Latest Institutional Transactions on Japan Smaller Capitalization Fund Inc (JOF)
This table provides information on the latest institutional transactions involving Japan Smaller Capitalization Fund Inc (JOF) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Mar 14, 2025
Q4 2024
|
Hara Capital LLC
Bellevue, WA |
SELL
|
- |
-10.6K- 2.74% |
$79.5K - $87.5K
|
376K
$3.17M
|
|
|
Feb 14, 2025
Q4 2024
|
Kovitz Investment Group Partners, LLC
|
SELL
|
- |
-1.38K- 0.83% |
$10.4K - $11.4K
|
166K
$1.39M
|
|
|
Feb 14, 2025
Q4 2024
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-17.5K- 1.65% |
$131K - $144K
|
1.04M
$8.76M
|
|
|
Feb 14, 2025
Q4 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-29.1K- 56.81% |
$218K - $240K
|
22.1K
$186K
|
|
|
Feb 14, 2025
Q4 2024
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
3.04K+ 144.67% |
$22.8K - $25.1K
|
5.14K
$43.2K
|
|
|
Feb 14, 2025
Q4 2024
|
Ubs Group Ag
|
BUY
|
- |
1.05K+ 13.4% |
$7.89K - $8.68K
|
8.91K
$74.9K
|
|
|
Feb 14, 2025
Q4 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-6.27K- 7.24% |
$47.1K - $51.8K
|
80.4K
$676K
|
|
|
Feb 14, 2025
Q4 2024
|
Quantedge Capital Pte LTD
Singapore, U0 |
BUY
|
- |
51.2K+ 137.5% |
$384K - $422K
|
88.4K
$743K
|
|
|
Feb 14, 2025
Q4 2024
|
Boothbay Fund Management, LLC
New York, NY |
BUY
|
- |
24.2K+ 88.34% |
$182K - $200K
|
51.6K
$434K
|
|
|
Feb 14, 2025
Q4 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
250New |
$1.88K - $2.06K
|
250
$2.1K
|
|
|
Feb 14, 2025
Q4 2024
|
Css LLC
Chicago, IL |
SELL
|
- |
-16- 0.07% |
$120 - $132
|
22.4K
$188K
|
|
|
Feb 14, 2025
Q4 2024
|
Ionic Capital Management LLC
New York, NY |
BUY
|
- |
56.7KNew |
$425K - $468K
|
56.7K
$477K
|
|
|
Feb 14, 2025
Q4 2024
|
Raffles Associates LP
New York, NY |
BUY
|
- |
24.1K+ 10.78% |
$181K - $199K
|
248K
$2.09M
|
|
|
Feb 14, 2025
Q4 2024
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-39K- 0.85% |
$292K - $322K
|
4.54M
$38.2M
|
|
|
Feb 14, 2025
Q4 2024
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-25K- 1.11% |
$187K - $206K
|
2.22M
$18.7M
|
|
|
Feb 14, 2025
Q4 2024
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
713K+ 222.02% |
$5.35M - $5.88M
|
1.03M
$8.7M
|
|
|
Feb 14, 2025
Q4 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
12.7K+ 5.12% |
$95.2K - $105K
|
261K
$2.19M
|
|
|
Feb 13, 2025
Q4 2024
|
Shaker Financial Services, LLC
|
SELL
|
- |
-8.76K- 11.58% |
$65.7K - $72.2K
|
66.9K
$562K
|
|
|
Feb 13, 2025
Q4 2024
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-63- 9.53% |
$473 - $520
|
598
$5.03K
|
|
|
Feb 13, 2025
Q4 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 13, 2025
Q4 2024
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-274K- 5.31% |
$2.05M - $2.26M
|
4.89M
$41.1M
|
|
|
Feb 12, 2025
Q4 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
60New |
$450 - $495
|
60
$505
|
|
|
Feb 12, 2025
Q4 2024
|
Rpo LLC
Stamford, CT |
BUY
|
- |
24.5K+ 32.1% |
$184K - $202K
|
101K
$848K
|
|
|
Feb 12, 2025
Q4 2024
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-32.1K- 22.93% |
$241K - $265K
|
108K
$907K
|
|
|
Feb 12, 2025
Q4 2024
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
2.25K+ 4.02% |
$16.9K - $18.6K
|
58.3K
$490K
|
|
|
Feb 12, 2025
Q4 2024
|
Dkm Wealth Management, Inc.
Stockton, CA |
BUY
|
- |
34KNew |
$255K - $281K
|
34K
$286K
|
|
|
Feb 07, 2025
Q4 2024
|
Roberts Glore & CO Inc
Deerfield, IL |
SELL
|
- |
-835- 4.4% |
$6.26K - $6.89K
|
18.1K
$152K
|
|
|
Feb 07, 2025
Q4 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
113+ 2.49% |
$848 - $932
|
4.66K
$39.2K
|
|
|
Feb 07, 2025
Q4 2024
|
Independent Advisor Alliance
|
BUY
|
- |
39.2KNew |
$294K - $323K
|
39.2K
$329K
|
|
|
Feb 07, 2025
Q4 2024
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-5.01K- 22.28% |
$37.5K - $41.3K
|
17.5K
$147K
|
|
|
Feb 06, 2025
Q4 2024
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
30.5K+ 340.24% |
$229K - $252K
|
39.5K
$332K
|
|
|
Feb 06, 2025
Q4 2024
|
Beam Wealth Advisors, Inc.
|
SELL
|
- |
-4.4K- 11.46% |
$33K - $36.3K
|
34K
$286K
|
|
|
Feb 06, 2025
Q4 2024
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
94.4KNew |
$708K - $779K
|
94.4K
$794K
|
|
|
Feb 06, 2025
Q4 2024
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-18.4K- 26.98% |
$138K - $152K
|
49.8K
$419K
|
|
|
Feb 05, 2025
Q4 2024
|
Mills Wealth Advisors LLC
Southlake, TX |
BUY
|
- |
8+ 0.04% |
$60 - $66
|
22.8K
$192K
|
|
|
Jan 31, 2025
Q4 2024
|
Mraz, Amerine & Associates, Inc.
|
BUY
|
- |
70.5K+ 225.31% |
$529K - $582K
|
102K
$856K
|
|
|
Jan 29, 2025
Q4 2024
|
Allspring Global Investments Holdings, LLC
|
SELL
|
- |
-476K- 8.32% |
$3.57M - $3.92M
|
5.24M
$44.1M
|
|
|
Jan 28, 2025
Q4 2024
|
Triasima Portfolio Management Inc.
|
SELL
|
- |
-12.7K- 51.63% |
$95.3K - $105K
|
11.9K
$100K
|
|
|
Jan 24, 2025
Q4 2024
|
Matisse Capital
|
BUY
|
- |
98.2K+ 37.22% |
$736K - $810K
|
362K
$3.04M
|
|
|
Jan 22, 2025
Q4 2024
|
Union Bancaire Privee, Ubp Sa
Geneva 1, V8 |
BUY
|
- |
4.2KNew |
$31.5K - $34.7K
|
4.2K
$35.3K
|
|
|
Jan 22, 2025
Q4 2024
|
Barry Investment Advisors, LLC
|
SELL
|
- |
-5.96K- 3.06% |
$44.7K - $49.2K
|
189K
$1.59M
|
|
|
Jan 21, 2025
Q4 2024
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
690+ 0.93% |
$5.18K - $5.69K
|
74.9K
$630K
|
|
|
Jan 14, 2025
Q4 2024
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-41- 0.06% |
$308 - $338
|
72.9K
$613K
|
|
| Q3 2024 | |||||||
|
Nov 20, 2024
Q3 2024
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
12.6KNew |
$89.8K - $104K
|
12.6K
$106K
|
|
|
Nov 14, 2024
Q3 2024
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
137K+ 37.86% |
$974K - $1.13M
|
497K
$4.18M
|
|
|
Nov 14, 2024
Q3 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
12.8KNew |
$91K - $106K
|
12.8K
$107K
|
|
|
Nov 14, 2024
Q3 2024
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
10.8K+ 17.03% |
$76.9K - $89.2K
|
74.1K
$624K
|
|
|
Nov 13, 2024
Q3 2024
|
Hudson Portfolio Management LLC
Garrison, NY |
SELL
|
- |
-1.7K- 3.04% |
$12.1K - $14.1K
|
54.1K
$455K
|
|
|
Nov 12, 2024
Q3 2024
|
Pekin Hardy Strauss, Inc.
|
BUY
|
- |
3.08K+ 23.57% |
$21.9K - $25.4K
|
16.1K
$136K
|
|
|
Nov 04, 2024
Q3 2024
|
Wolverine Asset Management LLC
|
SELL
|
- |
-9.4K- 10.73% |
$67K - $77.7K
|
78.2K
$658K
|
|