Latest Institutional Transactions on Nuveen Preferred & Income Opportunities Fund (JPC)
This table provides information on the latest institutional transactions involving Nuveen Preferred & Income Opportunities Fund (JPC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 31, 2019
Q2 2019
|
Capital Advisors, Ltd. LLC
|
SELL
|
- |
-2.82KClosed |
$26.3K - $27.9K
|
0
$0
|
|
|
Jul 10, 2019
Q2 2019
|
Kwmg, LLC
|
SELL
|
- |
-391Closed |
$3.64K - $3.87K
|
0
$0
|
|
|
Jul 10, 2019
Q2 2019
|
Dubuque Bank & Trust CO
|
SELL
|
- |
-2.49KClosed |
$23.2K - $24.7K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 16, 2019
Q1 2019
|
Wealthpoint, LLC
|
SELL
|
- |
-1.5KClosed |
$12.7K - $14.4K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Pettinga Financial Advisors, LLC
|
SELL
|
- |
-10.7KClosed |
$90.8K - $103K
|
0
$0
|
|
|
May 10, 2019
Q1 2019
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-92.1KClosed |
$782K - $883K
|
0
$0
|
|
|
Apr 30, 2019
Q1 2019
|
Janus Henderson Group PLC
London, X0 |
SELL
|
- |
-775KClosed |
$6.58M - $7.43M
|
0
$0
|
|
|
Apr 19, 2019
Q1 2019
|
Asset Dedication, LLC
|
SELL
|
- |
-147Closed |
$1.25K - $1.41K
|
0
$0
|
|
|
Apr 12, 2019
Q1 2019
|
First Manhattan CO
New York, NY |
SELL
|
- |
-336Closed |
$2.85K - $3.22K
|
0
$0
|
|
|
Apr 10, 2019
Q1 2019
|
Aegon Asset Management Uk PLC
|
SELL
|
- |
-692KClosed |
$5.87M - $6.64M
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Walleye Trading LLC
Plymouth, MN |
SELL
|
- |
-4KClosed |
$31.8K - $37.1K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-35.1KClosed |
$279K - $325K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Nine Masts Capital LTD
|
SELL
|
- |
-362KClosed |
$2.88M - $3.36M
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Jefferies Group LLC
New York, NY |
SELL
|
- |
-35KClosed |
$278K - $325K
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-9.51KClosed |
$75.6K - $88.2K
|
0
$0
|
|
|
Feb 12, 2019
Q4 2018
|
Ballew Advisors, Inc
|
SELL
|
- |
-104Closed |
$827 - $964
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Girard Partners Ltd.
|
SELL
|
- |
-4KClosed |
$31.8K - $37.1K
|
0
$0
|
|
|
Jan 31, 2019
Q4 2018
|
Doliver Advisors, LP
Houston, TX |
SELL
|
- |
-105KClosed |
$838K - $977K
|
0
$0
|
|
|
Jan 31, 2019
Q4 2018
|
Tradewinds Capital Management, LLC
|
SELL
|
- |
-80Closed |
$636 - $742
|
0
$0
|
|
|
Jan 24, 2019
Q4 2018
|
Ota Financial Group L.P.
|
BUY
|
- |
118KNew |
$935K - $1.09M
|
118K
$940K
|
|
|
Jan 16, 2019
Q4 2018
|
Legacy Private Trust Co.
|
SELL
|
- |
-25.6KClosed |
$203K - $237K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 15, 2018
Q3 2018
|
Covington Capital Management
|
BUY
|
- |
2.05K+ 25.65% |
$18.9K - $19.5K
|
10.1K
$80.4K
|
|
|
Nov 14, 2018
Q3 2018
|
Protective Life Corp
Birmingham, AL |
BUY
|
- |
440KNew |
$4.04M - $4.18M
|
440K
$3.52M
|
|
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
86.1KNew |
$792K - $817K
|
86.1K
$689K
|
|
|
Nov 14, 2018
Q3 2018
|
Landaas & CO
Milwaukee, WI |
SELL
|
- |
-1.09KClosed |
$9.99K - $10.3K
|
0
$0
|
|
|
Nov 09, 2018
Q3 2018
|
Trustcore Financial Services, LLC
|
SELL
|
- |
-3.01KClosed |
$27.6K - $28.5K
|
0
$0
|
|
|
Nov 08, 2018
Q3 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-813Closed |
$7.47K - $7.72K
|
0
$0
|
|
|
Nov 07, 2018
Q3 2018
|
Fusion Family Wealth LLC
|
SELL
|
- |
-500Closed |
$4.6K - $4.75K
|
0
$0
|
|
|
Nov 02, 2018
Q3 2018
|
Fine Mark National Bank & Trust
Fort Myers, FL |
SELL
|
- |
-25.1KClosed |
$231K - $238K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Sep 17, 2018
Q2 2018
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-25KClosed |
$233K - $252K
|
0
$0
|
|
|
Aug 02, 2018
Q2 2018
|
Blume Capital Management, Inc.
Berkeley, CA |
SELL
|
- |
-300Closed |
$2.79K - $3.02K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 21, 2018
Q1 2018
|
Massmutual Trust CO Fsb
|
SELL
|
- |
-8.83KClosed |
$84.8K - $90.6K
|
0
$0
|
|
|
May 14, 2018
Q1 2018
|
Vident Investment Advisory, LLC
Alpharetta, GA |
SELL
|
- |
-336KClosed |
$3.22M - $3.44M
|
0
$0
|
|
|
May 14, 2018
Q1 2018
|
Laurion Capital Management LP
New York, NY |
SELL
|
- |
-173KClosed |
$1.67M - $1.78M
|
0
$0
|
|
|
May 11, 2018
Q1 2018
|
Cutter & CO Brokerage, Inc.
|
SELL
|
- |
-111KClosed |
$1.06M - $1.14M
|
0
$0
|
|
|
Apr 26, 2018
Q1 2018
|
Brave Asset Management Inc
|
SELL
|
- |
-30.7KClosed |
$295K - $315K
|
0
$0
|
|
|
Apr 23, 2018
Q1 2018
|
Financial Architects, Inc
Marlton, NJ |
SELL
|
- |
-900Closed |
$8.64K - $9.23K
|
0
$0
|
|
|
Apr 18, 2018
Q1 2018
|
Regions Financial Corp
|
SELL
|
- |
-2.13KClosed |
$20.4K - $21.9K
|
0
$0
|
|
|
Apr 17, 2018
Q1 2018
|
Calton & Associates, Inc.
|
SELL
|
- |
-12KClosed |
$115K - $123K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 14, 2018
Q4 2017
|
Robinson Capital Management, LLC
|
SELL
|
- |
-133KClosed |
$1.37M - $1.42M
|
0
$0
|
|
|
Feb 13, 2018
Q4 2017
|
Simon Quick Advisors, LLC
|
SELL
|
- |
-1.98KClosed |
$20.3K - $21K
|
0
$0
|
|
|
Feb 13, 2018
Q4 2017
|
U S Global Investors Inc
San Antonio, TX |
SELL
|
- |
-5.38KClosed |
$55.3K - $57.2K
|
0
$0
|
|
|
Feb 13, 2018
Q4 2017
|
Formidable Asset Management, LLC
Cincinnati, OH |
SELL
|
- |
-14.5KClosed |
$149K - $154K
|
0
$0
|
|
|
Feb 08, 2018
Q4 2017
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-1.15KClosed |
$11.9K - $12.3K
|
0
$0
|
|
|
Feb 06, 2018
Q4 2017
|
M&T Bank Corp
|
SELL
|
- |
-13.5KClosed |
$139K - $144K
|
0
$0
|
|
|
Jan 25, 2018
Q4 2017
|
Vicus Capital
State College, PA |
SELL
|
- |
-11.3KClosed |
$116K - $120K
|
0
$0
|
|
|
Jan 23, 2018
Q4 2017
|
Narwhal Capital Management
|
SELL
|
- |
-15.4KClosed |
$159K - $164K
|
0
$0
|
|
|
Jan 12, 2018
Q4 2017
|
Stonehearth Capital Management, LLC
|
BUY
|
- |
6.6KNew |
$67.9K - $70.3K
|
6.6K
$52.8K
|
|
| Q2 2017 | |||||||
|
Aug 07, 2017
Q2 2017
|
Mufg Americas Holdings Corp
|
BUY
|
- |
671New |
N/A
|
671
$5.37K
|
|
| Q1 2015 | |||||||
|
Sep 22, 2017
Q1 2015
|
Allen Investment Management LLC
|
SELL
|
- |
-5.19K- 10.1% |
N/A
|
46.2K
$370K
|
|