Purchases and Sales Made in Q4 2023 in Western Asset Investment Grade Defined Opportunity Trust Inc. (IGI)
This table provides information about the institutional ownership of Western Asset Investment Grade Defined Opportunity Trust Inc. (IGI) during Q4 2023. The information is specifically focused on institutions that hold shares of Western Asset Investment Grade Defined Opportunity Trust Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 06, 2024
Q4 2023
|
Hara Capital LLC
Bellevue, WA |
BUY
|
- |
120KNew |
$1.82M - $2.11M
|
120K
$1.96M
|
|
|
Feb 09, 2024
Q4 2023
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
49K+ 126.75% |
$744K - $862K
|
87.7K
$1.43M
|
|
|
Feb 13, 2024
Q4 2023
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
35.6K+ 2.7% |
$540K - $626K
|
1.36M
$22.1M
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
27.2K+ 18.14% |
$412K - $478K
|
177K
$2.89M
|
|
|
Jan 10, 2024
Q4 2023
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
21.3KNew |
$323K - $374K
|
21.3K
$348K
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
20.7K+ 13.4% |
$314K - $365K
|
175K
$2.87M
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
16.2KNew |
$246K - $285K
|
16.2K
$265K
|
|
|
Jan 30, 2024
Q4 2023
|
Moloney Securities Asset Management, LLC
|
BUY
|
- |
13K+ 12.83% |
$197K - $228K
|
114K
$1.86M
|
|
|
Feb 05, 2024
Q4 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
11.2KNew |
$170K - $197K
|
11.2K
$183K
|
|
|
Feb 14, 2024
Q4 2023
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
9.56K+ 68.21% |
$145K - $168K
|
23.6K
$385K
|
|
|
Feb 14, 2024
Q4 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
7.33K+ 9.97% |
$111K - $129K
|
80.8K
$1.32M
|
|
|
Jan 25, 2024
Q4 2023
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
4.08K+ 0.72% |
$61.8K - $71.6K
|
566K
$9.25M
|
|
|
Feb 13, 2024
Q4 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
2.1KNew |
$31.9K - $36.9K
|
2.1K
$34.3K
|
|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
1.87K+ 3.15% |
$28.4K - $32.9K
|
61.4K
$1M
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
BUY
|
- |
1.2K+ 100.0% |
$18.2K - $21.1K
|
2.4K
$39.2K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
1.19K+ 1.79% |
$18K - $20.9K
|
67.5K
$1.1M
|
|
|
Feb 09, 2024
Q4 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
1KNew |
$15.2K - $17.6K
|
1K
$16.3K
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
763+ 6.49% |
$11.6K - $13.4K
|
12.5K
$204K
|
|
|
Feb 09, 2024
Q4 2023
|
Oak Harbor Wealth Partners, LLC
|
BUY
|
- |
754+ 5.34% |
$11.4K - $13.3K
|
14.9K
$243K
|
|
|
Feb 12, 2024
Q4 2023
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
390+ 0.75% |
$5.91K - $6.86K
|
52.7K
$861K
|
|
|
Feb 12, 2024
Q4 2023
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
217+ 0.91% |
$3.29K - $3.81K
|
24.2K
$394K
|
|
|
Feb 05, 2024
Q4 2023
|
Fortitude Advisory Group L.L.C.
Gig Harbor, WA |
BUY
|
- |
5+ 0.03% |
$75.8 - $87.9
|
15.5K
$253K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-93- 0.79% |
$1.41K - $1.63K
|
11.7K
$191K
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-233- 68.33% |
$3.53K - $4.1K
|
108
$1.76K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-275- 0.83% |
$4.17K - $4.83K
|
32.7K
$534K
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-687- 20.72% |
$10.4K - $12.1K
|
2.63K
$42.9K
|
|
|
Jan 10, 2024
Q4 2023
|
Diligent Investors, LLC
|
SELL
|
- |
-1K- 9.09% |
$15.2K - $17.6K
|
10K
$163K
|
|
|
Feb 13, 2024
Q4 2023
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-1.37K- 6.87% |
$20.7K - $24K
|
18.5K
$302K
|
|
|
Feb 01, 2024
Q4 2023
|
Private Management Group Inc
|
SELL
|
- |
-2.8K- 1.77% |
$42.4K - $49.2K
|
156K
$2.54M
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-3.87K- 3.23% |
$58.6K - $68K
|
116K
$1.89M
|
|
|
Feb 14, 2024
Q4 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-7.14K- 39.37% |
$108K - $126K
|
11K
$180K
|
|
|
Feb 13, 2024
Q4 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-8.13K- 1.13% |
$123K - $143K
|
711K
$11.6M
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-13K- 6.92% |
$198K - $229K
|
175K
$2.87M
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
SELL
|
- |
-52.1K- 11.0% |
$789K - $915K
|
421K
$6.88M
|