Purchases and Sales Made in Q4 2025 in Hercules Capital, Inc. (HTGC)
This table provides information about the institutional ownership of Hercules Capital, Inc. (HTGC) during Q4 2025. The information is specifically focused on institutions that hold shares of Hercules Capital, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 21, 2026
Q4 2025
|
Muzinich & Co., Inc.
New York, NY |
BUY
|
- |
343K+ 34.54% |
$5.73M - $6.43M
|
1.34M
$23.5M
|
|
|
Jan 23, 2026
Q4 2025
|
Sumitomo Mitsui Trust Holdings, Inc.
|
BUY
|
- |
134K+ 15.12% |
$2.23M - $2.51M
|
1.02M
$17.9M
|
|
|
Jan 23, 2026
Q4 2025
|
Tectonic Advisors LLC
Plano, TX |
BUY
|
- |
70.2K+ 10.19% |
$1.17M - $1.32M
|
760K
$13.3M
|
|
|
Jan 13, 2026
Q4 2025
|
Sage Advisors, LLC
Boulder, CO |
BUY
|
- |
61.9K+ 106.74% |
$1.03M - $1.16M
|
120K
$2.11M
|
|
|
Jan 20, 2026
Q4 2025
|
Secure Asset Management, LLC
|
BUY
|
- |
48.5KNew |
$810K - $910K
|
48.5K
$852K
|
|
|
Jan 20, 2026
Q4 2025
|
Wall Street Access Asset Management, LLC
New York, NY |
BUY
|
- |
20.3KNew |
$338K - $380K
|
20.3K
$356K
|
|
|
Jan 08, 2026
Q4 2025
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
13.4K+ 14.94% |
$224K - $251K
|
103K
$1.81M
|
|
|
Jan 14, 2026
Q4 2025
|
True Mark Investments, LLC
Chicago, IL |
BUY
|
- |
11.7KNew |
$196K - $220K
|
11.7K
$206K
|
|
|
Jan 16, 2026
Q4 2025
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
BUY
|
- |
7.94K+ 9.72% |
$133K - $149K
|
89.6K
$1.57M
|
|
|
Jan 20, 2026
Q4 2025
|
Accel Wealth Management
|
BUY
|
- |
6.15K+ 18.7% |
$103K - $115K
|
39.1K
$686K
|
|
|
Jan 21, 2026
Q4 2025
|
Delphi Management Inc /Ma/
Boston, MA |
BUY
|
- |
3.82K+ 5.11% |
$63.8K - $71.6K
|
78.5K
$1.38M
|
|
|
Jan 20, 2026
Q4 2025
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
3.6K+ 22.35% |
$60.2K - $67.6K
|
19.7K
$347K
|
|
|
Jan 08, 2026
Q4 2025
|
Armstrong Advisory Group, Inc
Needham, MA |
BUY
|
- |
2.42K+ 85.44% |
$40.5K - $45.5K
|
5.26K
$92.4K
|
|
|
Jan 06, 2026
Q4 2025
|
Investors Research Corp
|
BUY
|
- |
1KNew |
$16.7K - $18.8K
|
1K
$17.6K
|
|
|
Jan 20, 2026
Q4 2025
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
824+ 17.0% |
$13.8K - $15.5K
|
5.67K
$99.7K
|
|
|
Jan 21, 2026
Q4 2025
|
Sjs Investment Consulting Inc.
Sylvania, OH |
BUY
|
- |
500New |
$8.35K - $9.38K
|
500
$8.79K
|
|
|
Jan 23, 2026
Q4 2025
|
State Of Alaska, Department Of Revenue
|
BUY
|
- |
321+ 4.28% |
$5.36K - $6.02K
|
7.82K
$137K
|
|
|
Jan 16, 2026
Q4 2025
|
Beaumont Financial Advisors, LLC
Needham, DE |
BUY
|
- |
321+ 2.56% |
$5.36K - $6.02K
|
12.8K
$226K
|
|
|
Jan 21, 2026
Q4 2025
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
BUY
|
- |
193+ 0.77% |
$3.22K - $3.62K
|
25.3K
$444K
|
|
|
Jan 13, 2026
Q4 2025
|
Tradewinds Capital Management, LLC
|
BUY
|
- |
87+ 2.29% |
$1.45K - $1.63K
|
3.89K
$68.4K
|
|
|
Jan 12, 2026
Q4 2025
|
Kozak & Associates, Inc.
Highlands Ranch, CO |
BUY
|
- |
78+ 2.27% |
$1.3K - $1.46K
|
3.52K
$61.8K
|
|
|
Jan 08, 2026
Q4 2025
|
Zrc Wealth Management, LLC
Santa Rosa, CA |
BUY
|
- |
70+ 2.25% |
$1.17K - $1.31K
|
3.18K
$55.9K
|
|
|
Jan 16, 2026
Q4 2025
|
Ronald Blue Trust, Inc.
Brentwood, TN |
BUY
|
- |
20+ 0.5% |
$334 - $375
|
4.02K
$70.6K
|
|
|
Jan 13, 2026
Q4 2025
|
West Financial Advisors, LLC
|
BUY
|
- |
2+ 3.77% |
$33.4 - $37.5
|
55
$966
|
|
|
Jan 13, 2026
Q4 2025
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
1+ 3.13% |
$16.7 - $18.8
|
33
$580
|
|
|
Jan 12, 2026
Q4 2025
|
Horizon Financial Services, LLC
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 06, 2026
Q4 2025
|
Penbrook Management LLC
|
SELL
|
- |
-8- 0.05% |
$134 - $150
|
14.8K
$259K
|
|
|
Jan 14, 2026
Q4 2025
|
Spire Wealth Management
|
SELL
|
- |
-160- 11.72% |
$2.67K - $3K
|
1.21K
$21.2K
|
|
|
Jan 14, 2026
Q4 2025
|
Mirador Capital Partners LP
|
SELL
|
- |
-550- 1.25% |
$9.19K - $10.3K
|
43.6K
$766K
|
|
|
Jan 08, 2026
Q4 2025
|
Chesapeake Asset Management LLC
New York, NY |
SELL
|
- |
-774- 32.94% |
$12.9K - $14.5K
|
1.58K
$27.7K
|
|
|
Jan 13, 2026
Q4 2025
|
Dakota Wealth Management
|
SELL
|
- |
-885- 2.29% |
$14.8K - $16.6K
|
37.8K
$665K
|
|
|
Jan 21, 2026
Q4 2025
|
Capital Advisory Group Advisory Services, LLC
Bloomington, MN |
SELL
|
- |
-1.36K- 1.47% |
$22.7K - $25.5K
|
91.1K
$1.6M
|
|
|
Jan 22, 2026
Q4 2025
|
Diversify Advisory Services, LLC
Sandy, UT |
SELL
|
- |
-1.53K- 6.51% |
$25.6K - $28.7K
|
22K
$387K
|
|
|
Jan 21, 2026
Q4 2025
|
Register Financial Advisors LLC
Atlanta, GA |
SELL
|
- |
-1.98K- 12.88% |
$33K - $37.1K
|
13.4K
$235K
|
|
|
Jan 15, 2026
Q4 2025
|
Brookstone Capital Management
|
SELL
|
- |
-2.1K- 16.31% |
$35K - $39.3K
|
10.7K
$189K
|
|
|
Jan 20, 2026
Q4 2025
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-2.1K- 12.55% |
$35K - $39.3K
|
14.6K
$257K
|
|
|
Jan 12, 2026
Q4 2025
|
Gilman Hill Asset Management, LLC
|
SELL
|
- |
-3.61K- 0.62% |
$60.3K - $67.7K
|
580K
$10.2M
|
|
|
Jan 23, 2026
Q4 2025
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-4.57K- 25.59% |
$76.4K - $85.7K
|
13.3K
$234K
|
|
|
Jan 15, 2026
Q4 2025
|
Triad Investment Management
|
SELL
|
- |
-5.14K- 4.71% |
$85.8K - $96.4K
|
104K
$1.83M
|
|
|
Jan 05, 2026
Q4 2025
|
Union Bancaire Privee, Ubp Sa
Geneva 1, V8 |
SELL
|
- |
-7.97K- 22.28% |
$133K - $149K
|
27.8K
$489K
|
|
|
Jan 05, 2026
Q4 2025
|
Confluence Investment Management LLC
|
SELL
|
- |
-12.7K- 4.21% |
$212K - $239K
|
290K
$5.09M
|
|
|
Jan 21, 2026
Q4 2025
|
Naviter Wealth, LLC
|
SELL
|
- |
-15K- 7.2% |
$251K - $282K
|
194K
$3.41M
|
|
|
Jan 20, 2026
Q4 2025
|
Steel Peak Wealth Management LLC
|
SELL
|
- |
-22.4K- 59.03% |
$375K - $421K
|
15.6K
$274K
|
|
|
Jan 21, 2026
Q4 2025
|
Sound Income Strategies, LLC
|
SELL
|
- |
-49.6K- 1.8% |
$828K - $930K
|
2.7M
$47.5M
|
|