Latest Institutional Sells of Hercules Capital, Inc. (HTGC)

HTGC Quotes by TradingView

This list provides information on the latest institutional transactions involving Hercules Capital, Inc. (HTGC) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.

Report Date Institution (Fund) Operation Option Shares change Value Range Shares Held Trade History
Apr 30, 2020 Q1 2020
Opus Capital Group, LLC

SELL
 -
-14.4K
Closed
$98.1K - $230K
0 $0
Apr 16, 2020 Q1 2020
Cfo4 Life Group, LLC

SELL
 -
-10K
Closed
$68.4K - $161K
0 $0
May 05, 2020 Q1 2020
Smithfield Trust CO

Pittsburgh, PA
SELL
 -
-4.9K
Closed
$33.3K - $78.3K
0 $0
May 13, 2020 Q1 2020
Chevy Chase Trust Holdings, Inc.

Bethesda, MD
SELL
 -
-3.31K
Closed
$22.5K - $52.8K
0 $0
May 15, 2020 Q1 2020
Brown Brothers Harriman & CO

New York, NY
SELL
 -
-523
Closed
$3.56K - $8.36K
0 $0
May 12, 2020 Q1 2020
Thompson Siegel & Walmsley LLC

SELL
 -
-356
Closed
$2.42K - $5.69K
0 $0
Q4 2019
Feb 14, 2020 Q4 2019
Lord, Abbett & Co. LLC

Jersey City, NJ
SELL
 -
-107K
Closed
$1.39M - $1.55M
0 $0
Feb 11, 2020 Q4 2019
Alphasimplex Group, LLC

Boston, MA
SELL
 -
-87.1K
Closed
$1.13M - $1.26M
0 $0
Feb 10, 2020 Q4 2019
Tcw Group Inc

SELL
 -
-29.2K
Closed
$379K - $422K
0 $0
Feb 13, 2020 Q4 2019
Cibc World Market Inc.

Toronto, A6
SELL
 -
-15.3K
Closed
$199K - $221K
0 $0
Feb 14, 2020 Q4 2019
Quantamental Technologies LLC

White Plains, NY
SELL
 -
-7.09K
Closed
$92K - $102K
0 $0
Feb 14, 2020 Q4 2019
Johnson Financial Group, Inc.

Racine, WI
SELL
 -
-1.76K
Closed
$22.8K - $25.4K
0 $0
Jan 28, 2020 Q4 2019
Quad Cities Investment Group, LLC

Davenport, IA
SELL
 -
-300
Closed
$3.89K - $4.33K
0 $0
Jan 10, 2020 Q4 2019
Larson Financial Group LLC

SELL
 -
-200
Closed
$2.6K - $2.89K
0 $0
Jan 15, 2020 Q4 2019
Kcs Wealth Advisory

SELL
 -
-102
Closed
$1.32K - $1.47K
0 $0
Feb 13, 2020 Q4 2019
Hilton Capital Management, LLC

SELL
 -
-25
Closed
$325 - $361
0 $0
Q3 2019
Nov 15, 2019 Q3 2019
Pvg Asset Management Corp

Golden, CO
SELL
 -
-74K
Closed
$937K - $994K
0 $0
Nov 12, 2019 Q3 2019
Aptus Capital Advisors, LLC

SELL
 -
-60.2K
Closed
$762K - $809K
0 $0
Nov 12, 2019 Q3 2019
Monashee Investment Management LLC

Boston, MA
SELL
 -
-25K
Closed
$317K - $336K
0 $0
Nov 06, 2019 Q3 2019
Rational Advisors LLC

Huntington, NY
SELL
 -
-25K
Closed
$317K - $336K
0 $0
Nov 14, 2019 Q3 2019
Ejf Capital LLC

Arlington, VA
SELL
 -
-20K
Closed
$253K - $269K
0 $0
Nov 13, 2019 Q3 2019
Private Portfolio Partners LLC

SELL
 -
-17.6K
Closed
$223K - $236K
0 $0
Oct 29, 2019 Q3 2019
Wespac Advisors, LLC

SELL
 -
-15.3K
Closed
$194K - $206K
0 $0
Nov 15, 2019 Q3 2019
One Ascent Financial Services LLC

Birmingham, AL
SELL
 -
-12.9K
Closed
$163K - $173K
0 $0
Nov 14, 2019 Q3 2019
Atria Investments LLC

Charlotte, NC
SELL
 -
-12.8K
Closed
$162K - $172K
0 $0
Oct 30, 2019 Q3 2019
James Investment Research Inc

SELL
 -
-1.8K
Closed
$22.8K - $24.2K
0 $0
Oct 02, 2019 Q3 2019
Advocacy Wealth Management Services, LLC

SELL
 -
-800
Closed
$10.1K - $10.8K
0 $0
Oct 24, 2019 Q3 2019
Trust CO Of Vermont

SELL
 -
-748
Closed
$9.47K - $10.1K
0 $0
Nov 12, 2019 Q3 2019
Alpha Omega Wealth Management LLC

SELL
 -
-549
Closed
$6.95K - $7.38K
0 $0
Nov 12, 2019 Q3 2019
Next Capital Management LLC

SELL
 -
-432
Closed
$5.47K - $5.81K
0 $0
Q2 2019
Aug 14, 2019 Q2 2019
Nomura Holdings Inc

Tokyo, M0
SELL
 -
-329K
Closed
$4.13M - $4.52M
0 $0
Aug 13, 2019 Q2 2019
Sumitomo Mitsui Ds Asset Management Company, LTD

SELL
 -
-198K
Closed
$2.5M - $2.73M
0 $0
Aug 14, 2019 Q2 2019
Manufacturers Life Insurance Company, The

Toronto, A6
SELL
 -
-152K
Closed
$1.91M - $2.09M
0 $0
Aug 14, 2019 Q2 2019
Blueshift Asset Management, LLC

Red Bank, NJ
SELL
 -
-28.1K
Closed
$353K - $387K
0 $0
Aug 09, 2019 Q2 2019
Sg3 Management, LLC

Dorado, PR
SELL
 PUT
-10K
Closed
$126K - $138K
0 $0
Jul 19, 2019 Q2 2019
Regions Financial Corp

SELL
 -
-2.5K
Closed
$31.4K - $34.4K
0 $0
Jul 15, 2019 Q2 2019
First Hawaiian Bank

SELL
 -
-1.4K
Closed
$17.6K - $19.3K
0 $0
Aug 14, 2019 Q2 2019
Nordea Investment Management Ab

Stockholm, V7
SELL
 -
-472
Closed
$5.93K - $6.49K
0 $0
Aug 07, 2019 Q2 2019
Omnia Family Wealth, LLC

SELL
 -
-432
Closed
$5.43K - $5.94K
0 $0
Q1 2019
May 15, 2019 Q1 2019
Loomis Sayles & CO L P

SELL
 -
-425K
Closed
$4.77M - $5.96M
0 $0
Apr 29, 2019 Q1 2019
Cno Financial Group, Inc.

SELL
 -
-379K
Closed
$4.26M - $5.33M
0 $0
May 15, 2019 Q1 2019
Public Employees Retirement System Of Ohio

Columbus, OH
SELL
 -
-134K
Closed
$1.51M - $1.89M
0 $0
May 15, 2019 Q1 2019
Teachers Retirement System Of The State Of Kentucky

Frankfort, KY
SELL
 -
-63.4K
Closed
$712K - $890K
0 $0
May 14, 2019 Q1 2019
Pine Bridge Investments, L.P.

SELL
 -
-62.7K
Closed
$704K - $880K
0 $0
May 15, 2019 Q1 2019
Blue Crest Capital Management LTD

St Helier, Y9
SELL
 -
-27.7K
Closed
$311K - $389K
0 $0
Apr 09, 2019 Q1 2019
Joel Isaacson & Co., LLC

SELL
 -
-25K
Closed
$281K - $351K
0 $0
May 15, 2019 Q1 2019
Annex Advisory Services, LLC

SELL
 -
-17.6K
Closed
$197K - $246K
0 $0
Apr 29, 2019 Q1 2019
Tufton Capital Management

SELL
 -
-13K
Closed
$146K - $182K
0 $0
May 13, 2019 Q1 2019
State Of Tennessee, Treasury Department

Nashville, TN
SELL
 -
-11.5K
Closed
$129K - $161K
0 $0

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