Latest Insider Transactions at Hercules Capital, Inc. (HTGC)
This section provides a real-time view of insider transactions for Hercules Capital, Inc. (HTGC). The data is sourced from Form 4 filings with the SEC, which are filed by insiders of Hercules Capital, Inc. to disclose their transactions in the company's securities. By reviewing this information, investors can gain insights into the trading activity of Hercules Capital, Inc.'s insiders and make more informed investment decisions.
Insider Transaction List
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Nov 22
2023
|
Thomas J Fallon |
BUY
Grant, award, or other acquisition
|
Indirect |
5,800
+6.38%
|
-
|
|
Nov 22
2023
|
Thomas J Fallon |
BUY
Grant, award, or other acquisition
|
Direct |
149
+2.86%
|
$2,235
$15.87 P/Share
|
|
Nov 22
2023
|
Thomas J Fallon |
SELL
Sale (or disposition) back to the issuer
|
Direct |
5,800
-54.12%
|
-
|
|
Nov 22
2023
|
Wade Loo |
BUY
Grant, award, or other acquisition
|
Indirect |
6,243
+14.55%
|
$43,701
$7.78 P/Share
|
|
Nov 22
2023
|
Wade Loo |
BUY
Grant, award, or other acquisition
|
Direct |
91
+2.85%
|
$1,365
$15.87 P/Share
|
|
Nov 22
2023
|
Wade Loo |
SELL
Sale (or disposition) back to the issuer
|
Direct |
5,744
-65.62%
|
-
|
|
Nov 22
2023
|
Nikos Theodosopoulos |
BUY
Grant, award, or other acquisition
|
Direct |
28
+2.86%
|
$420
$15.87 P/Share
|
|
Nov 22
2023
|
Christian Follmann Chief Operating Officer |
BUY
Grant, award, or other acquisition
|
Direct |
260
+0.36%
|
$3,900
$15.56 P/Share
|
|
Nov 22
2023
|
Gayle A Crowell |
BUY
Grant, award, or other acquisition
|
Direct |
1,200
+1.24%
|
$18,000
$15.8 P/Share
|
|
Oct 12
2023
|
Christian Follmann Chief Operating Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
415
-0.58%
|
$6,640
$16.25 P/Share
|
|
Oct 12
2023
|
Seth H Meyer Chief Financial Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
2,720
-0.95%
|
$43,520
$16.25 P/Share
|
|
Oct 12
2023
|
Scott Bluestein Chief Executive Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
8,740
-0.41%
|
$139,840
$16.25 P/Share
|
|
Oct 11
2023
|
Scott Bluestein Chief Executive Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
7,815
-0.37%
|
$125,040
$16.26 P/Share
|
|
Oct 11
2023
|
Christian Follmann Chief Operating Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
412
-0.58%
|
$6,592
$16.26 P/Share
|
|
Oct 11
2023
|
Seth H Meyer Chief Financial Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
2,657
-0.92%
|
$42,512
$16.26 P/Share
|
|
Oct 10
2023
|
Kiersten Zaza Botelho Chief Legal Officer & CCO |
SELL
Payment of exercise price or tax liability
|
Direct |
144
-0.53%
|
$2,304
$16.26 P/Share
|
|
Sep 21
2023
|
Nikos Theodosopoulos |
BUY
Grant, award, or other acquisition
|
Direct |
923
+50.0%
|
$14,768
$16.24 P/Share
|
|
Sep 08
2023
|
De Anne Aguirre |
BUY
Grant, award, or other acquisition
|
Indirect |
1,693
+50.0%
|
-
|
|
Sep 08
2023
|
De Anne Aguirre |
SELL
Sale (or disposition) back to the issuer
|
Direct |
1,693
-21.41%
|
-
|
|
Sep 08
2023
|
De Anne Aguirre |
BUY
Grant, award, or other acquisition
|
Direct |
2,828
+26.34%
|
$42,420
$15.9 P/Share
|
|
Sep 08
2023
|
Gayle A Crowell |
BUY
Grant, award, or other acquisition
|
Direct |
5,656
+10.84%
|
$84,840
$15.9 P/Share
|
|
Sep 08
2023
|
Wade Loo |
BUY
Grant, award, or other acquisition
|
Direct |
5,656
+39.25%
|
$84,840
$15.9 P/Share
|
|
Sep 08
2023
|
Thomas J Fallon |
BUY
Grant, award, or other acquisition
|
Direct |
5,656
+34.54%
|
$84,840
$15.9 P/Share
|
|
Sep 08
2023
|
Paramjeet K Randhawa |
BUY
Grant, award, or other acquisition
|
Direct |
5,656
+31.01%
|
$84,840
$15.9 P/Share
|
|
Aug 25
2023
|
Gayle A Crowell |
BUY
Grant, award, or other acquisition
|
Direct |
956
+1.15%
|
$15,296
$16.43 P/Share
|
|
Aug 25
2023
|
Christian Follmann Chief Operating Officer |
BUY
Grant, award, or other acquisition
|
Direct |
239
+0.17%
|
$3,824
$16.4 P/Share
|
|
Aug 25
2023
|
Thomas J Fallon |
BUY
Grant, award, or other acquisition
|
Indirect |
1,377
+1.71%
|
-
|
|
Aug 25
2023
|
Thomas J Fallon |
BUY
Grant, award, or other acquisition
|
Direct |
144
+2.77%
|
$2,304
$16.41 P/Share
|
|
Aug 25
2023
|
Thomas J Fallon |
SELL
Sale (or disposition) back to the issuer
|
Direct |
1,377
-21.88%
|
-
|
|
Aug 25
2023
|
Wade Loo |
BUY
Grant, award, or other acquisition
|
Indirect |
1,963
+8.44%
|
$15,704
$8.23 P/Share
|
|
Aug 25
2023
|
Wade Loo |
BUY
Grant, award, or other acquisition
|
Direct |
88
+2.76%
|
$1,408
$16.41 P/Share
|
|
Aug 25
2023
|
Wade Loo |
SELL
Sale (or disposition) back to the issuer
|
Direct |
1,667
-35.64%
|
-
|
|
Jul 12
2023
|
Scott Bluestein Chief Executive Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
8,853
-0.41%
|
$132,795
$15.73 P/Share
|
|
Jul 12
2023
|
Christian Follmann Chief Operating Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
415
-0.58%
|
$6,225
$15.73 P/Share
|
|
Jul 12
2023
|
Seth H Meyer Chief Financial Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
2,720
-0.94%
|
$40,800
$15.73 P/Share
|
|
Jul 11
2023
|
Scott Bluestein Chief Executive Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
7,916
-0.37%
|
$118,740
$15.55 P/Share
|
|
Jul 11
2023
|
Christian Follmann Chief Operating Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
412
-0.57%
|
$6,180
$15.55 P/Share
|
|
Jul 11
2023
|
Seth H Meyer Chief Financial Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
2,657
-0.91%
|
$39,855
$15.55 P/Share
|
|
Jul 10
2023
|
Kiersten Zaza Botelho Chief Legal Officer & CCO |
SELL
Payment of exercise price or tax liability
|
Direct |
144
-0.53%
|
$2,160
$15.3 P/Share
|
|
Jun 22
2023
|
Robert P Badavas |
BUY
Grant, award, or other acquisition
|
Indirect |
107,452
+50.0%
|
-
|
|
Jun 22
2023
|
Robert P Badavas |
SELL
Sale (or disposition) back to the issuer
|
Direct |
107,452
-96.21%
|
-
|
|
Jun 22
2023
|
Robert P Badavas |
BUY
Grant, award, or other acquisition
|
Direct |
4,234
+3.65%
|
$59,276
$14.17 P/Share
|
|
Jun 22
2023
|
Paramjeet K Randhawa |
BUY
Grant, award, or other acquisition
|
Direct |
4,234
+37.93%
|
$59,276
$14.17 P/Share
|
|
May 24
2023
|
Christian Follmann Chief Operating Officer |
SELL
Open market or private sale
|
Direct |
455
-0.63%
|
$5,915
$13.72 P/Share
|
|
May 24
2023
|
Christian Follmann Chief Operating Officer |
BUY
Open market or private purchase
|
Direct |
455
+0.62%
|
$5,915
$13.73 P/Share
|
|
May 23
2023
|
Wade Loo |
BUY
Grant, award, or other acquisition
|
Indirect |
414
+2.41%
|
$2,484
$6.96 P/Share
|
|
May 23
2023
|
Wade Loo |
BUY
Grant, award, or other acquisition
|
Direct |
162
+3.35%
|
$2,106
$13.09 P/Share
|
|
May 23
2023
|
Wade Loo |
SELL
Sale (or disposition) back to the issuer
|
Direct |
138
-2.97%
|
-
|
|
May 23
2023
|
Thomas J Fallon |
BUY
Grant, award, or other acquisition
|
Indirect |
186
+0.24%
|
-
|
|
May 23
2023
|
Thomas J Fallon |
BUY
Grant, award, or other acquisition
|
Direct |
218
+3.35%
|
$2,834
$13.09 P/Share
|