Scott Bluestein Hercules Capital, Inc. (HTGC) insider trading activity

Scott Bluestein is Chief Executive Officer of Hercules Capital, Inc.. Currently has a direct ownership of 2.14 Million shares of HTGC, which is worth approximately $41.1 Million. The most recent transaction as insider was on Oct 31, 2021, when has been sold 10,924 shares (Common Stock) at a price of $17.67 per share, resulting in proceeds of $193,027. This information was disclosed in a Form 4 filing with the Securities and Exchange Commission (SEC).

Shares Held (Direct Ownership) 2.14M

5.4% 3M change

1.4% 12M change

Total Value Held $41.1 Million

Scott Bluestein Transaction History

Date	Transaction	Value	Shares Traded	Shares Held
Oct 31 2021	SELL Payment of exercise price or tax liability	$193,027 $17.67 p/Share	10,924 Reduced 1.17%	925,453 Common Stock
Oct 31 2021	BUY Grant, award, or other acquisition	$435,212 $17.67 p/Share	24,630 Added 2.56%	936,377 Common Stock
Oct 17 2021	SELL Payment of exercise price or tax liability	$49,468 $17.4 p/Share	2,843 Reduced 0.31%	911,747 Common Stock
Oct 13 2021	SELL Payment of exercise price or tax liability	$179,971 $17.27 p/Share	10,421 Reduced 1.13%	914,590 Common Stock
Aug 18 2021	SELL Sale (or disposition) back to the issuer	$19,136 $16.98 p/Share	1,127 Reduced 0.62%	179,983 Restricted Stock Units
Aug 18 2021	SELL Payment of exercise price or tax liability	$7,081 $16.98 p/Share	417 Reduced 0.05%	925,199 Common Stock
Aug 18 2021	BUY Grant, award, or other acquisition	$51,229 $16.98 p/Share	3,017 Added 1.64%	181,110 Restricted Stock Units
Aug 18 2021	BUY Grant, award, or other acquisition	$19,136 $16.98 p/Share	1,127 Added 0.12%	925,616 Common Stock
Jul 31 2021	SELL Sale (or disposition) back to the issuer	$423,789 $17.27 p/Share	24,539 Reduced 12.11%	178,093 Restricted Stock Units
Jul 31 2021	SELL Payment of exercise price or tax liability	$187,967 $17.27 p/Share	10,884 Reduced 1.16%	924,489 Common Stock
Jul 31 2021	BUY Grant, award, or other acquisition	$423,789 $17.27 p/Share	24,539 Added 2.56%	935,373 Common Stock
Jul 17 2021	SELL Payment of exercise price or tax liability	$48,661 $17.11 p/Share	2,844 Reduced 0.31%	910,834 Common Stock
Jul 13 2021	SELL Payment of exercise price or tax liability	$179,762 $17.25 p/Share	10,421 Reduced 1.13%	913,678 Common Stock
May 19 2021	SELL Payment of exercise price or tax liability	$1,187 $16.95 p/Share	70 Reduced 0.03%	203,896 Restricted Stock Units
May 19 2021	SELL Sale (or disposition) back to the issuer	$21,425 $16.95 p/Share	1,264 Reduced 0.62%	202,632 Restricted Stock Units
May 19 2021	SELL Payment of exercise price or tax liability	$9,509 $16.95 p/Share	561 Reduced 0.06%	924,100 Common Stock
May 19 2021	BUY Grant, award, or other acquisition	$21,425 $16.95 p/Share	1,264 Added 0.14%	924,661 Common Stock
May 19 2021	BUY Grant, award, or other acquisition	$78,614 $16.95 p/Share	4,638 Added 2.22%	203,966 Restricted Stock Units
Apr 30 2021	SELL Sale (or disposition) back to the issuer	$424,734 $17.41 p/Share	24,396 Reduced 10.9%	199,328 Restricted Stock Units
Apr 30 2021	SELL Payment of exercise price or tax liability	$188,376 $17.41 p/Share	10,820 Reduced 1.16%	923,397 Common Stock
Apr 30 2021	BUY Grant, award, or other acquisition	$424,734 $17.41 p/Share	24,396 Added 2.54%	934,217 Common Stock
Apr 17 2021	SELL Payment of exercise price or tax liability	$48,331 $17.0 p/Share	2,843 Reduced 0.31%	909,822 Common Stock
Apr 13 2021	SELL Payment of exercise price or tax liability	$176,115 $16.9 p/Share	10,421 Reduced 1.13%	912,665 Common Stock
Mar 18 2021	SELL Open market or private sale	$1,264,000 $15.8 p/Share	80,000 Reduced 7.98%	923,086 Common Stock
Mar 15 2021	SELL Payment of exercise price or tax liability	$1,096 $16.6 p/Share	66 Reduced 0.03%	225,164 Restricted Stock Units

Scott Bluestein

Chief Executive Officer

Boston, MA

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