Latest Institutional Transactions on Nuveen Floating Rate Income Fund (JFR)
This table provides information on the latest institutional transactions involving Nuveen Floating Rate Income Fund (JFR) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 11, 2020
Q1 2020
|
Rmb Capital Management, LLC
|
SELL
|
- |
-75.9KClosed |
$405K - $786K
|
0
$0
|
|
|
May 07, 2020
Q1 2020
|
Trustcore Financial Services, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
May 06, 2020
Q1 2020
|
Fort Washington Investment Advisors Inc
|
SELL
|
- |
-10.2KClosed |
$54.5K - $106K
|
0
$0
|
|
|
Apr 24, 2020
Q1 2020
|
Old National Bancorp
|
SELL
|
- |
-70.9KClosed |
$379K - $734K
|
0
$0
|
|
|
Apr 23, 2020
Q1 2020
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-7.27KClosed |
$38.8K - $75.2K
|
0
$0
|
|
|
Apr 22, 2020
Q1 2020
|
Hanlon Investment Management, Inc.
|
SELL
|
- |
-135KClosed |
$719K - $1.39M
|
0
$0
|
|
|
Apr 20, 2020
Q1 2020
|
Manchester Financial Inc
|
SELL
|
- |
-5.2KClosed |
$27.8K - $53.8K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
4.3KNew |
$40.4K - $44.1K
|
4.3K
$36.2K
|
|
|
Feb 13, 2020
Q4 2019
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
SELL
|
- |
-11.7KClosed |
$110K - $120K
|
0
$0
|
|
|
Feb 11, 2020
Q4 2019
|
Vident Investment Advisory, LLC
Alpharetta, GA |
SELL
|
- |
-403KClosed |
$3.79M - $4.13M
|
0
$0
|
|
|
Feb 06, 2020
Q4 2019
|
Pinnacle Financial Partners Inc
|
BUY
|
- |
1.28KNew |
$12K - $13.1K
|
1.28K
$10.8K
|
|
|
Jan 28, 2020
Q4 2019
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-896Closed |
$8.41K - $9.18K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 14, 2019
Q3 2019
|
Ionic Capital Management LLC
New York, NY |
SELL
|
- |
-62KClosed |
$588K - $611K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Ibex Wealth Advisors
Lebanon, NJ |
SELL
|
- |
-1.1KClosed |
$10.4K - $10.8K
|
0
$0
|
|
|
Oct 30, 2019
Q3 2019
|
Liberty Wealth Management LLC
Oakland, CA |
SELL
|
- |
-1.05KClosed |
$9.94K - $10.3K
|
0
$0
|
|
|
Oct 04, 2019
Q3 2019
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
13.7KNew |
$130K - $135K
|
13.7K
$115K
|
|
| Q2 2019 | |||||||
|
Aug 14, 2019
Q2 2019
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-10KClosed |
$96.4K - $101K
|
0
$0
|
|
|
Aug 09, 2019
Q2 2019
|
Wealthsource Partners, LLC
|
SELL
|
- |
-10.9KClosed |
$105K - $110K
|
0
$0
|
|
|
Aug 07, 2019
Q2 2019
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-484- 22.68% |
$4.67K - $4.9K
|
1.65K
$13.9K
|
|
|
Jul 30, 2019
Q2 2019
|
Hudock, Inc.
|
SELL
|
- |
-97Closed |
$935 - $982
|
0
$0
|
|
|
Jul 29, 2019
Q2 2019
|
Lavaca Capital LLC
Houston, TX |
SELL
|
- |
-4.79KClosed |
$46.2K - $48.5K
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Parisi Gray Wealth Management
|
SELL
|
- |
-209Closed |
$2.01K - $2.12K
|
0
$0
|
|
| Q1 2019 | |||||||
|
Feb 27, 2020
Q1 2019
|
Jsf Financial, LLC
|
SELL
|
- |
-15.1KClosed |
$141K - $152K
|
0
$0
|
|
|
Apr 19, 2019
Q1 2019
|
Regions Financial Corp
|
SELL
|
- |
-9KClosed |
$84K - $91.1K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Walleye Trading LLC
Plymouth, MN |
SELL
|
- |
-57.7KClosed |
$511K - $603K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Nine Masts Capital LTD
|
SELL
|
- |
-304KClosed |
$2.7M - $3.18M
|
0
$0
|
|
|
Feb 12, 2019
Q4 2018
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-10.4KClosed |
$91.9K - $108K
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Citizens Financial Group Inc
|
SELL
|
- |
-3.7KClosed |
$32.8K - $38.7K
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
W.G. Shaheen & Associates Dba Whitney & CO
|
SELL
|
- |
-1.8KClosed |
$15.9K - $18.8K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Apriem Advisors
Irvine, CA |
SELL
|
- |
-3.59KClosed |
$36.5K - $37.6K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-3.07KClosed |
$31.3K - $32.2K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
478KNew |
$4.86M - $5M
|
478K
$4.02M
|
|
|
Nov 13, 2018
Q3 2018
|
Laurion Capital Management LP
New York, NY |
SELL
|
- |
-257KClosed |
$2.61M - $2.69M
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Cahill Financial Advisors Inc
Edina, MN |
SELL
|
- |
-30.2KClosed |
$307K - $317K
|
0
$0
|
|
|
Nov 08, 2018
Q3 2018
|
Mckinley Capital Management LLC
|
SELL
|
- |
-90.1KClosed |
$918K - $945K
|
0
$0
|
|
|
Nov 08, 2018
Q3 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-567Closed |
$5.77K - $5.94K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 13, 2018
Q2 2018
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-5.02KClosed |
$52.5K - $55K
|
0
$0
|
|
|
Aug 08, 2018
Q2 2018
|
180 Wealth Advisors, LLC
|
SELL
|
- |
-41.1KClosed |
$429K - $450K
|
0
$0
|
|
|
Jul 27, 2018
Q2 2018
|
Dimension Capital Management LLC
Coral Gables, FL |
SELL
|
- |
-57.8KClosed |
$604K - $633K
|
0
$0
|
|
|
Jul 17, 2018
Q2 2018
|
Kistler Tiffany Companies, LLC
Berwyn, PA |
SELL
|
- |
-252Closed |
$2.63K - $2.76K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 15, 2018
Q1 2018
|
Squarepoint Ops LLC
New York, NY |
SELL
|
- |
-41.8KClosed |
$451K - $472K
|
0
$0
|
|
|
May 15, 2018
Q1 2018
|
Bank Of New York Mellon Corp
New York, NY |
SELL
|
- |
-12.4KClosed |
$134K - $140K
|
0
$0
|
|
|
May 11, 2018
Q1 2018
|
Ipg Investment Advisors LLC
San Diego, CA |
SELL
|
- |
-2.61KClosed |
$28.1K - $29.4K
|
0
$0
|
|
|
May 07, 2018
Q1 2018
|
Lex Aurum Advisors, LLC
|
BUY
|
- |
12.2KNew |
$131K - $137K
|
12.2K
$102K
|
|
| Q3 2017 | |||||||
|
Nov 07, 2017
Q3 2017
|
Private Management Group Inc
|
SELL
|
- |
-541KClosed |
$6.3M - $6.46M
|
0
$0
|
|
| Q2 2017 | |||||||
|
Sep 13, 2021
Q2 2017
|
Sargent Bickham Lagudis LLC
|
SELL
|
- |
-1KClosed |
N/A
|
0
$0
|
|
| Q4 2015 | |||||||
|
Sep 22, 2017
Q4 2015
|
Allen Investment Management LLC
|
SELL
|
- |
-15.7K- 52.09% |
N/A
|
14.4K
$122K
|
|