Purchases and Sales Made in Q3 2025 in Northern Lts Fd Tr Iv (ISMD)
This table provides information about the institutional ownership of Northern Lts Fd Tr Iv (ISMD) during Q3 2025. The information is specifically focused on institutions that hold shares of NORTHERN LTS FD TR IV.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 22, 2025
Q3 2025
|
One Ascent Financial Services LLC
Birmingham, AL |
BUY
|
- |
146K+ 46.17% |
$5.11M - $5.78M
|
461K
$17.2M
|
|
|
Nov 14, 2025
Q3 2025
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
76.4K+ 276.71% |
$2.68M - $3.03M
|
104K
$3.88M
|
|
|
Oct 29, 2025
Q3 2025
|
Inspire Advisors, LLC
Meridian, ID |
BUY
|
- |
49K+ 3.54% |
$1.72M - $1.94M
|
1.43M
$53.3M
|
|
|
Nov 12, 2025
Q3 2025
|
Buckingham Strategic Partners
Saint Louis, MO |
BUY
|
- |
23.4KNew |
$821K - $928K
|
23.4K
$872K
|
|
|
Oct 28, 2025
Q3 2025
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
18.9KNew |
$664K - $751K
|
18.9K
$705K
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
10K+ 5.25% |
$351K - $397K
|
200K
$7.47M
|
|
|
Nov 07, 2025
Q3 2025
|
Providence Financial Advisors, LLC
Overland Park, KS |
BUY
|
- |
9.79KNew |
$343K - $388K
|
9.79K
$365K
|
|
|
Nov 12, 2025
Q3 2025
|
Creative Financial Designs Inc
|
BUY
|
- |
9.36K+ 6.15% |
$329K - $372K
|
162K
$6.03M
|
|
|
Oct 21, 2025
Q3 2025
|
Golden State Equity Partners
South Coast Metro, CA |
BUY
|
- |
6.49KNew |
$228K - $257K
|
6.49K
$242K
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
6.4K+ 30.13% |
$225K - $254K
|
27.6K
$1.03M
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
6.36K+ 26.77% |
$223K - $252K
|
30.1K
$1.12M
|
|
|
Nov 12, 2025
Q3 2025
|
Family Wealth Partners, LLC
Matthews, NC |
BUY
|
- |
6.15KNew |
$216K - $244K
|
6.15K
$229K
|
|
|
Nov 05, 2025
Q3 2025
|
Gateway Wealth Partners, LLC
Appleton, WI |
BUY
|
- |
5.89KNew |
$207K - $234K
|
5.89K
$220K
|
|
|
Nov 14, 2025
Q3 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
5.74KNew |
$202K - $228K
|
5.74K
$214K
|
|
|
Nov 03, 2025
Q3 2025
|
Ae Wealth Management LLC
|
BUY
|
- |
3.5K+ 53.64% |
$123K - $139K
|
10K
$374K
|
|
|
Nov 14, 2025
Q3 2025
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
BUY
|
- |
2.85K+ 15.15% |
$100K - $113K
|
21.7K
$807K
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
1.75K+ 26.88% |
$61.2K - $69.3K
|
8.24K
$307K
|
|
|
Nov 14, 2025
Q3 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.57K+ 41.85% |
$55.2K - $62.4K
|
5.33K
$199K
|
|
|
Nov 13, 2025
Q3 2025
|
Alpha Star Capital Management, LLC
|
BUY
|
- |
1.21K+ 1.96% |
$42.3K - $47.8K
|
62.6K
$2.33M
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
BUY
|
- |
1.14K+ 2.94% |
$40K - $45.3K
|
39.9K
$1.49M
|
|
|
Oct 15, 2025
Q3 2025
|
Cwm, LLC
|
BUY
|
- |
1.08K+ 1.8% |
$38K - $43K
|
61.1K
$2.28M
|
|
|
Nov 12, 2025
Q3 2025
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
828+ 20.43% |
$29.1K - $32.9K
|
4.88K
$182K
|
|
|
Oct 10, 2025
Q3 2025
|
Trust Point Inc.
La Crosse, WI |
BUY
|
- |
504+ 3.16% |
$17.7K - $20K
|
16.5K
$614K
|
|
|
Nov 12, 2025
Q3 2025
|
Mosaic Family Wealth Partners, LLC
St. Louis, MO |
BUY
|
- |
502+ 7.27% |
$17.6K - $19.9K
|
7.4K
$276K
|
|
|
Nov 12, 2025
Q3 2025
|
Creative One Wealth, LLC
Overland Park, KS |
BUY
|
- |
480+ 0.3% |
$16.8K - $19.1K
|
161K
$6M
|
|
|
Oct 15, 2025
Q3 2025
|
Whitaker Myers Wealth Managers, Ltd.
Mansfield, OH |
BUY
|
- |
354+ 4.85% |
$12.4K - $14.1K
|
7.65K
$285K
|
|
|
Nov 06, 2025
Q3 2025
|
Assetmark, Inc
|
BUY
|
- |
288New |
$10.1K - $11.4K
|
288
$10.7K
|
|
|
Nov 04, 2025
Q3 2025
|
Jones Financial Companies Lllp
|
BUY
|
- |
253+ 3.93% |
$8.88K - $10K
|
6.68K
$249K
|
|
|
Nov 13, 2025
Q3 2025
|
Wealth Watch Advisors, Inc
Englewood, CO |
BUY
|
- |
200New |
$7.02K - $7.94K
|
200
$7.45K
|
|
|
Nov 14, 2025
Q3 2025
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
192+ 103.23% |
$6.74K - $7.62K
|
378
$14.1K
|
|
|
Oct 22, 2025
Q3 2025
|
Geneos Wealth Management Inc.
|
BUY
|
- |
183+ 11.92% |
$6.42K - $7.26K
|
1.72K
$64K
|
|
|
Oct 08, 2025
Q3 2025
|
Financial Advisory Corp
Grand Rapids, MI |
BUY
|
- |
149+ 0.73% |
$5.23K - $5.91K
|
20.5K
$764K
|
|
|
Nov 04, 2025
Q3 2025
|
Pax Financial Group, LLC
San Antonio, TX |
BUY
|
- |
123+ 0.06% |
$4.32K - $4.88K
|
194K
$7.21M
|
|
|
Nov 13, 2025
Q3 2025
|
La Salle St. Investment Advisors, LLC
Elmhurst, IL |
BUY
|
- |
106+ 1.8% |
$3.72K - $4.21K
|
6.01K
$224K
|
|
|
Oct 30, 2025
Q3 2025
|
Rmg Wealth Management LLC
Platteville, WI |
BUY
|
- |
81+ 0.61% |
$2.84K - $3.21K
|
13.4K
$500K
|
|
|
Oct 31, 2025
Q3 2025
|
Fairman Group, LLC
Chesterbrook, PA |
BUY
|
- |
22+ 0.33% |
$772 - $873
|
6.69K
$249K
|
|
|
Oct 21, 2025
Q3 2025
|
Values First Advisors, Inc.
|
BUY
|
- |
13+ 3.35% |
$456 - $516
|
401
$14.9K
|
|
|
Nov 04, 2025
Q3 2025
|
Cornerstone Planning Group LLC
Fairfield, NJ |
BUY
|
- |
12+ 0.29% |
$421 - $476
|
4.17K
$155K
|
|
|
Nov 12, 2025
Q3 2025
|
Winch Advisory Services, LLC
Appleton, WI |
BUY
|
- |
1+ 0.43% |
$35.1 - $39.7
|
236
$8.79K
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1Closed |
$35.1 - $39.7
|
0
$0
|
|
|
Oct 21, 2025
Q3 2025
|
Silver Oak Securities, Inc
Jackson, TN |
SELL
|
- |
-112- 1.06% |
$3.93K - $4.45K
|
10.4K
$389K
|
|
|
Oct 16, 2025
Q3 2025
|
Ronald Blue Trust, Inc.
Brentwood, TN |
SELL
|
- |
-336- 29.27% |
$11.8K - $13.3K
|
812
$30.3K
|
|
|
Oct 23, 2025
Q3 2025
|
Sound Financial Strategies Group, LLC
|
SELL
|
- |
-366- 0.82% |
$12.8K - $14.5K
|
44.5K
$1.66M
|
|
|
Oct 17, 2025
Q3 2025
|
Optivise Advisory Services LLC
Franklin, TN |
SELL
|
- |
-367- 5.01% |
$12.9K - $14.6K
|
6.96K
$259K
|
|
|
Nov 12, 2025
Q3 2025
|
Principal Securities, Inc.
Des Moines, IA |
SELL
|
- |
-498- 48.4% |
$17.5K - $19.8K
|
531
$19.8K
|
|
|
Nov 19, 2025
Q3 2025
|
Ambassador Advisors, LLC
Lancaster, PA |
SELL
|
- |
-644- 4.5% |
$22.6K - $25.6K
|
13.7K
$510K
|
|
|
Nov 04, 2025
Q3 2025
|
Howe & Rusling Inc
Rochester, NY |
SELL
|
- |
-805- 23.83% |
$28.3K - $32K
|
2.57K
$95.9K
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
SELL
|
- |
-1.01K- 7.67% |
$35.5K - $40.1K
|
12.2K
$453K
|
|
|
Nov 10, 2025
Q3 2025
|
Bare Financial Services, Inc
Gap, PA |
SELL
|
- |
-1.06K- 3.59% |
$37.3K - $42.2K
|
28.5K
$1.06M
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-1.2K- 7.77% |
$42.2K - $47.7K
|
14.3K
$531K
|
|