Purchases and Sales Made in Q2 2023 in Hercules Capital, Inc. (HTGC)
This table provides information about the institutional ownership of Hercules Capital, Inc. (HTGC) during Q2 2023. The information is specifically focused on institutions that hold shares of Hercules Capital, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 11, 2023
Q2 2023
|
Fil LTD
Hamilton, D0 |
SELL
|
- |
-2.87K- 53.72% |
$35.5K - $43.2K
|
2.47K
$52.2K
|
|
|
Aug 11, 2023
Q2 2023
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-3.01K- 18.28% |
$37.2K - $45.3K
|
13.4K
$284K
|
|
|
Aug 09, 2023
Q2 2023
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-3.61K- 9.19% |
$44.7K - $54.4K
|
35.7K
$754K
|
|
|
Aug 14, 2023
Q2 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-3.87K- 21.22% |
$48K - $58.4K
|
14.4K
$304K
|
|
|
Sep 08, 2023
Q2 2023
|
Tucker Asset Management LLC
Littleton, CO |
SELL
|
- |
-4.13K- 87.99% |
$51.2K - $62.3K
|
564
$11.9K
|
|
|
Jul 21, 2023
Q2 2023
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-4.82K- 15.04% |
$59.7K - $72.7K
|
27.2K
$576K
|
|
|
Aug 10, 2023
Q2 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-5.16K- 4.36% |
$63.8K - $77.8K
|
113K
$2.39M
|
|
|
Aug 11, 2023
Q2 2023
|
Four Thought Financial Partners, LLC
Venice, FL |
SELL
|
- |
-5.16K- 21.59% |
$63.9K - $77.8K
|
18.7K
$396K
|
|
|
Jan 12, 2024
Q2 2023
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-5.86K- 24.93% |
$72.5K - $88.4K
|
17.6K
$373K
|
|
|
Aug 08, 2023
Q2 2023
|
Quantbot Technologies LP
New York, NY |
SELL
|
- |
-6.66K- 11.65% |
$82.4K - $100K
|
50.5K
$1.07M
|
|
|
Aug 11, 2023
Q2 2023
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-7.81K- 39.21% |
$96.7K - $118K
|
12.1K
$256K
|
|
|
Aug 11, 2023
Q2 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-8.78K- 1.44% |
$109K - $132K
|
599K
$12.7M
|
|
|
Aug 03, 2023
Q2 2023
|
Pfg Investments, LLC
Woodbury, NY |
SELL
|
- |
-8.8K- 37.5% |
$109K - $133K
|
14.7K
$310K
|
|
|
Aug 15, 2023
Q2 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-9.66K- 1.92% |
$120K - $146K
|
493K
$10.4M
|
|
|
Aug 21, 2023
Q2 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-10.2K- 9.03% |
$126K - $154K
|
103K
$2.18M
|
|
|
Aug 01, 2023
Q2 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-10.4K- 5.73% |
$129K - $157K
|
172K
$3.63M
|
|
|
Aug 03, 2023
Q2 2023
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-10.6K- 16.68% |
$131K - $160K
|
52.9K
$1.12M
|
|
|
Aug 14, 2023
Q2 2023
|
S&T Bank
Indiana, PA |
SELL
|
- |
-11K- 1.74% |
$136K - $165K
|
617K
$13.1M
|
|
|
Aug 14, 2023
Q2 2023
|
Mount Yale Investment Advisors, LLC
|
SELL
|
- |
-12K- 6.81% |
$149K - $181K
|
164K
$3.47M
|
|
|
Aug 09, 2023
Q2 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-12.4K- 21.07% |
$153K - $187K
|
46.4K
$981K
|
|
|
Aug 14, 2023
Q2 2023
|
Advisory Research Inc
Chicago, IL |
SELL
|
- |
-15.7K- 17.4% |
$194K - $236K
|
74.4K
$1.57M
|
|
|
Jul 31, 2023
Q2 2023
|
Sumitomo Mitsui Trust Holdings, Inc.
|
SELL
|
- |
-15.8K- 4.15% |
$195K - $238K
|
365K
$7.71M
|
|
|
Aug 11, 2023
Q2 2023
|
Muzinich & Co., Inc.
New York, NY |
SELL
|
- |
-15.8K- 4.03% |
$195K - $238K
|
376K
$7.95M
|
|
|
Sep 04, 2024
Q2 2023
|
Mas Advisors LLC
Miami, FL |
SELL
|
- |
-15.9K- 60.85% |
$197K - $240K
|
10.3K
$217K
|
|
|
Aug 09, 2023
Q2 2023
|
Mas Advisors LLC
Miami, FL |
SELL
|
- |
-15.9K- 60.85% |
$197K - $240K
|
10.3K
$217K
|
|
|
Nov 21, 2023
Q2 2023
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-16.5K- 14.4% |
$204K - $249K
|
98K
$2.07M
|
|
|
Aug 14, 2023
Q2 2023
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-23.1K- 34.19% |
$286K - $348K
|
44.5K
$941K
|
|
|
May 14, 2024
Q2 2023
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-23.1K- 34.19% |
$286K - $348K
|
44.5K
$941K
|
|
|
Aug 14, 2023
Q2 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-26.9K- 99.31% |
$333K - $406K
|
186
$3.93K
|
|
|
Aug 10, 2023
Q2 2023
|
Connor, Clark & Lunn Investment Management Ltd.
|
SELL
|
- |
-27.4K- 6.82% |
$339K - $413K
|
374K
$7.92M
|
|
|
Aug 09, 2023
Q2 2023
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-27.9K- 19.52% |
$345K - $420K
|
115K
$2.43M
|
|
|
Aug 15, 2023
Q2 2023
|
Centaurus Financial, Inc.
|
SELL
|
- |
-33.6K- 8.93% |
$416K - $507K
|
343K
$7.25M
|
|
|
Aug 11, 2023
Q2 2023
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-38.2K- 4.61% |
$473K - $576K
|
790K
$16.7M
|
|
|
Jul 10, 2023
Q2 2023
|
Ae Wealth Management LLC
|
SELL
|
- |
-38.8K- 51.65% |
$481K - $586K
|
36.3K
$769K
|
|
|
Aug 11, 2023
Q2 2023
|
Fj Capital Management LLC
Mclean, VA |
SELL
|
- |
-42.8K- 56.85% |
$530K - $645K
|
32.5K
$687K
|
|
|
Aug 14, 2023
Q2 2023
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-48K- 10.56% |
$594K - $724K
|
407K
$8.6M
|
|
|
Aug 03, 2023
Q2 2023
|
Advisors Capital Management, LLC
Ridgewood, NJ |
SELL
|
- |
-56.1K- 5.4% |
$694K - $846K
|
983K
$20.8M
|
|
|
Aug 15, 2023
Q2 2023
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-65.1K- 23.29% |
$806K - $982K
|
214K
$4.53M
|
|
|
Aug 14, 2023
Q2 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-71.9K- 49.23% |
$890K - $1.08M
|
74.2K
$1.57M
|
|
|
Aug 14, 2023
Q2 2023
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-91.5K- 11.52% |
$1.13M - $1.38M
|
703K
$14.9M
|
|
|
Aug 14, 2023
Q2 2023
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-123K- 86.47% |
$1.52M - $1.86M
|
19.3K
$407K
|
|
|
Aug 14, 2023
Q2 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-153K- 12.38% |
$1.89M - $2.3M
|
1.08M
$22.9M
|
|
|
Aug 14, 2023
Q2 2023
|
Marshall Wace, LLP
London, X0 |
SELL
|
- |
-173K- 46.8% |
$2.14M - $2.6M
|
196K
$4.15M
|
|
|
Aug 14, 2023
Q2 2023
|
Cubist Systematic Strategies, LLC
Stamford, CT |
SELL
|
- |
-220K- 66.16% |
$2.72M - $3.32M
|
113K
$2.38M
|
|
|
Aug 14, 2023
Q2 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-988K- 78.81% |
$12.2M - $14.9M
|
266K
$5.62M
|