Institutional Ownership Hercules Capital, Inc. (HTGC)
This table provides information about the institutional ownership of Hercules Capital, Inc. (HTGC). We have compiled data on the 395 institutions that hold shares in the stock, with a total of 48.2 Million shares, which have been reported (via 13F filing form) to have a value of $847 Million.
| Holding | Report Date | shares Held | Holding Value (Reported) | Last Trade | Trade History |
|---|---|---|---|---|---|
|
Caprock Group, Inc.
|
Nov 06, 2025 Q3 2025 |
14,215
shares
|
$249,757
0.01% of portfolio
|
Q3 2025
Added 0.11%
|
|
|
Nomura Asset Management CO LTD
Tokyo, M0 |
Nov 12, 2025 Q3 2025 |
14,157
shares
|
$248,738
0.0% of portfolio
|
Q3 2025
Reduced 5.73%
|
|
|
Strategic Financial Concepts, LLC
San Antonio, TX |
Nov 12, 2025 Q3 2025 |
14,150
shares
|
$248,615
0.04% of portfolio
|
Q1 2025
Reduced 13.19%
|
|
|
Creative One Wealth, LLC
Overland Park, KS |
Nov 12, 2025 Q3 2025 |
14,135
shares
|
$248,351
0.01% of portfolio
|
Q3 2025
Added 1.33%
|
|
|
Wedbush Securities Inc
|
Nov 06, 2025 Q3 2025 |
13,916
shares
|
$244,504
0.01% of portfolio
|
Q3 2025
Reduced 5.55%
|
|
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
Nov 14, 2025 Q3 2025 |
13,879
shares
|
$243,854
0.0% of portfolio
|
Q3 2025
Reduced 5.45%
|
|
|
Modern Wealth Management, LLC
Lenexa, KS |
Nov 12, 2025 Q3 2025 |
13,765
shares
|
$241,851
0.01% of portfolio
|
Q3 2025
Added 0.3%
|
|
|
First Republic Investment Management, Inc.
San Francisco, CA |
Nov 07, 2023 Q3 2023 |
13,719
shares
|
$241,042
0.0% of portfolio
|
Q3 2023
Reduced 33.49%
|
|
|
Avantax Advisory Services, Inc.
|
Aug 08, 2025 Q2 2025 |
13,484
shares
|
$236,913
0.0% of portfolio
|
Q2 2025
Added 2.7%
|
|
|
Four Thought Financial Partners, LLC
Venice, FL |
Nov 13, 2025 Q3 2025 |
13,035
shares
|
$229,024
0.02% of portfolio
|
Q3 2025
Added 1.52%
|
|
|
Wintrust Investments LLC
Chicago, IL |
Feb 10, 2025 Q4 2024 |
13,024
shares
|
$228,831
0.24% of portfolio
|
Q4 2024
Added 13.83%
|
|
|
Chung Wu Investment Group, LLC
Sugar Land, TX |
Nov 04, 2025 Q3 2025 |
12,978
shares
|
$228,023
0.2% of portfolio
|
Q3 2025
Reduced 14.49%
|
|
|
Brookstone Capital Management
|
Oct 15, 2025 Q3 2025 |
12,843
shares
|
$225,651
0.0% of portfolio
|
Q3 2025
Reduced 0.1%
|
|
|
Fulton Bank, N.A.
|
Oct 21, 2025 Q3 2025 |
12,817
shares
|
$225,194
0.02% of portfolio
|
Q1 2025
Reduced 3.75%
|
|
|
Snowden Capital Advisors LLC
New York, NY |
Nov 14, 2025 Q3 2025 |
12,612
shares
|
$221,592
0.01% of portfolio
|
Q3 2025
Reduced 9.99%
|
|
|
Beaumont Financial Advisors, LLC
Needham, DE |
Oct 23, 2025 Q3 2025 |
12,524
shares
|
$220,046
0.02% of portfolio
|
Q3 2025
Added 2.32%
|
|
|
Sunbelt Securities, Inc.
Houston, TX |
Nov 19, 2025 Q3 2025 |
12,473
shares
|
$219,150
0.02% of portfolio
|
Q3 2025
Reduced 7.87%
|
|
|
Axa Investment Managers S.A.
Puteaux, I0 |
Nov 14, 2025 Q3 2025 |
12,462
shares
|
$218,957
0.0% of portfolio
|
Q3 2025
New holding
|
|
|
Stephens Inc
|
Oct 27, 2025 Q3 2025 |
12,453
shares
|
$218,799
0.0% of portfolio
|
Q1 2025
Added 3.34%
|
|
|
Keystone Financial Group
|
Nov 17, 2025 Q3 2025 |
12,198
shares
|
$214,318
0.02% of portfolio
|
Q4 2024
New holding
|
|
|
Wealth Bridge Capital Management, LLC
Westerville, OH |
Nov 07, 2025 Q3 2025 |
12,000
shares
|
$210,840
0.05% of portfolio
|
Q4 2021
New holding
|
|
|
Hb Wealth Management, LLC
|
Oct 23, 2025 Q3 2025 |
11,928
shares
|
$209,574
0.0% of portfolio
|
Q3 2025
New holding
|
|
|
Advisory Research Inc
Chicago, IL |
Nov 13, 2025 Q3 2025 |
11,836
shares
|
$207,958
0.03% of portfolio
|
Q3 2025
Reduced 0.94%
|
|
|
Universal Beteiligungs Und Servicegesellschaft Mb H
Frankfurt Am Main, 2M |
Oct 30, 2025 Q3 2025 |
11,548
shares
|
$202,898
0.0% of portfolio
|
Q2 2025
Added 2.65%
|
|
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
Nov 13, 2025 Q3 2025 |
11,442
shares
|
$201,035
0.0% of portfolio
|
Q3 2025
Reduced 49.11%
|
|