Open Market Insiders Trades
This list includes insiders general transaction with codes filed in Form 4 from SEC:
- P - Open market or private purchase of non-derivative or derivative security
- S - Open market or private sale of non-derivative or derivative security
- V - Transaction voluntarily reported earlier than required
| Ticker | Insider | Transaction Type | Ownership Type | Shares Traded | Value / Price | Filing Date |
|---|---|---|---|---|---|---|
|
MS
|
Mitsubishi Ufj Financial Group Inc
> 10% Shareholder |
SELL
Open market or private sale
|
Indirect | 0 Reduced 0.0% |
$0
$49.38 p/Share
|
Oct 09
2017 |
|
CZNC
|
Frank G Pellegrino |
BUY
Open market or private purchase
|
Direct | 258 Added 5.17% |
$6,473
$25.09 p/Share
|
Oct 06
2017 |
|
CZNC
|
Jan E Fisher
Director |
BUY
Open market or private purchase
|
Direct | 248 Added 1.66% |
$6,222
$25.09 p/Share
|
Oct 06
2017 |
|
SCHW
|
Terri R Kallsen
EVP - Investor Services |
SELL
Open market or private sale
|
Indirect | 4,267 Reduced 100.0% |
$196,367
$46.02 p/Share
|
Oct 06
2017 |
|
SCHW
|
Marie A Chandoha
CEO - CSIM |
SELL
Open market or private sale
|
Indirect | 19,074 Reduced 45.8% |
$876,260
$45.94 p/Share
|
Oct 06
2017 |
|
EVRI
|
Geoffrey P Judge
Director |
SELL
Open market or private sale
|
Direct | 30,000 Reduced 33.46% |
$240,000
$8.0 p/Share
|
Oct 06
2017 |
|
HQY
|
Berkley Capital, LLC |
SELL
Open market or private sale
|
Indirect | 29,032 Reduced 0.41% |
$1,508,793
$51.97 p/Share
|
Oct 06
2017 |
|
PARR
|
Whitebox Advisors LLC
> 10% Shareholder |
SELL
Open market or private sale
|
Indirect | 73,579 Reduced 1.58% |
$1,519,406
$20.65 p/Share
|
Oct 06
2017 |
|
TRU
|
Timothy Elberfeld
SVP and CAO |
SELL
Open market or private sale
|
Direct | 182 Reduced 1.19% |
$8,978
$49.33 p/Share
|
Oct 06
2017 |
|
NTRS
|
Aileen B Blake
EVP & Controller |
SELL
Open market or private sale
|
Indirect | 1,000 Reduced 7.06% |
$94,000
$94.0 p/Share
|
Oct 06
2017 |
|
TTF
|
City Of London Investment Group PLC
> 10% Shareholder |
SELL
Open market or private sale
|
Indirect | 90,229 Reduced 5.72% |
$949,209
$10.52 p/Share
|
Oct 06
2017 |
|
AEF
|
Bulldog Investors, LLP
> 10% Shareholder |
SELL
Open market or private sale
|
Indirect | 27,181 Reduced 2.88% |
$244,357
$8.99 p/Share
|
Oct 06
2017 |
|
WTW
|
Jeffrey W Ubben
Director |
SELL
Open market or private sale
|
Indirect | 8,118 Reduced 0.27% |
$1,266,814
$156.05 p/Share
|
Oct 06
2017 |
|
AAPL
|
Angela J Ahrendts
Senior Vice President |
SELL
Open market or private sale
|
Direct | 13,388 Reduced 14.69% |
$2,075,140
$155.0 p/Share
|
Oct 05
2017 |
|
SCHW
|
Marie A Chandoha
CEO - CSIM |
SELL
Open market or private sale
|
Indirect | 7,793 Reduced 52.68% |
$350,763
$45.01 p/Share
|
Oct 05
2017 |
|
ADI
|
Kenton J Sicchitano
Director |
SELL
Open market or private sale
|
Direct | 15,000 Reduced 45.75% |
$1,322,250
$88.15 p/Share
|
Oct 05
2017 |
|
EA
|
Blake J Jorgensen
EVP & Chief Financial Officer |
SELL
Open market or private sale
|
Direct | 10,000 Reduced 5.01% |
$1,184,300
$118.43 p/Share
|
Oct 05
2017 |
|
EVBG
|
Gary R. Phillips
SVP, Sales |
SELL
Open market or private sale
|
Direct | 7,778 Reduced 88.16% |
$206,273
$26.52 p/Share
|
Oct 05
2017 |
|
EVBG
|
Yuan Cheng
SVP, Engineering |
SELL
Open market or private sale
|
Direct | 5,000 Reduced 3.5% |
$132,150
$26.43 p/Share
|
Oct 05
2017 |
|
EVBG
|
Imad Mouline
SVP & Chief Technology Officer |
SELL
Open market or private sale
|
Direct | 3,493 Reduced 1.48% |
$92,390
$26.45 p/Share
|
Oct 05
2017 |
|
EVRI
|
Geoffrey P Judge
Director |
SELL
Open market or private sale
|
Direct | 10,000 Reduced 14.35% |
$78,000
$7.8 p/Share
|
Oct 05
2017 |
|
PEN
|
Harpreet Grewal
Director |
SELL
Open market or private sale
|
Direct | 500 Reduced 3.31% |
$46,450
$92.9 p/Share
|
Oct 05
2017 |
|
AAPL
|
Daniel J. Riccio
Senior Vice President |
SELL
Open market or private sale
|
Direct | 15,642 Reduced 25.0% |
$2,424,666
$155.01 p/Share
|
Oct 05
2017 |
|
GCH
|
City Of London Investment Group PLC
> 10% Shareholder |
SELL
Open market or private sale
|
Indirect | 20,000 Reduced 1.26% |
$246,800
$12.34 p/Share
|
Oct 05
2017 |
|
IF
|
City Of London Investment Group PLC
> 10% Shareholder |
SELL
Open market or private sale
|
Indirect | 9,400 Reduced 0.55% |
$75,294
$8.01 p/Share
|
Oct 05
2017 |
|
RIV
|
Rivernorth Capital Management, LLC |
SELL
Open market or private sale
|
Direct | 7,000 Reduced 10.12% |
$144,970
$20.71 p/Share
|
Oct 05
2017 |
|
HQY
|
Berkley Capital, LLC |
SELL
Open market or private sale
|
Indirect | 286,512 Reduced 3.9% |
$14,887,163
$51.96 p/Share
|
Oct 05
2017 |
|
RMNI
|
Polar Asset Management Partners Inc.
> 10% Shareholder |
SELL
Open market or private sale
|
Indirect | 497,018 Reduced 15.5% |
$5,000,001
$10.06 p/Share
|
Oct 05
2017 |
|
PARR
|
Whitebox Advisors LLC
> 10% Shareholder |
SELL
Open market or private sale
|
Indirect | 326,700 Reduced 6.57% |
$6,779,025
$20.75 p/Share
|
Oct 05
2017 |
|
CPS
|
Silver Point Capital L.P.
> 10% Shareholder |
SELL
Open market or private sale
|
Direct | 3,000 Reduced 0.24% |
$351,030
$117.01 p/Share
|
Oct 05
2017 |
|
MB
|
Luxor Capital Group, LP
> 10% Shareholder |
BUY
Open market or private purchase
|
Indirect | 3,924 Added 0.94% |
$107,400
$27.37 p/Share
|
Oct 05
2017 |
|
RYTM
|
Baker Bros. Advisors LP |
BUY
Open market or private purchase
|
Indirect | 885,000 Added 31.88% |
$15,045,000
$17.0 p/Share
|
Oct 05
2017 |
|
BLE
|
Walter Oconnor |
BUY
Open market or private purchase
|
Direct | 95 Added 50.0% |
$1,471
$15.49 p/Share
|
Oct 05
2017 |
|
PARR
|
Whitebox Advisors LLC
> 10% Shareholder |
SELL
Open market or private sale
|
Indirect | 83,800 Reduced 1.66% |
$1,765,666
$21.07 p/Share
|
Oct 04
2017 |
|
CPS
|
Silver Point Capital L.P.
> 10% Shareholder |
SELL
Open market or private sale
|
Direct | 6,500 Reduced 0.52% |
$763,230
$117.42 p/Share
|
Oct 04
2017 |
|
GOOG
|
Sundar Pichai
Chief Executive Officer |
SELL
Open market or private sale
|
Direct | 375 Reduced 16.88% |
$364,463
$971.9 p/Share
|
Oct 04
2017 |
|
GOOG
|
Sundar Pichai
Chief Executive Officer |
SELL
Open market or private sale
|
Direct | 3,625 Reduced 7.8% |
$3,469,125
$957.0 p/Share
|
Oct 04
2017 |
|
SCHW
|
Marie A Chandoha
CEO - CSIM |
SELL
Open market or private sale
|
Indirect | 3,923 Reduced 35.92% |
$174,613
$44.51 p/Share
|
Oct 04
2017 |
|
SCHW
|
Terri R Kallsen
EVP - Investor Services |
SELL
Open market or private sale
|
Indirect | 1,000 Reduced 100.0% |
$44,360
$44.36 p/Share
|
Oct 04
2017 |
|
AAPL
|
Angela J Ahrendts
Senior Vice President |
SELL
Open market or private sale
|
Direct | 25,000 Reduced 21.53% |
$3,835,250
$153.41 p/Share
|
Oct 04
2017 |
|
GDP
|
Franklin Resources Inc
> 10% Shareholder |
SELL
Open market or private sale
|
Indirect | 20,000 Reduced 0.25% |
$193,800
$9.69 p/Share
|
Oct 04
2017 |
|
BATL
|
Franklin Resources Inc
> 10% Shareholder |
SELL
Open market or private sale
|
Indirect | 100,000 Reduced 0.18% |
$666,000
$6.66 p/Share
|
Oct 04
2017 |
|
ADI
|
James Champy
Director |
SELL
Open market or private sale
|
Indirect | 5,000 Reduced 7.81% |
$435,000
$87.0 p/Share
|
Oct 04
2017 |
|
PLNT
|
Christopher Rondeau |
SELL
Open market or private sale
|
Indirect | 20,000 Reduced 100.0% |
$528,600
$26.43 p/Share
|
Oct 04
2017 |
|
LLY
|
Lilly Endowment Inc |
SELL
Open market or private sale
|
Direct | 205,000 Reduced 0.17% |
$17,796,049
$86.81 p/Share
|
Oct 04
2017 |
|
TTF
|
City Of London Investment Group PLC
> 10% Shareholder |
SELL
Open market or private sale
|
Indirect | 1,600 Reduced 1.68% |
$16,912
$10.57 p/Share
|
Oct 04
2017 |
|
HLT
|
Blackstone Real Estate Associates Vi L.P.
> 10% Shareholder |
SELL
Open market or private sale
|
Indirect | 15,596,175 Reduced 47.69% |
$1,077,851,664
$69.11 p/Share
|
Oct 04
2017 |
|
ORCL
|
Dorian Daley
EVP and General Counsel |
SELL
Open market or private sale
|
Direct | 76,703 Reduced 71.23% |
$3,758,447
$49.0 p/Share
|
Oct 04
2017 |
|
NILE
|
Milton C Ault Iii
Executive Chairman |
BUY
Open market or private purchase
|
Indirect | 75,000 Added 49.97% |
$45,000
$0.6 p/Share
|
Oct 04
2017 |
|
INFI
|
Bvf Partners L P
> 10% Shareholder |
BUY
Open market or private purchase
|
Direct | 653,449 Added 45.25% |
$836,415
$1.28 p/Share
|
Oct 04
2017 |