Insider Transactions in Q4 2020 at Hercules Capital, Inc. (HTGC)
Insider Transaction List (Q4 2020)
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Dec 18
2020
|
Robert P Badavas |
SELL
Bona fide gift
|
Direct |
10,000
-7.55%
|
-
|
|
Dec 14
2020
|
Seth H Meyer Chief Financial Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
975
-0.89%
|
$12,675
$13.92 P/Share
|
|
Nov 18
2020
|
Carol L Foster Director |
BUY
Open market or private purchase
|
Direct |
3,850
+18.87%
|
$46,200
$12.99 P/Share
|
|
Nov 16
2020
|
Gayle A Crowell |
BUY
Grant, award, or other acquisition
|
Direct |
154
+1.12%
|
$1,694
$11.49 P/Share
|
|
Nov 16
2020
|
Thomas J Fallon |
BUY
Grant, award, or other acquisition
|
Direct |
111
+0.22%
|
$1,221
$11.49 P/Share
|
|
Nov 16
2020
|
Carol L Foster Director |
BUY
Grant, award, or other acquisition
|
Direct |
308
+2.37%
|
$3,388
$11.49 P/Share
|
|
Nov 16
2020
|
Bradford C. Koenig |
BUY
Grant, award, or other acquisition
|
Direct |
224
+1.11%
|
$2,464
$11.49 P/Share
|
|
Nov 16
2020
|
Scott Bluestein Chief Executive Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
817
-0.12%
|
$9,804
$12.89 P/Share
|
|
Nov 16
2020
|
Scott Bluestein Chief Executive Officer |
BUY
Grant, award, or other acquisition
|
Direct |
1,842
+0.27%
|
$22,104
$12.89 P/Share
|
|
Nov 16
2020
|
Scott Bluestein Chief Executive Officer |
SELL
Sale (or disposition) back to the issuer
|
Direct |
1,842
-0.43%
|
$22,104
$12.89 P/Share
|
|
Nov 16
2020
|
Scott Bluestein Chief Executive Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
181
-0.04%
|
$2,172
$12.89 P/Share
|
|
Nov 16
2020
|
Scott Bluestein Chief Executive Officer |
BUY
Grant, award, or other acquisition
|
Direct |
11,113
+2.51%
|
$133,356
$12.89 P/Share
|
|
Nov 16
2020
|
Melanie Grace General Counsel & CCO |
SELL
Payment of exercise price or tax liability
|
Direct |
36
-0.1%
|
$432
$12.89 P/Share
|
|
Nov 16
2020
|
Melanie Grace General Counsel & CCO |
BUY
Grant, award, or other acquisition
|
Direct |
1,326
+3.47%
|
$15,912
$12.89 P/Share
|
|
Nov 16
2020
|
Melanie Grace General Counsel & CCO |
SELL
Sale (or disposition) back to the issuer
|
Direct |
1,326
-2.38%
|
$15,912
$12.89 P/Share
|
|
Nov 16
2020
|
Melanie Grace General Counsel & CCO |
SELL
Payment of exercise price or tax liability
|
Direct |
29
-0.05%
|
$348
$12.89 P/Share
|
|
Nov 16
2020
|
Melanie Grace General Counsel & CCO |
BUY
Grant, award, or other acquisition
|
Direct |
1,439
+2.52%
|
$17,268
$12.89 P/Share
|
|
Nov 06
2020
|
Doreen Woo Ho |
BUY
Grant, award, or other acquisition
|
Direct |
4,379
+16.88%
|
$48,169
$11.4 P/Share
|
|
Nov 06
2020
|
Bradford C. Koenig |
BUY
Grant, award, or other acquisition
|
Direct |
4,379
+18.15%
|
$48,169
$11.4 P/Share
|
|
Nov 06
2020
|
Joseph F Hoffman Director |
BUY
Grant, award, or other acquisition
|
Direct |
4,379
+10.55%
|
$48,169
$11.4 P/Share
|
|
Nov 06
2020
|
Thomas J Fallon |
BUY
Grant, award, or other acquisition
|
Direct |
4,379
+8.09%
|
$48,169
$11.4 P/Share
|
|
Nov 06
2020
|
Gayle A Crowell |
BUY
Grant, award, or other acquisition
|
Direct |
4,379
+24.56%
|
$48,169
$11.4 P/Share
|
|
Oct 31
2020
|
Melanie Grace General Counsel & CCO |
SELL
Payment of exercise price or tax liability
|
Direct |
462
-1.28%
|
$5,082
$11.2 P/Share
|
|
Oct 31
2020
|
Melanie Grace General Counsel & CCO |
BUY
Grant, award, or other acquisition
|
Direct |
1,358
+3.64%
|
$14,938
$11.2 P/Share
|
|
Oct 31
2020
|
Melanie Grace General Counsel & CCO |
SELL
Sale (or disposition) back to the issuer
|
Direct |
1,358
-2.44%
|
$14,938
$11.2 P/Share
|
|
Oct 31
2020
|
Scott Bluestein Chief Executive Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
10,625
-1.53%
|
$116,875
$11.2 P/Share
|
|
Oct 31
2020
|
Scott Bluestein Chief Executive Officer |
BUY
Grant, award, or other acquisition
|
Direct |
23,956
+3.33%
|
$263,516
$11.2 P/Share
|
|
Oct 31
2020
|
Scott Bluestein Chief Executive Officer |
SELL
Sale (or disposition) back to the issuer
|
Direct |
23,956
-5.4%
|
$263,516
$11.2 P/Share
|
|
Oct 17
2020
|
Scott Bluestein Chief Executive Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
2,844
-0.42%
|
$31,284
$11.63 P/Share
|
|
Oct 09
2020
|
Melanie Grace General Counsel & CCO |
SELL
Payment of exercise price or tax liability
|
Direct |
34
-0.06%
|
$408
$12.04 P/Share
|
|
Oct 09
2020
|
Melanie Grace General Counsel & CCO |
SELL
Payment of exercise price or tax liability
|
Direct |
364
-1.04%
|
$4,368
$12.04 P/Share
|
|
Oct 09
2020
|
Scott Bluestein Chief Executive Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
243
-0.05%
|
$2,916
$12.04 P/Share
|
|
Oct 09
2020
|
Scott Bluestein Chief Executive Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
3,402
-0.5%
|
$40,824
$12.04 P/Share
|