Insider Transactions in Q1 2023 at Hercules Capital, Inc. (HTGC)
Insider Transaction List (Q1 2023)
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Mar 17
2023
|
Wade Loo |
BUY
Open market or private purchase
|
Indirect |
4,000
+33.17%
|
$44,000
$11.95 P/Share
|
|
Mar 10
2023
|
Thomas J Fallon |
BUY
Grant, award, or other acquisition
|
Indirect |
10,000
+11.4%
|
$120,000
$12.75 P/Share
|
|
Mar 09
2023
|
Wade Loo |
BUY
Grant, award, or other acquisition
|
Indirect |
285
+3.45%
|
$1,995
$7.66 P/Share
|
|
Mar 09
2023
|
Wade Loo |
BUY
Grant, award, or other acquisition
|
Direct |
139
+2.9%
|
$2,085
$15.32 P/Share
|
|
Mar 09
2023
|
Wade Loo |
SELL
Sale (or disposition) back to the issuer
|
Direct |
164
-3.51%
|
-
|
|
Mar 09
2023
|
Christian Follmann Chief Operating Officer |
BUY
Grant, award, or other acquisition
|
Direct |
223
+0.31%
|
$3,345
$15.31 P/Share
|
|
Mar 09
2023
|
Scott Bluestein Chief Executive Officer |
BUY
Grant, award, or other acquisition
|
Direct |
54,858
+3.18%
|
$713,154
$13.83 P/Share
|
|
Mar 09
2023
|
Gayle A Crowell |
BUY
Grant, award, or other acquisition
|
Direct |
942
+1.47%
|
$14,130
$15.33 P/Share
|
|
Mar 09
2023
|
Thomas J Fallon |
BUY
Grant, award, or other acquisition
|
Indirect |
220
+0.32%
|
-
|
|
Mar 09
2023
|
Thomas J Fallon |
BUY
Grant, award, or other acquisition
|
Direct |
187
+2.9%
|
$2,805
$15.32 P/Share
|
|
Mar 09
2023
|
Thomas J Fallon |
SELL
Sale (or disposition) back to the issuer
|
Direct |
220
-3.49%
|
-
|
|
Jan 13
2023
|
Scott Bluestein Chief Executive Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
10,421
-0.83%
|
$135,473
$13.65 P/Share
|
|
Jan 13
2023
|
Christian Follmann Chief Operating Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
493
-0.68%
|
$6,409
$13.65 P/Share
|
|
Jan 13
2023
|
Seth H Meyer Chief Financial Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
2,180
-0.72%
|
$28,340
$13.65 P/Share
|
|
Jan 12
2023
|
Scott Bluestein Chief Executive Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
8,263
-0.66%
|
$107,419
$13.69 P/Share
|
|
Jan 12
2023
|
Christian Follmann Chief Operating Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
490
-0.67%
|
$6,370
$13.69 P/Share
|
|
Jan 12
2023
|
Seth H Meyer Chief Financial Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
2,150
-0.71%
|
$27,950
$13.69 P/Share
|
|
Jan 11
2023
|
Kiersten Zaza Botelho Chief Legal Officer & CCO |
BUY
Grant, award, or other acquisition
|
Direct |
22,222
+44.77%
|
$288,886
$13.5 P/Share
|
|
Jan 11
2023
|
Seth H Meyer Chief Financial Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
9,006
-2.88%
|
$117,078
$13.5 P/Share
|
|
Jan 11
2023
|
Seth H Meyer Chief Financial Officer |
BUY
Grant, award, or other acquisition
|
Direct |
111,111
+26.21%
|
$1,444,443
$13.5 P/Share
|
|
Jan 11
2023
|
Christian Follmann Chief Operating Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
1,942
-2.57%
|
$25,246
$13.5 P/Share
|
|
Jan 11
2023
|
Christian Follmann Chief Operating Officer |
BUY
Grant, award, or other acquisition
|
Direct |
27,778
+26.91%
|
$361,114
$13.5 P/Share
|
|
Jan 11
2023
|
Scott Bluestein Chief Executive Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
21,224
-1.66%
|
$275,912
$13.5 P/Share
|
|
Jan 11
2023
|
Scott Bluestein Chief Executive Officer |
BUY
Grant, award, or other acquisition
|
Direct |
333,333
+20.66%
|
$4,333,329
$13.5 P/Share
|
|
Jan 10
2023
|
Kiersten Zaza Botelho Chief Legal Officer & CCO |
SELL
Payment of exercise price or tax liability
|
Direct |
685
-11.66%
|
$8,905
$13.32 P/Share
|