Purchases and Sales Made in Q1 2023 in Nuveen Floating Rate Income Fund (JFR)
This table provides information about the institutional ownership of Nuveen Floating Rate Income Fund (JFR) during Q1 2023. The information is specifically focused on institutions that hold shares of NUVEEN FLOATING RATE INCOME FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2023
Q1 2023
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-1.13K- 2.33% |
$8.75K - $9.87K
|
47.5K
$405K
|
|
|
Apr 14, 2023
Q1 2023
|
Ae Wealth Management LLC
|
SELL
|
- |
-1.36K- 7.33% |
$10.5K - $11.9K
|
17.3K
$147K
|
|
|
May 15, 2023
Q1 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-2.04K- 20.84% |
$15.8K - $17.8K
|
7.75K
$66.1K
|
|
|
May 11, 2023
Q1 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-2.13K- 3.0% |
$16.4K - $18.5K
|
68.9K
$588K
|
|
|
May 12, 2023
Q1 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-2.33K- 3.88% |
$18K - $20.3K
|
57.5K
$491K
|
|
|
May 15, 2023
Q1 2023
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-2.59K- 6.62% |
$20.1K - $22.6K
|
36.6K
$312K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-2.77K- 14.05% |
$21.4K - $24.2K
|
16.9K
$145K
|
|
|
May 15, 2023
Q1 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-3.02K- 19.59% |
$23.3K - $26.3K
|
12.4K
$106K
|
|
|
Apr 19, 2023
Q1 2023
|
Seelaus Asset Management LLC
|
SELL
|
- |
-4.68K- 5.19% |
$36.1K - $40.8K
|
85.4K
$728K
|
|
|
May 15, 2023
Q1 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-4.7K- 1.3% |
$36.4K - $41K
|
357K
$3.04M
|
|
|
May 12, 2023
Q1 2023
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-5.73K- 7.56% |
$44.3K - $49.9K
|
70K
$597K
|
|
|
May 09, 2023
Q1 2023
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-8.89K- 3.44% |
$68.7K - $77.5K
|
250K
$2.13M
|
|
|
May 15, 2023
Q1 2023
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-8.94K- 99.99% |
$69.1K - $78K
|
1
$8.53
|
|
|
Apr 10, 2023
Q1 2023
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-9.16K- 3.82% |
$70.8K - $79.9K
|
230K
$1.97M
|
|
|
May 09, 2023
Q1 2023
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
SELL
|
- |
-11.2K- 18.16% |
$86.4K - $97.4K
|
50.3K
$429K
|
|
|
May 11, 2023
Q1 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-13K- 16.77% |
$100K - $113K
|
64.5K
$550K
|
|
|
May 11, 2023
Q1 2023
|
Elequin Capital LP
New York, NY |
SELL
|
- |
-15.8K- 85.45% |
$122K - $138K
|
2.69K
$22.9K
|
|
|
Apr 26, 2023
Q1 2023
|
Lindbrook Capital, LLC
|
SELL
|
- |
-15.9K- 23.97% |
$123K - $139K
|
50.6K
$431K
|
|
|
May 10, 2023
Q1 2023
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-20.2K- 49.54% |
$156K - $176K
|
20.6K
$176K
|
|
|
May 17, 2023
Q1 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-21K- 40.76% |
$162K - $183K
|
30.5K
$260K
|
|
|
May 12, 2023
Q1 2023
|
Sheets Smith Wealth Management
|
SELL
|
- |
-32K- 99.98% |
$247K - $279K
|
8
$68.2
|
|
|
Apr 17, 2023
Q1 2023
|
Byrne Asset Management LLC
|
SELL
|
- |
-36.8K- 8.52% |
$284K - $320K
|
395K
$3.37M
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-42.6K- 27.29% |
$329K - $371K
|
113K
$968K
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-49.3K- 2.89% |
$381K - $430K
|
1.66M
$14.1M
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
SELL
|
- |
-62.2K- 10.69% |
$481K - $542K
|
520K
$4.43M
|
|
|
May 15, 2023
Q1 2023
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-74.2K- 64.76% |
$574K - $647K
|
40.4K
$344K
|
|
|
Apr 28, 2023
Q1 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-77.4K- 61.52% |
$599K - $675K
|
48.4K
$413K
|
|
|
May 15, 2023
Q1 2023
|
Howard Marks
Oaktree Capital Management LP | Los Angeles, Ca
|
SELL
|
- |
-104K- 9.53% |
$808K - $911K
|
992K
$8.46M
|
|
|
Jun 13, 2024
Q1 2023
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-129K- 92.81% |
$997K - $1.13M
|
10K
$85.3K
|
|
|
May 08, 2023
Q1 2023
|
Shaker Financial Services, LLC
|
SELL
|
- |
-179K- 90.64% |
$1.38M - $1.56M
|
18.5K
$158K
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-307K- 20.55% |
$2.38M - $2.68M
|
1.19M
$10.1M
|
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-396K- 29.51% |
$3.06M - $3.46M
|
947K
$8.07M
|