Insider Transactions in Q1 2021 at Hercules Capital, Inc. (HTGC)
Insider Transaction List (Q1 2021)
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Mar 18
2021
|
Scott Bluestein Chief Executive Officer |
SELL
Open market or private sale
|
Direct |
80,000
-7.98%
|
$1,200,000
$15.8 P/Share
|
|
Mar 15
2021
|
Scott Bluestein Chief Executive Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
639
-0.06%
|
$10,224
$16.6 P/Share
|
|
Mar 15
2021
|
Scott Bluestein Chief Executive Officer |
BUY
Grant, award, or other acquisition
|
Direct |
1,440
+0.14%
|
$23,040
$16.6 P/Share
|
|
Mar 15
2021
|
Scott Bluestein Chief Executive Officer |
SELL
Sale (or disposition) back to the issuer
|
Direct |
1,440
-0.64%
|
$23,040
$16.6 P/Share
|
|
Mar 15
2021
|
Scott Bluestein Chief Executive Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
66
-0.03%
|
$1,056
$16.6 P/Share
|
|
Mar 15
2021
|
Scott Bluestein Chief Executive Officer |
BUY
Grant, award, or other acquisition
|
Direct |
4,958
+2.15%
|
$79,328
$16.6 P/Share
|
|
Mar 15
2021
|
Melanie Grace General Counsel & CCO |
SELL
Payment of exercise price or tax liability
|
Direct |
41
-0.06%
|
$656
$16.6 P/Share
|
|
Mar 15
2021
|
Melanie Grace General Counsel & CCO |
BUY
Grant, award, or other acquisition
|
Direct |
82
+0.13%
|
$1,312
$16.6 P/Share
|
|
Mar 15
2021
|
Melanie Grace General Counsel & CCO |
SELL
Sale (or disposition) back to the issuer
|
Direct |
82
-0.36%
|
$1,312
$16.6 P/Share
|
|
Mar 15
2021
|
Melanie Grace General Counsel & CCO |
SELL
Payment of exercise price or tax liability
|
Direct |
10
-0.04%
|
$160
$16.6 P/Share
|
|
Mar 15
2021
|
Melanie Grace General Counsel & CCO |
BUY
Grant, award, or other acquisition
|
Direct |
513
+2.18%
|
$8,208
$16.6 P/Share
|
|
Mar 15
2021
|
Bradford C. Koenig |
BUY
Grant, award, or other acquisition
|
Direct |
181
+0.89%
|
$2,896
$16.6 P/Share
|
|
Mar 15
2021
|
Carol L Foster Director |
BUY
Grant, award, or other acquisition
|
Direct |
220
+1.29%
|
$3,520
$16.6 P/Share
|
|
Mar 15
2021
|
Thomas J Fallon |
SELL
Open market or private sale
|
Direct |
15,000
-23.1%
|
$240,000
$16.56 P/Share
|
|
Mar 15
2021
|
Thomas J Fallon |
BUY
Exercise of conversion of derivative security
|
Direct |
15,000
+18.76%
|
$165,000
$11.44 P/Share
|
|
Mar 15
2021
|
Thomas J Fallon |
BUY
Grant, award, or other acquisition
|
Direct |
90
+0.18%
|
$1,440
$16.6 P/Share
|
|
Mar 15
2021
|
Gayle A Crowell |
BUY
Grant, award, or other acquisition
|
Direct |
124
+0.89%
|
$1,984
$16.6 P/Share
|
|
Mar 14
2021
|
Seth H Meyer Chief Financial Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
1,477
-0.84%
|
$23,632
$16.22 P/Share
|
|
Mar 01
2021
|
Doreen Woo Ho |
SELL
Payment of exercise price or tax liability
|
Direct |
8,381
-26.55%
|
$134,096
$16.24 P/Share
|
|
Mar 01
2021
|
Doreen Woo Ho |
BUY
Exercise of conversion of derivative security
|
Direct |
10,000
+24.06%
|
$130,000
$13.61 P/Share
|
|
Mar 01
2021
|
Joseph F Hoffman Director |
SELL
Payment of exercise price or tax liability
|
Direct |
11,518
-22.1%
|
$184,288
$16.24 P/Share
|
|
Mar 01
2021
|
Joseph F Hoffman Director |
BUY
Exercise of conversion of derivative security
|
Direct |
15,000
+22.35%
|
$180,000
$12.47 P/Share
|
|
Mar 01
2021
|
Robert P Badavas |
BUY
Exercise of conversion of derivative security
|
Direct |
5,000
+3.78%
|
$50,000
$10.6 P/Share
|
|
Jan 31
2021
|
Scott Bluestein Chief Executive Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
10,740
-1.06%
|
$150,360
$14.67 P/Share
|
|
Jan 31
2021
|
Scott Bluestein Chief Executive Officer |
BUY
Grant, award, or other acquisition
|
Direct |
24,215
+2.33%
|
$339,010
$14.67 P/Share
|
|
Jan 31
2021
|
Scott Bluestein Chief Executive Officer |
SELL
Sale (or disposition) back to the issuer
|
Direct |
24,215
-9.9%
|
$339,010
$14.67 P/Share
|
|
Jan 31
2021
|
Melanie Grace General Counsel & CCO |
SELL
Payment of exercise price or tax liability
|
Direct |
467
-0.72%
|
$6,538
$14.67 P/Share
|
|
Jan 31
2021
|
Melanie Grace General Counsel & CCO |
BUY
Grant, award, or other acquisition
|
Direct |
1,373
+2.06%
|
$19,222
$14.67 P/Share
|
|
Jan 31
2021
|
Melanie Grace General Counsel & CCO |
SELL
Sale (or disposition) back to the issuer
|
Direct |
1,373
-5.74%
|
$19,222
$14.67 P/Share
|
|
Jan 24
2021
|
Melanie Grace General Counsel & CCO |
BUY
Grant, award, or other acquisition
|
Direct |
20,715
+24.5%
|
$310,725
$15.28 P/Share
|
|
Jan 24
2021
|
Melanie Grace General Counsel & CCO |
SELL
Sale (or disposition) back to the issuer
|
Direct |
20,715
-46.26%
|
$310,725
$15.28 P/Share
|
|
Jan 24
2021
|
Melanie Grace General Counsel & CCO |
SELL
Payment of exercise price or tax liability
|
Direct |
10,655
-19.22%
|
$159,825
$15.28 P/Share
|
|
Jan 24
2021
|
Scott Bluestein Chief Executive Officer |
BUY
Grant, award, or other acquisition
|
Direct |
105,712
+9.66%
|
$1,585,680
$15.28 P/Share
|
|
Jan 24
2021
|
Scott Bluestein Chief Executive Officer |
SELL
Sale (or disposition) back to the issuer
|
Direct |
105,712
-30.1%
|
$1,585,680
$15.28 P/Share
|
|
Jan 24
2021
|
Scott Bluestein Chief Executive Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
77,254
-18.03%
|
$1,158,810
$15.28 P/Share
|
|
Jan 17
2021
|
Scott Bluestein Chief Executive Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
2,843
-0.32%
|
$39,802
$14.91 P/Share
|
|
Jan 13
2021
|
Scott Bluestein Chief Executive Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
34,238
-3.72%
|
$479,332
$14.65 P/Share
|
|
Jan 13
2021
|
Seth H Meyer Chief Financial Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
7,704
-4.21%
|
$107,856
$14.65 P/Share
|
|
Jan 13
2021
|
Melanie Grace General Counsel & CCO |
SELL
Payment of exercise price or tax liability
|
Direct |
1,295
-2.92%
|
$18,130
$14.65 P/Share
|
|
Jan 12
2021
|
Scott Bluestein Chief Executive Officer |
BUY
Grant, award, or other acquisition
|
Direct |
236,463
+20.45%
|
$3,310,482
$14.59 P/Share
|
|
Jan 12
2021
|
Seth H Meyer Chief Financial Officer |
BUY
Grant, award, or other acquisition
|
Direct |
74,606
+28.98%
|
$1,044,484
$14.59 P/Share
|
|
Jan 12
2021
|
Melanie Grace General Counsel & CCO |
BUY
Grant, award, or other acquisition
|
Direct |
9,253
+17.24%
|
$129,542
$14.59 P/Share
|
|
Jan 09
2021
|
Melanie Grace General Counsel & CCO |
SELL
Payment of exercise price or tax liability
|
Direct |
122
-0.22%
|
$1,708
$14.8 P/Share
|
|
Jan 09
2021
|
Melanie Grace General Counsel & CCO |
SELL
Payment of exercise price or tax liability
|
Direct |
427
-1.2%
|
$5,978
$14.8 P/Share
|
|
Jan 09
2021
|
Scott Bluestein Chief Executive Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
327
-0.08%
|
$4,578
$14.8 P/Share
|
|
Jan 09
2021
|
Scott Bluestein Chief Executive Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
2,687
-0.39%
|
$37,618
$14.8 P/Share
|