Purchases and Sales Made in Q4 2025 in Japan Smaller Capitalization Fund Inc (JOF)
This table provides information about the institutional ownership of Japan Smaller Capitalization Fund Inc (JOF) during Q4 2025. The information is specifically focused on institutions that hold shares of JAPAN SMALLER CAPITALIZATION FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 23, 2026
Q4 2025
|
Spectrum Asset Management, Inc.
|
BUY
|
- |
47.1KNew |
$469K - $507K
|
47.1K
$494K
|
|
|
Jan 12, 2026
Q4 2025
|
Sax Wealth Advisors, LLC
Parsippany, NJ |
BUY
|
- |
27.2KNew |
$271K - $293K
|
27.2K
$286K
|
|
|
Jan 15, 2026
Q4 2025
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
7.97K+ 0.15% |
$79.4K - $85.9K
|
5.5M
$57.7M
|
|
|
Jan 15, 2026
Q4 2025
|
Highline Wealth Partners LLC
Sherman Oaks, CA |
BUY
|
- |
300New |
$2.99K - $3.23K
|
300
$3.15K
|
|
|
Jan 21, 2026
Q4 2025
|
Flagship Harbor Advisors, LLC
|
BUY
|
- |
200New |
$1.99K - $2.16K
|
200
$2.1K
|
|
|
Jan 08, 2026
Q4 2025
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-38- 0.11% |
$378 - $410
|
34.9K
$366K
|
|
|
Jan 27, 2026
Q4 2025
|
Mills Wealth Advisors LLC
Southlake, TX |
SELL
|
- |
-48- 0.19% |
$478 - $517
|
24.8K
$260K
|
|
|
Jan 26, 2026
Q4 2025
|
Shaker Financial Services, LLC
|
SELL
|
- |
-3.89K- 3.99% |
$38.8K - $42K
|
93.7K
$983K
|
|
|
Jan 05, 2026
Q4 2025
|
Noble Wealth Management Pbc
Greenwood Village, CO |
SELL
|
- |
-5.87K- 11.02% |
$58.4K - $63.2K
|
47.4K
$497K
|
|
|
Jan 15, 2026
Q4 2025
|
Hara Capital LLC
Bellevue, WA |
SELL
|
- |
-15.4K- 11.99% |
$153K - $166K
|
113K
$1.19M
|
|