10, 2022
Q2 2022
|
High Net Worth Advisory Group LLC
Naples, FL |
SELL
|
- |
-700- 14.89% |
$8.97K - $13.2K
|
4K
$70.3K
|
|
|
Aug 11, 2022
Q2 2022
|
Monetary Management Group Inc
St Louis, MO |
SELL
|
- |
-600Closed |
$7.69K - $11.3K
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Wealth Quarterback LLC
Toms River, NJ |
SELL
|
- |
-535Closed |
$6.86K - $10.1K
|
0
$0
|
|
|
Aug 05, 2022
Q2 2022
|
Motco
|
SELL
|
- |
-300Closed |
$3.85K - $5.67K
|
0
$0
|
|
|
Jul 22, 2022
Q2 2022
|
Gemmer Asset Management LLC
|
SELL
|
- |
-300Closed |
$3.85K - $5.67K
|
0
$0
|
|
|
Aug 11, 2022
Q2 2022
|
Bivin & Associates, Inc.
Ponca City, OK |
SELL
|
- |
-200Closed |
$2.56K - $3.78K
|
0
$0
|
|
|
Aug 04, 2022
Q2 2022
|
Fifth Third Bancorp
|
SELL
|
- |
-188- 3.02% |
$2.41K - $3.56K
|
6.03K
$106K
|
|
|
Aug 01, 2022
Q2 2022
|
Moisand Fitzgerald Tamayo, LLC
|
SELL
|
- |
-131- 50.0% |
$1.68K - $2.48K
|
131
$2.3K
|
|
|
Aug 09, 2022
Q2 2022
|
Quadrant Capital Group LLC
Cincinnati, OH |
SELL
|
- |
-28Closed |
$359 - $529
|
0
$0
|
|
| Q1 2022 | |||||||
|
May 16, 2022
Q1 2022
|
Shanda Asset Management Holdings LTD
Singapore, U0 |
SELL
|
- |
-333KClosed |
$5.52M - $6.08M
|
0
$0
|
|
|
May 04, 2022
Q1 2022
|
Abrdn PLC
|
SELL
|
- |
-279KClosed |
$4.61M - $5.08M
|
0
$0
|
|
|
Apr 12, 2022
Q1 2022
|
A. D. Beadell Investment Counsel, Inc.
|
SELL
|
- |
-184KClosed |
$3.06M - $3.36M
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Elequin Capital LP
New York, NY |
SELL
|
CALL |
-66.9KClosed |
$1.11M - $1.22M
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Dynamic Technology Lab Private LTD
Singapore, U0 |
SELL
|
- |
-38.6KClosed |
$639K - $704K
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
Digital Bridge Group, Inc.
Boca Raton, FL |
SELL
|
PUT |
-30KClosed |
$497K - $547K
|
0
$0
|
|
|
May 10, 2022
Q1 2022
|
Lebenthal Global Advisors, LLC
|
SELL
|
- |
-18.5KClosed |
$306K - $336K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Man Group PLC
London, X0 |
SELL
|
- |
-13.2KClosed |
$218K - $240K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Cresset Asset Management, LLC
Chicago, IL |
SELL
|
- |
-12.1KClosed |
$200K - $220K
|
0
$0
|
|
|
Apr 08, 2022
Q1 2022
|
Optimum Investment Advisors
|
SELL
|
- |
-1.1KClosed |
$18.2K - $20.1K
|
0
$0
|
|