Purchases and Sales Made in Q1 2022 in Hercules Capital, Inc. (HTGC)
This table provides information about the institutional ownership of Hercules Capital, Inc. (HTGC) during Q1 2022. The information is specifically focused on institutions that hold shares of Hercules Capital, Inc..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Apr 20, 2022
Q1 2022
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-1.97K- 1.25% |
$32.5K - $35.8K
|
155K
$2.66M
|
|
Apr 21, 2022
Q1 2022
|
Lindbrook Capital, LLC
|
SELL
|
- |
-2K- 6.01% |
$33.1K - $36.5K
|
31.3K
$536K
|
|
May 16, 2022
Q1 2022
|
Occudo Quantitative Strategies LP
Fort Lauderdale, FL |
SELL
|
- |
-2.37K- 1.6% |
$39.2K - $43.2K
|
145K
$2.49M
|
|
May 12, 2022
Q1 2022
|
Great West Life Assurance CO
Winnipeg, A2 |
SELL
|
- |
-2.5K- 5.81% |
$41.4K - $45.6K
|
40.5K
$695K
|
|
May 16, 2022
Q1 2022
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-2.51K- 5.39% |
$41.6K - $45.8K
|
44.1K
$756K
|
|
Apr 26, 2022
Q1 2022
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-2.66K- 10.64% |
$44.1K - $48.5K
|
22.3K
$383K
|
|
Apr 14, 2022
Q1 2022
|
Cutler Group LP
|
SELL
|
- |
-2.8KClosed |
$46.3K - $51K
|
0
$0
|
|
May 13, 2022
Q1 2022
|
Natixis
Paris, I0 |
SELL
|
- |
-3.73K- 12.99% |
$61.7K - $67.9K
|
25K
$428K
|
|
May 16, 2022
Q1 2022
|
Chilton Capital Management LLC
Houston, TX |
SELL
|
- |
-4.31KClosed |
$71.3K - $78.5K
|
0
$0
|
|
Apr 29, 2022
Q1 2022
|
Four Thought Financial, LLC
Venice, FL |
SELL
|
- |
-4.69K- 10.19% |
$77.7K - $85.6K
|
41.4K
$710K
|
|
May 20, 2022
Q1 2022
|
Greylin Investment Mangement Inc
|
SELL
|
- |
-4.91K- 9.85% |
$81.3K - $89.5K
|
44.9K
$770K
|
|
May 16, 2022
Q1 2022
|
Prelude Capital Management, LLC
New York, NY |
SELL
|
- |
-4.94K- 16.71% |
$81.8K - $90.1K
|
24.6K
$422K
|
|
May 13, 2022
Q1 2022
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-5.37K- 27.44% |
$88.9K - $97.8K
|
14.2K
$243K
|
|
Mar 21, 2023
Q1 2022
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-6.35K- 33.04% |
$105K - $116K
|
12.9K
$221K
|
|
Apr 26, 2022
Q1 2022
|
Sciencast Management LP
|
SELL
|
- |
-7.48K- 36.47% |
$124K - $136K
|
13K
$223K
|
|
May 16, 2022
Q1 2022
|
Advisory Research Inc
Chicago, IL |
SELL
|
- |
-7.83K- 8.24% |
$130K - $143K
|
87.3K
$1.5M
|
|
May 10, 2022
Q1 2022
|
Mirae Asset Global Investments Co., Ltd.
|
SELL
|
- |
-9.07K- 20.99% |
$150K - $165K
|
34.2K
$586K
|
|
May 11, 2022
Q1 2022
|
Bank Of New York Mellon Corp
New York, NY |
SELL
|
- |
-10.1K- 44.33% |
$167K - $183K
|
12.6K
$217K
|
|
May 16, 2022
Q1 2022
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
SELL
|
- |
-10.3K- 14.38% |
$170K - $187K
|
61.1K
$1.05M
|
|
May 11, 2022
Q1 2022
|
Gsa Capital Partners LLP
London, X0 |
SELL
|
- |
-11.3K- 37.35% |
$186K - $205K
|
18.9K
$324K
|
|
Apr 29, 2022
Q1 2022
|
Total Clarity Wealth Management, Inc.
|
SELL
|
- |
-11.5KClosed |
$190K - $209K
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Cresset Asset Management, LLC
Chicago, IL |
SELL
|
- |
-12.1KClosed |
$200K - $220K
|
0
$0
|
|
May 16, 2022
Q1 2022
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-12.5KClosed |
$206K - $227K
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Engineers Gate Manager LP
New York, NY |
SELL
|
- |
-12.5KClosed |
$207K - $228K
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Balyasny Asset Management LLC
Chicago, IL |
SELL
|
- |
-12.9KClosed |
$213K - $235K
|
0
$0
|
|
May 02, 2022
Q1 2022
|
Arkadios Wealth Advisors
|
SELL
|
- |
-13.1K- 27.3% |
$218K - $240K
|
35K
$600K
|
|
May 16, 2022
Q1 2022
|
Man Group PLC
London, X0 |
SELL
|
- |
-13.2KClosed |
$218K - $240K
|
0
$0
|
|
Apr 14, 2022
Q1 2022
|
Gilman Hill Asset Management, LLC
|
SELL
|
- |
-14K- 2.61% |
$232K - $255K
|
523K
$8.98M
|
|
May 16, 2022
Q1 2022
|
Bramshill Investments, LLC
Naples, FL |
SELL
|
- |
-15.8K- 12.53% |
$262K - $288K
|
110K
$1.89M
|
|
Apr 27, 2022
Q1 2022
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-16.5KClosed |
$274K - $301K
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Quantbot Technologies LP
New York, NY |
SELL
|
- |
-16.8K- 76.39% |
$279K - $307K
|
5.2K
$89.2K
|
|
May 16, 2022
Q1 2022
|
Greenwich Investment Management, Inc.
Stamford, CT |
SELL
|
- |
-17.8K- 37.48% |
$294K - $324K
|
29.6K
$508K
|
|
May 04, 2022
Q1 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-18.4K- 15.51% |
$305K - $336K
|
100K
$1.72M
|
|
May 10, 2022
Q1 2022
|
Lebenthal Global Advisors, LLC
|
SELL
|
- |
-18.5KClosed |
$306K - $336K
|
0
$0
|
|
May 11, 2022
Q1 2022
|
Polaris Capital Management, LLC
Boston, MA |
SELL
|
- |
-21.5K- 20.28% |
$356K - $392K
|
84.5K
$1.45M
|
|
May 13, 2022
Q1 2022
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-23K- 94.85% |
$381K - $419K
|
1.25K
$21.4K
|
|
May 13, 2022
Q1 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-26.3K- 6.01% |
$436K - $480K
|
412K
$7.07M
|
|
May 11, 2022
Q1 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-26.8K- 13.14% |
$444K - $489K
|
177K
$3.04M
|
|
Apr 27, 2022
Q1 2022
|
Sumitomo Mitsui Trust Holdings, Inc.
|
SELL
|
- |
-27.9K- 5.59% |
$462K - $508K
|
471K
$8.08M
|
|
May 13, 2022
Q1 2022
|
Muzinich & Co., Inc.
New York, NY |
SELL
|
- |
-27.9K- 5.45% |
$462K - $508K
|
484K
$8.3M
|
|
May 13, 2022
Q1 2022
|
Trexquant Investment LP
Stamford, CT |
SELL
|
- |
-29.2KClosed |
$484K - $533K
|
0
$0
|
|
Apr 25, 2022
Q1 2022
|
Cerity Partners LLC
New York, NY |
SELL
|
- |
-30.8KClosed |
$510K - $561K
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-31.8K- 4.76% |
$526K - $580K
|
636K
$10.9M
|
|
May 10, 2022
Q1 2022
|
Mqs Management LLC
|
SELL
|
- |
-31.9KClosed |
$528K - $581K
|
0
$0
|
|
May 13, 2022
Q1 2022
|
Neuberger Berman Group LLC
New York, NY |
SELL
|
- |
-34.8K- 17.55% |
$576K - $634K
|
163K
$2.8M
|
|
May 16, 2022
Q1 2022
|
Dynamic Technology Lab Private LTD
Singapore, U0 |
SELL
|
- |
-38.6KClosed |
$639K - $704K
|
0
$0
|
|
Apr 11, 2022
Q1 2022
|
Sound Income Strategies, LLC
|
SELL
|
- |
-40.4K- 1.94% |
$668K - $736K
|
2.04M
$35.1M
|
|
May 16, 2022
Q1 2022
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-40.7K- 25.22% |
$674K - $742K
|
121K
$2.07M
|
|
May 13, 2022
Q1 2022
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-42.6K- 33.72% |
$706K - $777K
|
83.8K
$1.44M
|
|
Apr 26, 2022
Q1 2022
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-43.7K- 21.88% |
$723K - $796K
|
156K
$2.67M
|