Latest Institutional Sells of Hercules Capital, Inc. (HTGC)
This list provides information on the latest institutional transactions involving Hercules Capital, Inc. (HTGC) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 12, 2022
Q1 2022
|
Cambridge Trust CO
Boston, MA |
SELL
|
- |
-620Closed |
$10.3K - $11.3K
|
0
$0
|
|
|
May 06, 2022
Q1 2022
|
Retirement Planning CO Of New England, Inc.
Warwick, RI |
SELL
|
- |
-426Closed |
$7.05K - $7.77K
|
0
$0
|
|
|
Apr 22, 2022
Q1 2022
|
Exane Derivatives
|
SELL
|
- |
-370- 10.68% |
$6.13K - $6.75K
|
3.09K
$54.4K
|
|
|
May 16, 2022
Q1 2022
|
Eaton Vance Management
Boston, MA |
SELL
|
- |
-100Closed |
$1.66K - $1.82K
|
0
$0
|
|
|
Apr 20, 2022
Q1 2022
|
Psi Advisors, LLC
|
SELL
|
- |
-100Closed |
$1.66K - $1.82K
|
0
$0
|
|
|
May 09, 2022
Q1 2022
|
Wealthsource Partners, LLC
|
SELL
|
- |
-65- 0.25% |
$1.08K - $1.18K
|
25.9K
$456K
|
|
| Q4 2021 | |||||||
|
Jan 13, 2022
Q4 2021
|
Exchange Traded Concepts, LLC
|
SELL
|
- |
-28.5KClosed |
$459K - $514K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Alberta Investment Management Corp
Edmonton, A0 |
SELL
|
- |
-16KClosed |
$258K - $289K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Shelton Capital Management
Denver, CO |
SELL
|
- |
-15.6KClosed |
$251K - $281K
|
0
$0
|
|
|
Jan 25, 2022
Q4 2021
|
Busey Wealth Management
|
SELL
|
- |
-14.5KClosed |
$233K - $261K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Zuckerman Investment Group, LLC
Chicago, IL |
SELL
|
- |
-10KClosed |
$161K - $181K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Walled Lake Planning & Wealth Management, LLC
Winnetka, IL |
SELL
|
- |
-6.05KClosed |
$97.6K - $109K
|
0
$0
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-2.5KClosed |
$40.4K - $45.2K
|
0
$0
|
|
|
Feb 02, 2022
Q4 2021
|
Mv Capital Management, Inc.
|
SELL
|
- |
-1.1KClosed |
$17.8K - $19.9K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Clari Vest Asset Management LLC
San Diego, CA |
SELL
|
- |
-730Closed |
$11.8K - $13.2K
|
0
$0
|
|
|
Feb 02, 2022
Q4 2021
|
Stonebridge Financial Planning Group, LLC
|
SELL
|
- |
-500Closed |
$8.07K - $9.04K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 12, 2021
Q3 2021
|
Arrowstreet Capital, Limited Partnership
Boston, MA |
SELL
|
- |
-752KClosed |
$12.4M - $13.2M
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Skandinaviska Enskilda Banken Ab (Publ)
Stockholm, V7 |
SELL
|
- |
-120KClosed |
$1.97M - $2.1M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Glenview Trust CO
Louisville, KY |
SELL
|
- |
-23.5KClosed |
$388K - $413K
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Inscription Capital, LLC
Houston, TX |
SELL
|
- |
-19KClosed |
$313K - $333K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Bridgefront Capital, LLC
Austin, TX |
SELL
|
- |
-13.6KClosed |
$224K - $239K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Stelac Advisory Services LLC
New York, NY |
SELL
|
- |
-12.9KClosed |
$212K - $226K
|
0
$0
|
|
|
Oct 18, 2021
Q3 2021
|
Atticus Wealth Management, LLC
|
SELL
|
- |
-1.35K- 55.44% |
$22.2K - $23.6K
|
1.08K
$19K
|
|
|
Nov 12, 2021
Q3 2021
|
Laurel Wealth Advisors LLC
Charlotte, NC |
SELL
|
- |
-209Closed |
$3.45K - $3.67K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 13, 2021
Q2 2021
|
California Public Employees Retirement System
Sacramento, CA |
SELL
|
- |
-232KClosed |
$3.7M - $4.09M
|
0
$0
|
|
|
Aug 09, 2021
Q2 2021
|
Telemus Capital, LLC
|
SELL
|
- |
-80K- 88.89% |
$1.28M - $1.41M
|
10K
$176K
|
|
|
Jul 15, 2021
Q2 2021
|
Assenagon Asset Management S.A.
|
SELL
|
- |
-72.3KClosed |
$1.15M - $1.28M
|
0
$0
|
|
|
Aug 19, 2021
Q2 2021
|
True Link Financial Advisors, LLC
|
SELL
|
- |
-33.3KClosed |
$531K - $587K
|
0
$0
|
|
|
Jul 16, 2021
Q2 2021
|
Carnegie Capital Asset Management, LLC
|
SELL
|
- |
-33.3KClosed |
$531K - $587K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Ascendant Capital Management, LLC
Los Angeles, CA |
SELL
|
- |
-27.5KClosed |
$439K - $486K
|
0
$0
|
|
|
Jul 21, 2021
Q2 2021
|
Centric Wealth Management
|
SELL
|
- |
-24KClosed |
$384K - $424K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Joel Greenblatt
Gotham Asset Management, LLC | New York, Ny
|
SELL
|
- |
-12.9KClosed |
$207K - $228K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Wolverine Asset Management LLC
|
SELL
|
- |
-6.88KClosed |
$110K - $121K
|
0
$0
|
|
|
Jul 22, 2021
Q2 2021
|
Rba Wealth Management, LLC
|
SELL
|
- |
-4.01KClosed |
$64K - $70.7K
|
0
$0
|
|
|
Jul 21, 2021
Q2 2021
|
Manchester Financial Inc
|
SELL
|
- |
-200Closed |
$3.2K - $3.53K
|
0
$0
|
|
|
Aug 04, 2021
Q2 2021
|
Lake Point Wealth Management
|
SELL
|
- |
-100- 5.41% |
$1.6K - $1.77K
|
1.75K
$30.7K
|
|
|
Aug 05, 2021
Q2 2021
|
Atlas Private Wealth Management
|
SELL
|
- |
-70Closed |
$1.12K - $1.24K
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 12, 2021
Q1 2021
|
Steelhead Partners LLC
Seattle, WA |
SELL
|
- |
-35.7KClosed |
$507K - $593K
|
0
$0
|
|
|
May 13, 2021
Q1 2021
|
Alpha Crest Capital Management LLC
New York, NY |
SELL
|
- |
-33KClosed |
$469K - $548K
|
0
$0
|
|
|
May 10, 2021
Q1 2021
|
Verity Asset Management, Inc.
Durham, NC |
SELL
|
- |
-17.9KClosed |
$254K - $297K
|
0
$0
|
|
|
Apr 30, 2021
Q1 2021
|
Trustcore Financial Services, LLC
|
SELL
|
- |
-955Closed |
$13.6K - $15.9K
|
0
$0
|
|
|
Apr 28, 2021
Q1 2021
|
Washington Trust CO
|
SELL
|
- |
-226Closed |
$3.21K - $3.75K
|
0
$0
|
|
|
May 26, 2021
Q1 2021
|
Aspire Private Capital, LLC
|
SELL
|
- |
-25Closed |
$355 - $415
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 16, 2021
Q4 2020
|
Jacobs Asset Management, LLC
New York, NY |
SELL
|
- |
-250KClosed |
$2.78M - $3.61M
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Radcliffe Capital Management, L.P.
Bala Cynwyd, PA |
SELL
|
- |
-140KClosed |
$1.56M - $2.02M
|
0
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Palisade Capital Management LLC
Fort Lee, NJ |
SELL
|
- |
-44.5KClosed |
$495K - $641K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Capital Fund Management S.A.
Paris, I0 |
SELL
|
- |
-23.4KClosed |
$261K - $338K
|
0
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Leo Brokerage, LLC
|
SELL
|
- |
-21.1KClosed |
$235K - $304K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Peak6 Investments LLC
Chicago, IL |
SELL
|
- |
-4.92K- 27.3% |
$54.7K - $70.9K
|
13.1K
$230K
|
|
|
Mar 05, 2021
Q4 2020
|
Chiron Capital Management, LLC
|
SELL
|
- |
-2KClosed |
$22.3K - $28.8K
|
0
$0
|
|