Purchases and Sales Made in Q4 2024 in Japan Smaller Capitalization Fund Inc (JOF)
This table provides information about the institutional ownership of Japan Smaller Capitalization Fund Inc (JOF) during Q4 2024. The information is specifically focused on institutions that hold shares of JAPAN SMALLER CAPITALIZATION FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2025
Q4 2024
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
713K+ 222.02% |
$5.35M - $5.88M
|
1.03M
$8.7M
|
|
|
Jan 24, 2025
Q4 2024
|
Matisse Capital
|
BUY
|
- |
98.2K+ 37.22% |
$736K - $810K
|
362K
$3.04M
|
|
|
Feb 06, 2025
Q4 2024
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
94.4KNew |
$708K - $779K
|
94.4K
$794K
|
|
|
Jan 31, 2025
Q4 2024
|
Mraz, Amerine & Associates, Inc.
|
BUY
|
- |
70.5K+ 225.31% |
$529K - $582K
|
102K
$856K
|
|
|
Feb 14, 2025
Q4 2024
|
Ionic Capital Management LLC
New York, NY |
BUY
|
- |
56.7KNew |
$425K - $468K
|
56.7K
$477K
|
|
|
Feb 14, 2025
Q4 2024
|
Quantedge Capital Pte LTD
Singapore, U0 |
BUY
|
- |
51.2K+ 137.5% |
$384K - $422K
|
88.4K
$743K
|
|
|
Feb 07, 2025
Q4 2024
|
Independent Advisor Alliance
|
BUY
|
- |
39.2KNew |
$294K - $323K
|
39.2K
$329K
|
|
|
Feb 12, 2025
Q4 2024
|
Dkm Wealth Management, Inc.
Stockton, CA |
BUY
|
- |
34KNew |
$255K - $281K
|
34K
$286K
|
|
|
Feb 06, 2025
Q4 2024
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
30.5K+ 340.24% |
$229K - $252K
|
39.5K
$332K
|
|
|
Feb 12, 2025
Q4 2024
|
Rpo LLC
Stamford, CT |
BUY
|
- |
24.5K+ 32.1% |
$184K - $202K
|
101K
$848K
|
|
|
Feb 14, 2025
Q4 2024
|
Boothbay Fund Management, LLC
New York, NY |
BUY
|
- |
24.2K+ 88.34% |
$182K - $200K
|
51.6K
$434K
|
|
|
Feb 14, 2025
Q4 2024
|
Raffles Associates LP
New York, NY |
BUY
|
- |
24.1K+ 10.78% |
$181K - $199K
|
248K
$2.09M
|
|
|
Feb 14, 2025
Q4 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
12.7K+ 5.12% |
$95.2K - $105K
|
261K
$2.19M
|
|
|
Jan 31, 2025
Q4 2024
|
Hara Capital LLC
Bellevue, WA |
BUY
|
- |
8.9K+ 2.35% |
$66.7K - $73.4K
|
387K
$3.26M
|
|
|
Jan 22, 2025
Q4 2024
|
Union Bancaire Privee, Ubp Sa
Geneva 1, V8 |
BUY
|
- |
4.2KNew |
$31.5K - $34.7K
|
4.2K
$35.3K
|
|
|
Feb 14, 2025
Q4 2024
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
3.04K+ 144.67% |
$22.8K - $25.1K
|
5.14K
$43.2K
|
|
|
Feb 12, 2025
Q4 2024
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
2.25K+ 4.02% |
$16.9K - $18.6K
|
58.3K
$490K
|
|
|
Feb 14, 2025
Q4 2024
|
Ubs Group Ag
|
BUY
|
- |
1.05K+ 13.4% |
$7.89K - $8.68K
|
8.91K
$74.9K
|
|
|
Jan 21, 2025
Q4 2024
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
690+ 0.93% |
$5.18K - $5.69K
|
74.9K
$630K
|
|
|
Feb 14, 2025
Q4 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
250New |
$1.88K - $2.06K
|
250
$2.1K
|
|
|
Feb 07, 2025
Q4 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
113+ 2.49% |
$848 - $932
|
4.66K
$39.2K
|
|
|
Feb 12, 2025
Q4 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
60New |
$450 - $495
|
60
$505
|
|
|
Feb 05, 2025
Q4 2024
|
Mills Wealth Advisors LLC
Southlake, TX |
BUY
|
- |
8+ 0.04% |
$60 - $66
|
22.8K
$192K
|
|
|
Feb 13, 2025
Q4 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 14, 2025
Q4 2024
|
Css LLC
Chicago, IL |
SELL
|
- |
-16- 0.07% |
$120 - $132
|
22.4K
$188K
|
|
|
Jan 14, 2025
Q4 2024
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-41- 0.06% |
$308 - $338
|
72.9K
$613K
|
|
|
Feb 13, 2025
Q4 2024
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-63- 9.53% |
$473 - $520
|
598
$5.03K
|
|
|
Feb 07, 2025
Q4 2024
|
Roberts Glore & CO Inc
Deerfield, IL |
SELL
|
- |
-835- 4.4% |
$6.26K - $6.89K
|
18.1K
$152K
|
|
|
Feb 14, 2025
Q4 2024
|
Kovitz Investment Group Partners, LLC
|
SELL
|
- |
-1.38K- 0.83% |
$10.4K - $11.4K
|
166K
$1.39M
|
|
|
Feb 06, 2025
Q4 2024
|
Beam Wealth Advisors, Inc.
|
SELL
|
- |
-4.4K- 11.46% |
$33K - $36.3K
|
34K
$286K
|
|
|
Feb 07, 2025
Q4 2024
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-5.01K- 22.28% |
$37.5K - $41.3K
|
17.5K
$147K
|
|
|
Jan 22, 2025
Q4 2024
|
Barry Investment Advisors, LLC
|
SELL
|
- |
-5.96K- 3.06% |
$44.7K - $49.2K
|
189K
$1.59M
|
|
|
Feb 14, 2025
Q4 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-6.27K- 7.24% |
$47.1K - $51.8K
|
80.4K
$676K
|
|
|
Feb 13, 2025
Q4 2024
|
Shaker Financial Services, LLC
|
SELL
|
- |
-8.76K- 11.58% |
$65.7K - $72.2K
|
66.9K
$562K
|
|
|
Mar 14, 2025
Q4 2024
|
Hara Capital LLC
Bellevue, WA |
SELL
|
- |
-10.6K- 2.74% |
$79.5K - $87.5K
|
376K
$3.17M
|
|
|
Jan 28, 2025
Q4 2024
|
Triasima Portfolio Management Inc.
|
SELL
|
- |
-12.7K- 51.63% |
$95.3K - $105K
|
11.9K
$100K
|
|
|
Feb 14, 2025
Q4 2024
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-17.5K- 1.65% |
$131K - $144K
|
1.04M
$8.76M
|
|
|
Feb 06, 2025
Q4 2024
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-18.4K- 26.98% |
$138K - $152K
|
49.8K
$419K
|
|
|
Feb 14, 2025
Q4 2024
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-25K- 1.11% |
$187K - $206K
|
2.22M
$18.7M
|
|
|
Feb 14, 2025
Q4 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-29.1K- 56.81% |
$218K - $240K
|
22.1K
$186K
|
|
|
Feb 12, 2025
Q4 2024
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-32.1K- 22.93% |
$241K - $265K
|
108K
$907K
|
|
|
Feb 14, 2025
Q4 2024
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-39K- 0.85% |
$292K - $322K
|
4.54M
$38.2M
|
|
|
Feb 13, 2025
Q4 2024
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-274K- 5.31% |
$2.05M - $2.26M
|
4.89M
$41.1M
|
|
|
Jan 29, 2025
Q4 2024
|
Allspring Global Investments Holdings, LLC
|
SELL
|
- |
-476K- 8.32% |
$3.57M - $3.92M
|
5.24M
$44.1M
|