Open Market Insiders Trades - Sells only
This list includes insiders general transaction with codes filed in Form 4 from SEC:
- S - Open market or private sale of non-derivative or derivative security
- V - Transaction voluntarily reported earlier than required
| Ticker | Insider | Transaction Type | Ownership Type | Shares Traded | Value / Price | Filing Date |
|---|---|---|---|---|---|---|
|
QCOM
|
Michelle M Sterling
EVP, Human Resources |
SELL
Open market or private sale
|
Indirect | 17,557 Reduced 47.81% |
$1,484,093
$84.53 p/Share
|
Dec 10
2019 |
|
NIC
|
Ann Kuchera Lawson
Director |
SELL
Open market or private sale
|
Direct | 500 Reduced 1.77% |
$36,940
$73.88 p/Share
|
Dec 10
2019 |
|
WTM
|
Lowndes Andrew Smith
Director |
SELL
Open market or private sale
|
Direct | 200 Reduced 15.36% |
$221,152
$1105.76 p/Share
|
Dec 10
2019 |
|
TPTX
|
Jingrong Jean Cui
Director |
SELL
Open market or private sale
|
Indirect | 11,500 Reduced 0.36% |
$629,050
$54.7 p/Share
|
Dec 10
2019 |
|
LBC
|
Anita G. Newcomb
Director |
SELL
Open market or private sale
|
Direct | 4,500 Reduced 10.07% |
$50,085
$11.13 p/Share
|
Dec 10
2019 |
|
SMMF
|
Robert S Tissue
Senior VP & CFO |
SELL
Open market or private sale
|
Direct | 1,281 Reduced 1.84% |
$33,921
$26.48 p/Share
|
Dec 10
2019 |
|
FITB
|
Frank R. Forrest
EVP |
SELL
Open market or private sale
|
Direct | 7,500 Reduced 11.91% |
$228,975
$30.53 p/Share
|
Dec 10
2019 |
|
PNC
|
Joseph E Rockey
Executive Vice President |
SELL
Open market or private sale
|
Direct | 10,000 Reduced 34.78% |
$1,550,000
$155.0 p/Share
|
Dec 10
2019 |
|
EQH
|
Axa S.A.
> 10% Shareholder |
SELL
Open market or private sale
|
Direct | 3,000,000 Reduced 6.36% |
$72,629,997
$24.21 p/Share
|
Dec 10
2019 |
|
EQH
|
William James Iv Eckert
Chief Accounting Officer |
SELL
Open market or private sale
|
Direct | 2,006 Reduced 14.12% |
$48,966
$24.41 p/Share
|
Dec 10
2019 |
|
UPL
|
Fir Tree Capital Management LP
> 10% Shareholder |
SELL
Open market or private sale
|
Indirect | 9,600,000 Reduced 26.52% |
$1,440,000
$0.15 p/Share
|
Dec 10
2019 |
|
QMCO
|
Eric Singer
> 10% Shareholder |
SELL
Open market or private sale
|
Indirect | 360,000 Reduced 9.75% |
$2,080,800
$5.78 p/Share
|
Dec 10
2019 |
|
RM
|
Basswood Capital Management, L.L.C. |
SELL
Open market or private sale
|
Indirect | 85,052 Reduced 37.23% |
$2,642,566
$31.07 p/Share
|
Dec 10
2019 |
|
DCOM
|
Basswood Capital Management, L.L.C. |
SELL
Open market or private sale
|
Indirect | 60,231 Reduced 12.68% |
$1,971,963
$32.74 p/Share
|
Dec 10
2019 |
|
NIC
|
Dustin James Mc Clone
Director |
SELL
Open market or private sale
|
Indirect | 909 Reduced 100.0% |
-
|
Dec 10
2019 |
|
TPTX
|
Jingrong Jean Cui
Director |
SELL
Open market or private sale
|
Indirect | 11,500 Reduced 0.27% |
$639,400
$55.6 p/Share
|
Dec 09
2019 |
|
ROSE
|
K2 Principal Fund, L.P.
> 10% Shareholder |
SELL
Open market or private sale
|
Direct | 12,538 Reduced 13.64% |
$13,416
$1.07 p/Share
|
Dec 09
2019 |
|
IBCP
|
Dennis J Mack
Executive Vice President |
SELL
Open market or private sale
|
Direct | 8,000 Reduced 18.46% |
$176,320
$22.04 p/Share
|
Dec 09
2019 |
|
FFBC
|
Claude E Davis
Director |
SELL
Open market or private sale
|
Direct | 25,000 Reduced 7.58% |
$613,000
$24.52 p/Share
|
Dec 09
2019 |
|
AROW
|
Gary C Dake
Director |
SELL
Open market or private sale
|
Direct | 1,909 Reduced 5.76% |
$67,483
$35.35 p/Share
|
Dec 09
2019 |
|
MKL
|
Richard R Whitt Iii
Co-Chief Executive Officer |
SELL
Open market or private sale
|
Direct | 250 Reduced 2.78% |
$284,022
$1136.09 p/Share
|
Dec 09
2019 |
|
NWBI
|
Michael G Smelko
EVP, Chief Credit Officer |
SELL
Open market or private sale
|
Direct | 12,931 Reduced 13.98% |
$214,655
$16.6 p/Share
|
Dec 09
2019 |
|
LLY
|
Lilly Endowment Inc |
SELL
Open market or private sale
|
Direct | 10,962 Reduced 0.01% |
$1,312,151
$119.7 p/Share
|
Dec 09
2019 |
|
UNP
|
Elizabeth F Whited
PRESIDENT |
SELL
Open market or private sale
|
Direct | 5,342 Reduced 7.81% |
$916,794
$171.62 p/Share
|
Dec 09
2019 |
|
AFL
|
Steven Kent Beaver
EVP, CFO Aflac Japan |
SELL
Open market or private sale
|
Direct | 5,660 Reduced 27.38% |
$300,150
$53.03 p/Share
|
Dec 09
2019 |
|
NEM
|
John Kitlen
VP, Controller & CAO |
SELL
Open market or private sale
|
Direct | 750 Reduced 1.86% |
$30,113
$40.15 p/Share
|
Dec 09
2019 |
|
MRNA
|
Flagship Ventures Fund Iv General Partner LLC
Director |
SELL
Open market or private sale
|
Indirect | 172,137 Reduced 0.4% |
$3,268,882
$18.99 p/Share
|
Dec 09
2019 |
|
CRWD
|
Capital G LP
> 10% Shareholder |
SELL
Open market or private sale
|
Indirect | 144,877 Reduced 100.0% |
$7,291,660
$50.33 p/Share
|
Dec 09
2019 |
|
ENPH
|
David A Ranhoff
EVP & Chief Commercial Officer |
SELL
Open market or private sale
|
Direct | 30,000 Reduced 4.4% |
$721,500
$24.05 p/Share
|
Dec 09
2019 |
|
AMT
|
Olivier Puech |
SELL
Open market or private sale
|
Direct | 99 Reduced 0.51% |
$21,126
$213.39 p/Share
|
Dec 09
2019 |
|
INTU
|
Scott D Cook
Director |
SELL
Open market or private sale
|
Indirect | 73,357 Reduced 0.43% |
$18,802,867
$256.32 p/Share
|
Dec 09
2019 |
|
ZM
|
Janine Pelosi
Chief Marketing Officer |
SELL
Open market or private sale
|
Direct | 13,046 Reduced 4.34% |
$826,073
$63.32 p/Share
|
Dec 09
2019 |
|
EFSC
|
Scott Richard Goodman
President |
SELL
Open market or private sale
|
Direct | 2,000 Reduced 4.18% |
$90,620
$45.31 p/Share
|
Dec 09
2019 |
|
NIC
|
Michael Joseph Vogel
SVP Comm Bank-Nicolet Nat Bank |
SELL
Open market or private sale
|
Direct | 2,000 Reduced 11.93% |
$147,740
$73.87 p/Share
|
Dec 09
2019 |
|
PKDC
|
Brigade Capital Management, LP
> 10% Shareholder |
SELL
Open market or private sale
|
Indirect | 1,535 Reduced 0.05% |
$28,812
$18.77 p/Share
|
Dec 09
2019 |
|
CRWD
|
Warburg Pincus Private Equity X, L.P.
Director |
SELL
Open market or private sale
|
Direct | 2,422,500 Reduced 100.0% |
$120,398,252
$49.7 p/Share
|
Dec 09
2019 |
|
CRWD
|
Warburg Pincus Private Equity X, L.P.
Director |
SELL
Open market or private sale
|
Indirect | 77,500 Reduced 100.0% |
$3,851,750
$49.7 p/Share
|
Dec 09
2019 |
|
PFXNZ
|
Fortress Investment Group LLC
> 10% Shareholder |
SELL
Open market or private sale
|
Indirect | 19,721 Reduced 0.26% |
$44,372
$2.25 p/Share
|
Dec 09
2019 |
|
GNLN
|
Pura Vida Investments, LLC
> 10% Shareholder |
SELL
Open market or private sale
|
Indirect | 75,000 Reduced 7.02% |
$214,500
$2.86 p/Share
|
Dec 09
2019 |
|
AROW
|
Thomas L Hoy
Director |
SELL
Open market or private sale
|
Direct | 1,000 Reduced 0.52% |
$35,570
$35.57 p/Share
|
Dec 09
2019 |
|
CCK
|
Hock Huat Goh
President - Asia Pacific Div. |
SELL
Open market or private sale
|
Direct | 3,125 Reduced 7.37% |
$238,188
$76.22 p/Share
|
Dec 06
2019 |
|
SMMF
|
Robert S Tissue
Senior VP & CFO |
SELL
Open market or private sale
|
Direct | 3,409 Reduced 4.66% |
$90,373
$26.51 p/Share
|
Dec 06
2019 |
|
TPTX
|
Jingrong Jean Cui
Director |
SELL
Open market or private sale
|
Indirect | 50,890 Reduced 2.29% |
$2,587,248
$50.84 p/Share
|
Dec 06
2019 |
|
MRNA
|
Lorence H. Kim
Chief Financial Officer |
SELL
Open market or private sale
|
Direct | 238,532 Reduced 14.9% |
$4,823,117
$20.22 p/Share
|
Dec 06
2019 |
|
MRNA
|
Stephane Bancel
Chief Executive Officer |
SELL
Open market or private sale
|
Indirect | 11,046 Reduced 0.43% |
$223,902
$20.27 p/Share
|
Dec 06
2019 |
|
XOM
|
James M Spellings Jr
Vice Pres. & Gen. Tax Counsel |
SELL
Open market or private sale
|
Direct | 9,723 Reduced 3.62% |
$673,318
$69.25 p/Share
|
Dec 06
2019 |
|
LLY
|
Alfonso G Zulueta
SVP & President, Lilly Int'l |
SELL
Open market or private sale
|
Direct | 4,500 Reduced 13.31% |
$540,000
$120.0 p/Share
|
Dec 06
2019 |
|
LLY
|
Lilly Endowment Inc |
SELL
Open market or private sale
|
Direct | 194,038 Reduced 0.17% |
$23,366,056
$120.42 p/Share
|
Dec 06
2019 |
|
USB
|
Shailesh M Kotwal
Vice Chair |
SELL
Open market or private sale
|
Direct | 42,896 Reduced 44.6% |
$2,584,055
$60.24 p/Share
|
Dec 06
2019 |
|
ROSE
|
K2 Principal Fund, L.P.
> 10% Shareholder |
SELL
Open market or private sale
|
Direct | 8,847 Reduced 8.78% |
$9,820
$1.11 p/Share
|
Dec 06
2019 |