Purchases and Sales Made in Q3 2023 in Hercules Capital, Inc. (HTGC)
This table provides information about the institutional ownership of Hercules Capital, Inc. (HTGC) during Q3 2023. The information is specifically focused on institutions that hold shares of Hercules Capital, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
1.02M+ 519.86% |
$15.2M - $18.4M
|
1.22M
$21.3M
|
|
|
Nov 13, 2023
Q3 2023
|
Mckinley Capital Management LLC
|
BUY
|
- |
132K+ 60.78% |
$1.96M - $2.38M
|
349K
$6.12M
|
|
|
Oct 26, 2023
Q3 2023
|
Graypoint LLC
|
BUY
|
- |
126KNew |
$1.87M - $2.27M
|
126K
$2.21M
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
123K+ 30.09% |
$1.83M - $2.21M
|
531K
$9.32M
|
|
|
Nov 08, 2023
Q3 2023
|
Van Eck Associates Corp
|
BUY
|
- |
117K+ 6.09% |
$1.73M - $2.1M
|
2.03M
$35.7M
|
|
|
Nov 14, 2023
Q3 2023
|
Voloridge Investment Management, LLC
Jupiter, FL |
BUY
|
- |
104K+ 973.83% |
$1.55M - $1.88M
|
115K
$2.02M
|
|
|
Oct 16, 2023
Q3 2023
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
BUY
|
- |
92.5KNew |
$1.37M - $1.67M
|
92.5K
$1.62M
|
|
|
Nov 09, 2023
Q3 2023
|
Exodus Point Capital Management, LP
New York, NY |
BUY
|
- |
56.5K+ 468.69% |
$839K - $1.02M
|
68.5K
$1.2M
|
|
|
Nov 14, 2023
Q3 2023
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
BUY
|
- |
48.4K+ 6.88% |
$719K - $872K
|
752K
$13.2M
|
|
|
Nov 14, 2023
Q3 2023
|
Putnam Investments LLC
Boston, MA |
BUY
|
- |
47.7K+ 38.72% |
$709K - $860K
|
171K
$3M
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
43.4K+ 8.8% |
$645K - $782K
|
537K
$9.41M
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
42.4K+ 8.75% |
$630K - $764K
|
527K
$9.25M
|
|
|
Oct 30, 2023
Q3 2023
|
Abundance Wealth Counselors
|
BUY
|
- |
42.3KNew |
$629K - $763K
|
42.3K
$743K
|
|
|
Oct 12, 2023
Q3 2023
|
Sound Income Strategies, LLC
|
BUY
|
- |
41.2K+ 1.66% |
$613K - $743K
|
2.52M
$44.2M
|
|
|
Nov 07, 2023
Q3 2023
|
Barclays PLC
London, X0 |
BUY
|
- |
38.2KNew |
$568K - $689K
|
38.2K
$670K
|
|
|
Oct 16, 2023
Q3 2023
|
Palumbo Wealth Management LLC
Great Neck, NY |
BUY
|
- |
36KNew |
$535K - $649K
|
36K
$631K
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
30.4K+ 79.47% |
$452K - $548K
|
68.7K
$1.2M
|
|
|
Nov 13, 2023
Q3 2023
|
Dark Forest Capital Management LP
Weston, CT |
BUY
|
- |
30K+ 64.36% |
$446K - $541K
|
76.7K
$1.35M
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
28.6K+ 54.76% |
$425K - $516K
|
80.9K
$1.42M
|
|
|
Nov 14, 2023
Q3 2023
|
Fj Capital Management LLC
Mclean, VA |
BUY
|
- |
28.3K+ 87.27% |
$421K - $511K
|
60.8K
$1.07M
|
|
|
Oct 04, 2023
Q3 2023
|
Fulton Bank, N.A.
|
BUY
|
- |
26.4KNew |
$393K - $476K
|
26.4K
$463K
|
|
|
Nov 14, 2023
Q3 2023
|
Ares Management LLC
Los Angeles, CA |
BUY
|
- |
25KNew |
$372K - $451K
|
25K
$439K
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
24.4K+ 23.76% |
$363K - $440K
|
127K
$2.23M
|
|
|
Nov 09, 2023
Q3 2023
|
Group One Trading, L.P.
Chicago, IL |
BUY
|
- |
24KNew |
$356K - $432K
|
24K
$421K
|
|
|
Nov 02, 2023
Q3 2023
|
Duality Advisers, LP
Miami, FL |
BUY
|
- |
23.2KNew |
$345K - $419K
|
23.2K
$407K
|
|
|
Nov 15, 2023
Q3 2023
|
Advisors Capital Management, LLC
Ridgewood, NJ |
BUY
|
- |
23.2K+ 2.36% |
$344K - $417K
|
1.01M
$17.7M
|
|
|
Nov 13, 2023
Q3 2023
|
Winton Group LTD
London, X0 |
BUY
|
- |
22.9KNew |
$340K - $413K
|
22.9K
$402K
|
|
|
Nov 07, 2023
Q3 2023
|
Fox Run Management, L.L.C.
Greenwich, CT |
BUY
|
- |
21.1KNew |
$313K - $379K
|
21.1K
$369K
|
|
|
Nov 14, 2023
Q3 2023
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
19.7K+ 78.5% |
$293K - $355K
|
44.8K
$785K
|
|
|
Nov 14, 2023
Q3 2023
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
18.8KNew |
$279K - $339K
|
18.8K
$330K
|
|
|
Nov 08, 2023
Q3 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
18.7K+ 10.13% |
$278K - $337K
|
204K
$3.57M
|
|
|
Nov 14, 2023
Q3 2023
|
Quadrature Capital LTD
London, X0 |
BUY
|
- |
18.4KNew |
$273K - $331K
|
18.4K
$322K
|
|
|
Nov 14, 2023
Q3 2023
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
17.4K+ 1.72% |
$259K - $314K
|
1.03M
$18.1M
|
|
|
Nov 13, 2023
Q3 2023
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
16.6KNew |
$247K - $300K
|
16.6K
$292K
|
|
|
Nov 13, 2023
Q3 2023
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
16.5K+ 16.82% |
$245K - $297K
|
114K
$2.01M
|
|
|
Nov 14, 2023
Q3 2023
|
Prelude Capital Management, LLC
New York, NY |
BUY
|
- |
15.1KNew |
$224K - $271K
|
15.1K
$264K
|
|
|
Nov 02, 2023
Q3 2023
|
Keebeck Alpha, LP
Stamford, CT |
BUY
|
- |
15.1KNew |
$224K - $271K
|
15.1K
$264K
|
|
|
Oct 27, 2023
Q3 2023
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
15.1K+ 13.1% |
$224K - $271K
|
130K
$2.28M
|
|
|
Nov 03, 2023
Q3 2023
|
Ci Private Wealth, LLC
Miami, FL |
BUY
|
- |
15KNew |
$223K - $271K
|
15K
$263K
|
|
|
Nov 14, 2023
Q3 2023
|
Baker Avenue Asset Management, LP
|
BUY
|
- |
13.6K+ 9.57% |
$202K - $245K
|
156K
$2.73M
|
|
|
Oct 27, 2023
Q3 2023
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
13.1KNew |
$195K - $236K
|
13.1K
$230K
|
|
|
Oct 24, 2023
Q3 2023
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
12.4KNew |
$184K - $223K
|
12.4K
$217K
|
|
|
Nov 06, 2023
Q3 2023
|
Anfield Capital Management, LLC
Newport Beach, CA |
BUY
|
- |
12.3KNew |
$183K - $222K
|
12.3K
$216K
|
|
|
Nov 13, 2023
Q3 2023
|
Hrt Financial LP
New York, NY |
BUY
|
- |
11.6KNew |
$172K - $208K
|
11.6K
$203K
|
|
|
Nov 02, 2023
Q3 2023
|
Origin Asset Management LLP
London, X0 |
BUY
|
- |
11.4KNew |
$169K - $205K
|
11.4K
$200K
|
|
|
Nov 06, 2023
Q3 2023
|
Childress Capital Advisors, LLC
Houston, TX |
BUY
|
- |
11.4KNew |
$169K - $205K
|
11.4K
$199K
|
|
|
Nov 07, 2023
Q3 2023
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
11.2K+ 47.24% |
$166K - $201K
|
34.8K
$610K
|
|
|
Nov 14, 2023
Q3 2023
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
10.7K+ 8.65% |
$160K - $194K
|
135K
$2.37M
|
|
|
Nov 03, 2023
Q3 2023
|
Colonial River Wealth Management, LLC
Midlothian, VA |
BUY
|
- |
10.3KNew |
$154K - $186K
|
10.3K
$181K
|
|
|
Nov 06, 2023
Q3 2023
|
Nicholas Hoffman & Company, Llc.
Atlanta, GA |
BUY
|
- |
10.2KNew |
$152K - $184K
|
10.2K
$179K
|