Latest Institutional Sells of Japan Smaller Capitalization Fund Inc (JOF)
This list provides information on the latest institutional transactions involving Japan Smaller Capitalization Fund Inc (JOF) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2025
Q3 2025
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-765K- 17.85% |
$7.29M - $8.37M
|
3.52M
$36.9M
|
|
|
Nov 14, 2025
Q3 2025
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-166K- 20.0% |
$1.58M - $1.81M
|
662K
$6.95M
|
|
|
Nov 14, 2025
Q3 2025
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-97.5K- 2.29% |
$929K - $1.07M
|
4.15M
$43.5M
|
|
|
Oct 30, 2025
Q3 2025
|
Hara Capital LLC
Bellevue, WA |
SELL
|
- |
-75.5K- 37.04% |
$720K - $827K
|
128K
$1.35M
|
|
|
Oct 09, 2025
Q3 2025
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-37.1K- 51.51% |
$354K - $406K
|
34.9K
$366K
|
|
|
Nov 14, 2025
Q3 2025
|
Almitas Capital LLC
Santa Monica, CA |
SELL
|
- |
-30.2K- 5.9% |
$288K - $330K
|
482K
$5.05M
|
|
|
Nov 10, 2025
Q3 2025
|
Kovitz Investment Group Partners, LLC
|
SELL
|
- |
-21.8K- 14.18% |
$208K - $238K
|
132K
$1.38M
|
|
|
Nov 14, 2025
Q3 2025
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-20.6K- 57.03% |
$196K - $225K
|
15.5K
$163K
|
|
|
Nov 14, 2025
Q3 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-12.7K- 55.67% |
$121K - $139K
|
10.1K
$106K
|
|
|
Nov 13, 2025
Q3 2025
|
Barometer Capital Management Inc.
Toronto, A6 |
SELL
|
- |
-9.6K- 18.43% |
$91.5K - $105K
|
42.5K
$446K
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
SELL
|
- |
-8.21K- 48.57% |
$78.2K - $89.8K
|
8.69K
$91.2K
|
|
|
Nov 14, 2025
Q3 2025
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-7.28K- 0.31% |
$69.3K - $79.6K
|
2.31M
$24.3M
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-3.6K- 99.97% |
$34.3K - $39.3K
|
1
$10.5
|
|
|
Oct 22, 2025
Q3 2025
|
Barry Investment Advisors, LLC
|
SELL
|
- |
-3.34K- 2.23% |
$31.8K - $36.6K
|
147K
$1.54M
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-2.92K- 0.37% |
$27.8K - $31.9K
|
792K
$8.31M
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-2.64K- 0.84% |
$25.1K - $28.8K
|
311K
$3.27M
|
|
|
Oct 15, 2025
Q3 2025
|
Seed Wealth Management, Inc.
Evanston, IL |
SELL
|
- |
-2K- 16.13% |
$19.1K - $21.9K
|
10.4K
$109K
|
|
|
Nov 04, 2025
Q3 2025
|
Beam Wealth Advisors, Inc.
|
SELL
|
- |
-1K- 2.99% |
$9.53K - $10.9K
|
32.5K
$341K
|
|
|
Nov 14, 2025
Q3 2025
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-750- 1.55% |
$7.15K - $8.21K
|
47.8K
$501K
|
|
|
Nov 14, 2025
Q3 2025
|
Hudson Portfolio Management LLC
Garrison, NY |
SELL
|
- |
-700- 1.36% |
$6.67K - $7.66K
|
50.8K
$533K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-630- 6.66% |
$6K - $6.89K
|
8.82K
$92.6K
|
|
|
Nov 14, 2025
Q3 2025
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-100- 16.67% |
$953 - $1.09K
|
500
$5.25K
|
|
| Q2 2025 | |||||||
|
Aug 12, 2025
Q2 2025
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-57.9K- 77.4% |
$443K - $562K
|
16.9K
$177K
|
|
|
Aug 13, 2025
Q2 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-13.4K- 16.94% |
$102K - $130K
|
65.7K
$689K
|
|
|
Aug 08, 2025
Q2 2025
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-10.1K- 62.5% |
$77.2K - $98K
|
6.06K
$63.5K
|
|
|
Jul 11, 2025
Q2 2025
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-3.37K- 4.63% |
$25.8K - $32.7K
|
69.3K
$727K
|
|
|
Oct 30, 2025
Q2 2025
|
Broadwater Capital Management LLC
Boston, MA |
SELL
|
- |
-68Closed |
$520 - $660
|
0
$0
|
|
| Q1 2025 | |||||||
|
May 15, 2025
Q1 2025
|
Css LLC
Chicago, IL |
SELL
|
- |
-3.53K- 15.75% |
$26.5K - $29.9K
|
18.9K
$198K
|
|
|
May 12, 2025
Q1 2025
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-2.3K- 13.14% |
$17.2K - $19.5K
|
15.2K
$159K
|
|
|
May 09, 2025
Q1 2025
|
Roberts Glore & CO Inc
Deerfield, IL |
SELL
|
- |
-500- 2.76% |
$3.75K - $4.24K
|
17.6K
$185K
|
|
|
May 08, 2025
Q1 2025
|
Us Bancorp \De\
|
SELL
|
- |
-475- 23.75% |
$3.56K - $4.03K
|
1.53K
$16K
|
|
| Q4 2024 | |||||||
|
Feb 13, 2025
Q4 2024
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-63- 9.53% |
$473 - $520
|
598
$6.27K
|
|
| Q3 2024 | |||||||
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-11.6K- 6.46% |
$82.6K - $95.8K
|
168K
$1.76M
|
|
|
Nov 04, 2024
Q3 2024
|
Wolverine Asset Management LLC
|
SELL
|
- |
-9.4K- 10.73% |
$67K - $77.7K
|
78.2K
$821K
|
|
| Q2 2024 | |||||||
|
Aug 01, 2024
Q2 2024
|
Waterfront Wealth Inc.
|
SELL
|
- |
-2K- 13.33% |
$15K - $15.8K
|
13K
$136K
|
|
| Q1 2024 | |||||||
|
May 13, 2024
Q1 2024
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-10.1K- 5.43% |
$75.9K - $81.2K
|
176K
$1.85M
|
|
| Q4 2023 | |||||||
|
Feb 12, 2024
Q4 2023
|
Benedetti & Gucer, Inc.
|
SELL
|
- |
-4K- 8.83% |
$26.7K - $30.4K
|
41.3K
$433K
|
|
| Q3 2023 | |||||||
|
Nov 09, 2023
Q3 2023
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-76.8K- 60.37% |
$546K - $574K
|
50.5K
$529K
|
|
|
Nov 03, 2023
Q3 2023
|
Guild Investment Management, Inc.
|
SELL
|
- |
-3K- 3.34% |
$21.3K - $22.4K
|
86.9K
$911K
|
|
|
Nov 14, 2023
Q3 2023
|
Peapack Gladstone Financial Corp
Bedminster, NJ |
SELL
|
- |
-2.27K- 17.47% |
$16.1K - $17K
|
10.7K
$113K
|
|
|
Oct 10, 2023
Q3 2023
|
National Bank Of Canada
|
SELL
|
- |
-115- 3.29% |
$818 - $859
|
3.39K
$35.5K
|
|
| Q1 2023 | |||||||
|
May 11, 2023
Q1 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-15.9K- 11.13% |
$102K - $111K
|
127K
$1.33M
|
|
|
Apr 18, 2023
Q1 2023
|
Park Avenue Securities LLC
|
SELL
|
- |
-12.7K- 9.46% |
$81K - $88.4K
|
121K
$1.27M
|
|
| Q2 2022 | |||||||
|
Jul 27, 2022
Q2 2022
|
Hightower 6 M Holding, LLC
|
SELL
|
- |
-38KClosed |
$237K - $274K
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-12.5KClosed |
$78K - $90.2K
|
0
$0
|
|
|
Aug 12, 2022
Q2 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-1.43KClosed |
$8.86K - $10.2K
|
0
$0
|
|
| Q1 2022 | |||||||
|
May 16, 2022
Q1 2022
|
Graticule Asia Macro Advisors LLC
New York, NY |
SELL
|
- |
-513KClosed |
$3.63M - $4.13M
|
0
$0
|
|
|
May 18, 2022
Q1 2022
|
Nomura Holdings Inc
Tokyo, M0 |
SELL
|
- |
-13.2KClosed |
$93.5K - $106K
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
Frontier Wealth Management LLC
Kansas City, MO |
SELL
|
- |
-11.8KClosed |
$83.6K - $95K
|
0
$0
|
|
|
Apr 18, 2022
Q1 2022
|
Spire Wealth Management
|
SELL
|
- |
-2KClosed |
$14.2K - $16.1K
|
0
$0
|
|