Latest Institutional Sells of Hercules Capital, Inc. (HTGC)
This list provides information on the latest institutional transactions involving Hercules Capital, Inc. (HTGC) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 09, 2021
Q4 2020
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-1.1KClosed |
$12.2K - $15.9K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-500Closed |
$5.57K - $7.21K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Oct 23, 2020
Q3 2020
|
Wakefield Asset Management Lllp
Englewood, CO |
SELL
|
- |
-44.2KClosed |
$443K - $529K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Laurion Capital Management LP
New York, NY |
SELL
|
- |
-39.5KClosed |
$395K - $472K
|
0
$0
|
|
|
Nov 04, 2020
Q3 2020
|
Dc Investments Management, LLC
Mclean, VA |
SELL
|
- |
-28.5KClosed |
$285K - $341K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Paloma Partners Management CO
Greenwich, CT |
SELL
|
- |
-16.9KClosed |
$170K - $203K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Macquarie Group LTD
Australia, C3 |
SELL
|
- |
-7.22KClosed |
$72.3K - $86.4K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-7KClosed |
$70.1K - $83.8K
|
0
$0
|
|
|
Nov 19, 2020
Q3 2020
|
Tru Independence LLC
|
SELL
|
- |
-2KClosed |
$20K - $23.9K
|
0
$0
|
|
|
Sep 01, 2021
Q3 2020
|
Sargent Bickham Lagudis LLC
|
SELL
|
- |
-1KClosed |
$10K - $12K
|
0
$0
|
|
|
Nov 09, 2020
Q3 2020
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-519Closed |
$5.2K - $6.21K
|
0
$0
|
|
|
Oct 29, 2020
Q3 2020
|
Taylor Hoffman Wealth Management
Richmond, VA |
SELL
|
- |
-500Closed |
$5.01K - $5.99K
|
0
$0
|
|
|
Oct 28, 2020
Q3 2020
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-223Closed |
$2.23K - $2.67K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Western Asset Management Company, LLC
Pasadena, CA |
SELL
|
- |
-2Closed |
$20 - $23.9
|
0
$0
|
|
| Q2 2020 | |||||||
|
Jul 24, 2020
Q2 2020
|
Ziegler Capital Management, LLC
|
SELL
|
- |
-107KClosed |
$713K - $1.27M
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
American Century Companies Inc
Kansas City, MO |
SELL
|
- |
-86.2KClosed |
$572K - $1.02M
|
0
$0
|
|
|
Aug 06, 2020
Q2 2020
|
Trillium Asset Management, LLC
Boston, MA |
SELL
|
- |
-41.6KClosed |
$276K - $493K
|
0
$0
|
|
|
Aug 12, 2020
Q2 2020
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-31.1KClosed |
$206K - $368K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Driehaus Capital Management LLC
Chicago, IL |
SELL
|
- |
-25.8KClosed |
$171K - $305K
|
0
$0
|
|
|
Aug 10, 2020
Q2 2020
|
Calton & Associates, Inc.
|
SELL
|
- |
-18.6KClosed |
$124K - $220K
|
0
$0
|
|
|
Aug 11, 2020
Q2 2020
|
Magnus Financial Group LLC
New York, NY |
SELL
|
- |
-12.1KClosed |
$80.3K - $143K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Advisory Alpha, LLC
|
SELL
|
- |
-1.96KClosed |
$13K - $23.2K
|
0
$0
|
|
|
Jul 27, 2020
Q2 2020
|
Jacobi Capital Management LLC
|
SELL
|
- |
-500Closed |
$3.32K - $5.92K
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Vectors Research Management, LLC
New York, NY |
SELL
|
- |
-350Closed |
$2.32K - $4.14K
|
0
$0
|
|
|
Jul 14, 2020
Q2 2020
|
Central Trust CO
Jefferson City, MO |
SELL
|
- |
-250Closed |
$1.66K - $2.96K
|
0
$0
|
|
|
Aug 13, 2024
Q2 2020
|
Glen Eagle Advisors, LLC
Kingston, NJ |
SELL
|
- |
-100Closed |
$664 - $1.18K
|
0
$0
|
|
|
Aug 04, 2020
Q2 2020
|
Enterprise Financial Services Corp
Clayton, MO |
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 13, 2020
Q1 2020
|
Glovista Investments LLC
Jersey City, NJ |
SELL
|
- |
-130KClosed |
$883K - $2.07M
|
0
$0
|
|
|
May 04, 2020
Q1 2020
|
Monarch Partners Asset Management LLC
|
SELL
|
- |
-124KClosed |
$843K - $1.98M
|
0
$0
|
|
|
May 05, 2020
Q1 2020
|
Salzhauer Michael
|
SELL
|
- |
-18KClosed |
$123K - $288K
|
0
$0
|
|
|
Apr 30, 2020
Q1 2020
|
Opus Capital Group, LLC
|
SELL
|
- |
-14.4KClosed |
$98.1K - $230K
|
0
$0
|
|
|
Apr 16, 2020
Q1 2020
|
Cfo4 Life Group, LLC
|
SELL
|
- |
-10KClosed |
$68.4K - $161K
|
0
$0
|
|
|
May 05, 2020
Q1 2020
|
Smithfield Trust CO
Pittsburgh, PA |
SELL
|
- |
-4.9KClosed |
$33.3K - $78.3K
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Chevy Chase Trust Holdings, Inc.
Bethesda, MD |
SELL
|
- |
-3.31KClosed |
$22.5K - $52.8K
|
0
$0
|
|
|
May 12, 2020
Q1 2020
|
Thompson Siegel & Walmsley LLC
|
SELL
|
- |
-356Closed |
$2.42K - $5.69K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Lord, Abbett & Co. LLC
Jersey City, NJ |
SELL
|
- |
-107KClosed |
$1.39M - $1.55M
|
0
$0
|
|
|
Feb 11, 2020
Q4 2019
|
Alphasimplex Group, LLC
Boston, MA |
SELL
|
- |
-87.1KClosed |
$1.13M - $1.26M
|
0
$0
|
|
|
Feb 10, 2020
Q4 2019
|
Tcw Group Inc
|
SELL
|
- |
-29.2KClosed |
$379K - $422K
|
0
$0
|
|
|
Feb 13, 2020
Q4 2019
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-15.3KClosed |
$199K - $221K
|
0
$0
|
|
|
Jan 31, 2020
Q4 2019
|
Financial Counselors Inc
|
SELL
|
- |
-13.1KClosed |
$170K - $189K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Quantamental Technologies LLC
White Plains, NY |
SELL
|
- |
-7.09KClosed |
$92K - $102K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Johnson Financial Group, Inc.
Racine, WI |
SELL
|
- |
-1.76KClosed |
$22.8K - $25.4K
|
0
$0
|
|
|
Jan 28, 2020
Q4 2019
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-300Closed |
$3.89K - $4.33K
|
0
$0
|
|
|
Jan 15, 2020
Q4 2019
|
Kcs Wealth Advisory
|
SELL
|
- |
-102Closed |
$1.32K - $1.47K
|
0
$0
|
|
|
Feb 13, 2020
Q4 2019
|
Hilton Capital Management, LLC
|
SELL
|
- |
-25Closed |
$325 - $361
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 15, 2019
Q3 2019
|
Pvg Asset Management Corp
Golden, CO |
SELL
|
- |
-74KClosed |
$937K - $994K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Aptus Capital Advisors, LLC
|
SELL
|
- |
-60.2KClosed |
$762K - $809K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Monashee Investment Management LLC
Boston, MA |
SELL
|
- |
-25KClosed |
$317K - $336K
|
0
$0
|
|
|
Nov 06, 2019
Q3 2019
|
Rational Advisors LLC
Huntington, NY |
SELL
|
- |
-25KClosed |
$317K - $336K
|
0
$0
|
|
|
Nov 14, 2019
Q3 2019
|
Ejf Capital LLC
Arlington, VA |
SELL
|
- |
-20KClosed |
$253K - $269K
|
0
$0
|
|