Purchases and Sales Made in Q4 2021 in Nuveen Floating Rate Income Fund (JFR)
This table provides information about the institutional ownership of Nuveen Floating Rate Income Fund (JFR) during Q4 2021. The information is specifically focused on institutions that hold shares of NUVEEN FLOATING RATE INCOME FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 24, 2022
Q4 2021
|
National Bank Of Canada
|
BUY
|
- |
141New |
$1.4K - $1.47K
|
141
$1.21K
|
|
|
Jan 10, 2022
Q4 2021
|
Wela Strategies, Inc.
|
BUY
|
- |
89+ 0.1% |
$886 - $930
|
88K
$753K
|
|
|
Feb 14, 2022
Q4 2021
|
Advisory Services Network, LLC
|
BUY
|
- |
68+ 0.35% |
$677 - $711
|
19.7K
$168K
|
|
|
Feb 10, 2022
Q4 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
52+ 0.48% |
$518 - $543
|
10.8K
$92.4K
|
|
|
Jan 28, 2022
Q4 2021
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
51+ 0.46% |
$508 - $533
|
11.2K
$96K
|
|
|
Jan 31, 2022
Q4 2021
|
Focused Wealth Management, Inc
|
BUY
|
- |
26+ 2.38% |
$259 - $272
|
1.12K
$9.58K
|
|
|
Jan 14, 2022
Q4 2021
|
Spire Wealth Management
|
BUY
|
- |
26+ 0.21% |
$259 - $272
|
12.5K
$107K
|
|
|
Jan 13, 2022
Q4 2021
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
16+ 1.73% |
$159 - $167
|
939
$8.03K
|
|
|
Feb 11, 2022
Q4 2021
|
Gerber Kawasaki Wealth & Investment Management
|
SELL
|
- |
-1Closed |
$9.96 - $10.5
|
0
$0
|
|
|
Feb 02, 2022
Q4 2021
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-48- 0.46% |
$478 - $502
|
10.3K
$88.1K
|
|
|
Feb 09, 2022
Q4 2021
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-293- 9.7% |
$2.92K - $3.06K
|
2.73K
$23.3K
|
|
|
Feb 11, 2022
Q4 2021
|
Firestone Capital Management
|
SELL
|
- |
-310Closed |
$3.09K - $3.24K
|
0
$0
|
|
|
Feb 03, 2022
Q4 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-429Closed |
$4.27K - $4.48K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-500- 4.43% |
$4.98K - $5.23K
|
10.8K
$92.3K
|
|
|
Feb 08, 2022
Q4 2021
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-604- 5.1% |
$6.02K - $6.31K
|
11.2K
$96.1K
|
|
|
Jan 10, 2022
Q4 2021
|
Seelaus Asset Management LLC
|
SELL
|
- |
-750- 0.83% |
$7.47K - $7.84K
|
90.1K
$770K
|
|
|
Jan 20, 2022
Q4 2021
|
Sheets Smith Wealth Management
|
SELL
|
- |
-800- 2.44% |
$7.97K - $8.36K
|
32K
$274K
|
|
|
Feb 03, 2022
Q4 2021
|
Total Clarity Wealth Management, Inc.
|
SELL
|
- |
-1.07K- 34.67% |
$10.7K - $11.2K
|
2.02K
$17.3K
|
|
|
Feb 09, 2022
Q4 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-1.64K- 0.43% |
$16.4K - $17.2K
|
378K
$3.23M
|
|
|
Oct 13, 2022
Q4 2021
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
SELL
|
- |
-1.9K- 3.73% |
$19K - $19.9K
|
49.2K
$420K
|
|
|
Feb 15, 2022
Q4 2021
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
SELL
|
- |
-1.9K- 3.73% |
$19K - $19.9K
|
49.2K
$420K
|
|
|
Jan 20, 2022
Q4 2021
|
Herold Advisors, Inc.
|
SELL
|
- |
-2KClosed |
$19.9K - $20.9K
|
0
$0
|
|
|
Jan 21, 2022
Q4 2021
|
Foundations Investment Advisors, LLC
|
SELL
|
- |
-2.01K- 6.76% |
$20K - $21K
|
27.7K
$237K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-2.63K- 10.36% |
$26.2K - $27.5K
|
22.8K
$195K
|
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-4.35KClosed |
$43.3K - $45.4K
|
0
$0
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-5KClosed |
$49.8K - $52.3K
|
0
$0
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-5.96K- 9.47% |
$59.4K - $62.3K
|
57K
$487K
|
|
|
Jan 26, 2022
Q4 2021
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-6.4K- 30.66% |
$63.8K - $66.9K
|
14.5K
$124K
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-6.75KClosed |
$67.2K - $70.5K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-7.17K- 14.22% |
$71.4K - $74.9K
|
43.3K
$370K
|
|
|
Feb 02, 2022
Q4 2021
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-11.6K- 4.5% |
$116K - $121K
|
246K
$2.11M
|
|
|
Feb 14, 2022
Q4 2021
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-11.6KClosed |
$116K - $122K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-12.3KClosed |
$123K - $129K
|
0
$0
|
|
|
Feb 16, 2022
Q4 2021
|
Investment Management Associates Inc
|
SELL
|
- |
-16.5K- 9.19% |
$165K - $173K
|
163K
$1.4M
|
|
|
Feb 14, 2022
Q4 2021
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-19.1KClosed |
$190K - $200K
|
0
$0
|
|
|
Jan 25, 2022
Q4 2021
|
Integrated Capital Management, Inc.
|
SELL
|
- |
-20.1KClosed |
$201K - $211K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-40.7K- 16.32% |
$405K - $425K
|
209K
$1.78M
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-58.4K- 53.7% |
$582K - $611K
|
50.4K
$431K
|
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-65KClosed |
$647K - $679K
|
0
$0
|
|
|
Apr 08, 2022
Q4 2021
|
Park Avenue Securities LLC
|
SELL
|
- |
-106KClosed |
$1.05M - $1.1M
|
0
$0
|
|
|
Feb 04, 2022
Q4 2021
|
Envestnet Asset Management Inc
|
SELL
|
- |
-108KClosed |
$1.08M - $1.13M
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-237KClosed |
$2.36M - $2.48M
|
0
$0
|
|
|
Jan 14, 2022
Q4 2021
|
Next Capital Management LLC
|
SELL
|
- |
-269KClosed |
$2.68M - $2.81M
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Invesco Senior Secured Management Inc
New York, NY |
SELL
|
- |
-666K- 82.4% |
$6.64M - $6.96M
|
142K
$1.22M
|
|
|
Feb 14, 2022
Q4 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-856KClosed |
$8.53M - $8.95M
|
0
$0
|