Scott Bluestein Hercules Capital, Inc. (HTGC) insider trading activity

Scott Bluestein is Chief Executive Officer of Hercules Capital, Inc.. Currently has a direct ownership of 2.48 Million shares of HTGC, which is worth approximately $43.6 Million. The most recent transaction as insider was on Jan 09, 2021, when has been sold 327 shares (Restricted Stock Units) at a price of $14.8 per share, resulting in proceeds of $4,840. This information was disclosed in a Form 4 filing with the Securities and Exchange Commission (SEC).

Shares Held (Direct Ownership) 2.48M

10.48% 3M change

7.06% 12M change

Total Value Held $43.6 Million

Scott Bluestein Transaction History

Date	Transaction	Value	Shares Traded	Shares Held
Jan 09 2021	SELL Payment of exercise price or tax liability	$4,840 $14.8 p/Share	327 Reduced 0.08%	428,424 Restricted Stock Units
Jan 09 2021	SELL Payment of exercise price or tax liability	$39,768 $14.8 p/Share	2,687 Reduced 0.39%	683,584 Common Stock
Nov 16 2020	SELL Payment of exercise price or tax liability	$2,333 $12.89 p/Share	181 Reduced 0.04%	430,593 Restricted Stock Units
Nov 16 2020	SELL Sale (or disposition) back to the issuer	$23,743 $12.89 p/Share	1,842 Reduced 0.43%	428,751 Restricted Stock Units
Nov 16 2020	SELL Payment of exercise price or tax liability	$10,531 $12.89 p/Share	817 Reduced 0.12%	686,271 Common Stock
Nov 16 2020	BUY Grant, award, or other acquisition	$23,743 $12.89 p/Share	1,842 Added 0.27%	687,088 Common Stock
Nov 16 2020	BUY Grant, award, or other acquisition	$143,247 $12.89 p/Share	11,113 Added 2.51%	430,774 Restricted Stock Units

Oct 31 2020	SELL Sale (or disposition) back to the issuer	$268,307 $11.2 p/Share	23,956 Reduced 5.4%	419,661 Restricted Stock Units
Oct 31 2020	SELL Payment of exercise price or tax liability	$119,000 $11.2 p/Share	10,625 Reduced 1.53%	685,246 Common Stock
Oct 31 2020	BUY Grant, award, or other acquisition	$268,307 $11.2 p/Share	23,956 Added 3.33%	695,871 Common Stock
Oct 17 2020	SELL Payment of exercise price or tax liability	$33,076 $11.63 p/Share	2,844 Reduced 0.42%	671,915 Common Stock
Oct 09 2020	SELL Payment of exercise price or tax liability	$2,926 $12.04 p/Share	243 Reduced 0.05%	443,617 Restricted Stock Units
Oct 09 2020	SELL Payment of exercise price or tax liability	$40,960 $12.04 p/Share	3,402 Reduced 0.5%	674,759 Common Stock

Scott Bluestein

Chief Executive Officer

Boston, MA

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