Latest Institutional Transactions on Nuveen Floating Rate Income Fund (JFR)
This table provides information on the latest institutional transactions involving Nuveen Floating Rate Income Fund (JFR) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 17, 2024
Q3 2024
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
11.7KNew |
$97.8K - $105K
|
11.7K
$98.5K
|
|
|
Oct 15, 2024
Q3 2024
|
Investment Advisory Group, LLC
|
BUY
|
- |
1+ 0.01% |
$8.36 - $9
|
18K
$152K
|
|
|
Oct 11, 2024
Q3 2024
|
Thurston, Springer, Miller, Herd & Titak, Inc.
Indianapolis, IN |
BUY
|
- |
7.32KNew |
$61.2K - $65.9K
|
7.32K
$61.6K
|
|
|
Oct 10, 2024
Q3 2024
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-1.38K- 2.35% |
$11.5K - $12.4K
|
57.3K
$482K
|
|
|
Oct 08, 2024
Q3 2024
|
Cwm, LLC
|
BUY
|
- |
332+ 21.42% |
$2.78K - $2.99K
|
1.88K
$15.8K
|
|
| Q2 2024 | |||||||
|
Feb 14, 2025
Q2 2024
|
Charles Schwab Investment Management Inc
San Francisco, CA |
BUY
|
- |
24.3KNew |
$205K - $215K
|
24.3K
$205K
|
|
|
Aug 19, 2024
Q2 2024
|
Kimelman & Baird, LLC
New York, NY |
BUY
|
- |
1.82KNew |
$15.4K - $16.1K
|
1.82K
$15.3K
|
|
|
Aug 19, 2024
Q2 2024
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-14.9K- 27.94% |
$126K - $132K
|
38.5K
$324K
|
|
|
Aug 14, 2024
Q2 2024
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
34.2K+ 24.62% |
$289K - $302K
|
173K
$1.46M
|
|
|
Aug 14, 2024
Q2 2024
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-747K- 90.68% |
$6.31M - $6.59M
|
76.7K
$646K
|
|
|
Aug 14, 2024
Q2 2024
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
2K+ 11.53% |
$16.9K - $17.7K
|
19.3K
$163K
|
|
|
Aug 14, 2024
Q2 2024
|
Alpine Global Management, LLC
New York, NY |
SELL
|
- |
-35K- 9.09% |
$296K - $309K
|
350K
$2.95M
|
|
|
Aug 14, 2024
Q2 2024
|
Vivaldi Capital Management LP
Chicago, IL |
SELL
|
- |
-19.6K- 13.26% |
$166K - $173K
|
128K
$1.08M
|
|
|
Aug 13, 2024
Q2 2024
|
M Holdings Securities, Inc.
Portland, OR |
BUY
|
- |
25.8KNew |
$218K - $227K
|
25.8K
$217K
|
|
|
Aug 12, 2024
Q2 2024
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
1.2K+ 36.36% |
$10.1K - $10.6K
|
4.5K
$37.9K
|
|
|
Aug 12, 2024
Q2 2024
|
Dcf Advisers, LLC
Greenwich, CT |
BUY
|
- |
29.5KNew |
$249K - $260K
|
29.5K
$248K
|
|
|
Aug 09, 2024
Q2 2024
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-9.87K- 98.42% |
$83.4K - $87.1K
|
158
$1.33K
|
|
|
Aug 09, 2024
Q2 2024
|
Redwood Wealth Management Group, LLC
Moorestown, NJ |
BUY
|
- |
1.1KNew |
$9.3K - $9.71K
|
1.1K
$9.26K
|
|
|
Aug 01, 2024
Q2 2024
|
Investment Management Associates Inc
|
SELL
|
- |
-115K- 70.28% |
$971K - $1.01M
|
48.6K
$409K
|
|
|
Jul 31, 2024
Q2 2024
|
Drive Wealth Management, LLC
Lehi, UT |
BUY
|
- |
454+ 2.94% |
$3.84K - $4.01K
|
15.9K
$134K
|
|
|
Jul 31, 2024
Q2 2024
|
Wr Wealth Planners, LLC
Columbia, MO |
BUY
|
- |
114+ 98.28% |
$963 - $1.01K
|
230
$1.94K
|
|
|
Jul 31, 2024
Q2 2024
|
Spire Wealth Management
|
SELL
|
- |
-32.4K- 83.28% |
$274K - $286K
|
6.5K
$54.7K
|
|
|
Jul 30, 2024
Q2 2024
|
Platform Technology Partners
|
BUY
|
- |
14.1KNew |
$119K - $124K
|
14.1K
$118K
|
|
|
Jul 25, 2024
Q2 2024
|
Barrett & Company, Inc.
Providence, RI |
SELL
|
- |
-2.03K- 45.17% |
$17.2K - $17.9K
|
2.47K
$20.8K
|
|
|
Jul 23, 2024
Q2 2024
|
Private Trust CO Na
|
BUY
|
- |
40.4KNew |
$341K - $357K
|
40.4K
$340K
|
|
|
Jul 22, 2024
Q2 2024
|
Fifth Third Bancorp
|
BUY
|
- |
24New |
$203 - $212
|
24
$202
|
|
|
Jul 22, 2024
Q2 2024
|
Caldwell Sutter Capital, Inc.
Sausalito, CA |
BUY
|
- |
250+ 9.77% |
$2.11K - $2.21K
|
2.81K
$23.6K
|
|
|
Jul 22, 2024
Q2 2024
|
Trilogy Capital Inc.
|
BUY
|
- |
15KNew |
$126K - $132K
|
15K
$126K
|
|
|
Jul 15, 2024
Q2 2024
|
Voisard Asset Management Group, Inc.
Grand Rapids, MI |
BUY
|
- |
98New |
$828 - $865
|
98
$825
|
|
|
Jul 10, 2024
Q2 2024
|
Gill Capital Partners, LLC
Denver, CO |
SELL
|
- |
-2.39K- 2.32% |
$20.2K - $21.1K
|
100K
$845K
|
|
|
Jul 02, 2024
Q2 2024
|
Transcend Capital Advisors, LLC
|
BUY
|
- |
261+ 2.59% |
$2.21K - $2.3K
|
10.3K
$87.1K
|
|
| Q1 2024 | |||||||
|
May 15, 2024
Q1 2024
|
Burford Brothers, Inc.
Dallas, TX |
SELL
|
- |
-1.5K- 10.3% |
$12.2K - $13.1K
|
13.1K
$110K
|
|
|
May 15, 2024
Q1 2024
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-900- 0.39% |
$7.34K - $7.88K
|
229K
$1.93M
|
|
|
May 15, 2024
Q1 2024
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-521K- 62.6% |
$4.25M - $4.56M
|
311K
$2.62M
|
|
|
May 15, 2024
Q1 2024
|
Westchester Capital Management, LLC
Valhalla, NY |
BUY
|
- |
10.8KNew |
$87.8K - $94.2K
|
10.8K
$90.6K
|
|
|
May 14, 2024
Q1 2024
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
38.6KNew |
$315K - $338K
|
38.6K
$325K
|
|
|
May 14, 2024
Q1 2024
|
Redhawk Wealth Advisors, Inc.
Minneapolis, MN |
BUY
|
- |
15.9KNew |
$130K - $139K
|
15.9K
$134K
|
|
|
May 14, 2024
Q1 2024
|
Robinson Capital Management, LLC
|
SELL
|
- |
-23.2K- 99.19% |
$189K - $203K
|
188
$1.58K
|
|
|
May 14, 2024
Q1 2024
|
Prudential Financial Inc
Newark, NJ |
BUY
|
- |
21.2KNew |
$173K - $186K
|
21.2K
$179K
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
7.04K+ 23.42% |
$57.4K - $61.6K
|
37.1K
$312K
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
11.1K+ 23.7% |
$90.5K - $97.1K
|
57.9K
$488K
|
|
|
May 13, 2024
Q1 2024
|
Inter Ocean Capital Group, LLC
Nashville, TN |
BUY
|
- |
19.5KNew |
$159K - $171K
|
19.5K
$164K
|
|
|
May 13, 2024
Q1 2024
|
Cwa Asset Management Group, LLC
|
BUY
|
- |
384+ 3.04% |
$3.13K - $3.36K
|
13K
$110K
|
|
|
May 10, 2024
Q1 2024
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-161K- 28.7% |
$1.31M - $1.41M
|
399K
$3.36M
|
|
|
May 09, 2024
Q1 2024
|
Gm Advisory Group, Inc.
Melville, NY |
BUY
|
- |
12KNew |
$97.5K - $105K
|
12K
$101K
|
|
|
May 09, 2024
Q1 2024
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-417K- 63.46% |
$3.4M - $3.65M
|
240K
$2.02M
|
|
|
May 09, 2024
Q1 2024
|
Hbk Sorce Advisory LLC
Erie, PA |
BUY
|
- |
5.12K+ 17.02% |
$41.8K - $44.8K
|
35.2K
$296K
|
|
|
May 06, 2024
Q1 2024
|
Assetmark, Inc
|
SELL
|
- |
-125- 48.64% |
$1.02K - $1.09K
|
132
$1.11K
|
|
|
May 03, 2024
Q1 2024
|
Csenge Advisory Group
|
BUY
|
- |
10.9KNew |
$89K - $95.4K
|
10.9K
$91.8K
|
|
|
Apr 30, 2024
Q1 2024
|
Diversify Advisory Services, LLC
Sandy, UT |
BUY
|
- |
26.6KNew |
$217K - $233K
|
26.6K
$224K
|
|